DFX Intelligence

RIA Intelligence

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Former SEC-registered adviser

B••••••• M•••••••••

Former SEC-registered adviserLondon, CRD 160233SEC 801-73181IAPD

Legal name B••••••• L••

Latest filing Jun 19, 2020

First filing on the tape Feb 8, 2012 · 20 filings

RAUM

$341M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$241M gross assets

History

20 filings and snapshots on the tape

RAUM$341M as of Jun 19, 2020

Jun 26, 2012$1.9B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Jun 19, 2020

Jun 28, 20130 then

Employees (5.A)13 as of Jun 19, 2020

Jun 28, 201311 then

Private funds3 as of Jun 19, 2020

Jun 26, 20128 then

RAUM -52% over the last fiscal year-28% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jun 19, 2020; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $28.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -52%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody: yesreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$241M71%
Corporations and businesses$99.6M29%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 12reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $0 for 0 clientsreported
Compensation: % of AUM, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

8 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
B••••••• L•	Hedge Fund	$201M	17	Feb 8, 2012
O••• L•no longer reported	Hedge Fund	$137M	1	Feb 8, 2012
P••• A••• L•no longer reported	Hedge Fund	$113M	1	Feb 8, 2012
C• D••••••••• P••••••• L•no longer reported	Hedge Fund	$49.9M	1	Feb 8, 2012
B••••••• I•••••••• R•••	Hedge Fund	$38.6M	40	Feb 8, 2012
I••••• L•no longer reported	Hedge Fund	$35.3M	1	Feb 8, 2012
B••••••• S••• H••• L•no longer reported	Hedge Fund	$15.2M	5	Feb 8, 2012
A••••• A•••• L•	Hedge Fund	$2.1M	4	Feb 8, 2012

Owners and control persons

Schedule A and B, latest filing

M••••••• M••••• Q•••••• · Membercontrol
since 04/2005 · owns 25% to 50%
M•••• J•••• K• · Managing Membercontrol
since 04/2019 · owns 5% to 10%
O•••••••• O•••••• J••••• · Managing Member, Chief Executive Officercontrol
since 04/2005 · owns 25% to 50%
R••••• C•••••• C•••••• · Managing Member, Chief Operating Officer, Chief Compliance Officercontrol
since 09/2008 · owns 25% to 50%

Related persons

Schedule D 7.A

B••••••• G•••••• P••••••• I•• L••••••
pooled vehicle sponsory
B••••••• G•••••• P••••••• I• L••••••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Employees · 15 to 13
Jun 21, 2019 to Jun 19, 2020
Discretionary RAUM · $706M to $341M
Jun 21, 2019 to Jun 19, 2020
Pooled vehicle RAUM · $392M to $241M
Jun 21, 2019 to Jun 19, 2020
RAUM · $706M to $341M
Jun 21, 2019 to Jun 19, 2020
Advisory employees · 6 to 7
May 2, 2019 to Jun 21, 2019
Discretionary RAUM · $902M to $706M
May 2, 2019 to Jun 21, 2019
Pooled vehicle RAUM · $477M to $392M
May 2, 2019 to Jun 21, 2019
RAUM · $902M to $706M
May 2, 2019 to Jun 21, 2019
Advisory employees · 7 to 6
Sep 28, 2017 to Jun 28, 2018
Charity clients · unset to 0.0
Sep 28, 2017 to Jun 28, 2018
Corporate clients · unset to 9.0
Sep 28, 2017 to Jun 28, 2018
HNW clients · unset to 0.0
Sep 28, 2017 to Jun 28, 2018
Individual clients · unset to 0.0
Sep 28, 2017 to Jun 28, 2018
Pension plan clients · unset to 0.0
Sep 28, 2017 to Jun 28, 2018
Pooled vehicle clients · unset to 3.0
Sep 28, 2017 to Jun 28, 2018
Employees · 16 to 15
Sep 28, 2017 to Jun 28, 2018
Other offices · unset to 0.0
Sep 28, 2017 to Jun 28, 2018
Discretionary RAUM · $908M to $902M
Sep 28, 2017 to Jun 28, 2018
Pooled vehicle RAUM · unset to 477383405.0
Sep 28, 2017 to Jun 28, 2018
RAUM · $908M to $902M
Sep 28, 2017 to Jun 28, 2018
Accounts · 13 to 12
Jun 23, 2016 to Jun 23, 2017
Advisory employees · 8 to 7
Jun 23, 2016 to Jun 23, 2017
Employees · 18 to 16
Jun 23, 2016 to Jun 23, 2017
Discretionary RAUM · $1.2B to $908M
Jun 23, 2016 to Jun 23, 2017
RAUM · $1.2B to $908M
Jun 23, 2016 to Jun 23, 2017
Accounts · 11 to 13
Jun 26, 2015 to Jun 23, 2016
Employees · 15 to 18
Jun 26, 2015 to Jun 23, 2016
Discretionary RAUM · $1.9B to $1.2B
Jun 26, 2015 to Jun 23, 2016
RAUM · $1.9B to $1.2B
Jun 26, 2015 to Jun 23, 2016
Advisory employees · 7 to 8
Dec 17, 2014 to Jun 26, 2015
Employees · 12 to 15
Dec 17, 2014 to Jun 26, 2015
Discretionary RAUM · $2.1B to $1.9B
Dec 17, 2014 to Jun 26, 2015
RAUM · $2.1B to $1.9B
Dec 17, 2014 to Jun 26, 2015
Employees · 11 to 12
Jun 5, 2014 to Jun 25, 2014
Discretionary RAUM · $1.9B to $2.1B
Jun 5, 2014 to Jun 25, 2014
RAUM · $1.9B to $2.1B
Jun 5, 2014 to Jun 25, 2014
Advisory employees · unset to 7.0
Jul 18, 2012 to Jun 28, 2013
Advisory activities · 1 to 2
Jul 18, 2012 to Jun 28, 2013
BD registered reps · unset to 0.0
Jul 18, 2012 to Jun 28, 2013
Employees · unset to 11.0
Jul 18, 2012 to Jun 28, 2013

Signals

3 dated events

B••••••• M••••••••• reported RAUM $341.0M, down 52% from $705.7M (2019-06-21 to 2020-06-19)
Jun 19, 2020 · RAUM change · derived
Adebayo Khalifa Biobaku (Managing Member) no longer on Schedule A of B••••••• M••••••••• (listed 2019-06-21, absent 2020-06-19)
Jun 19, 2020 · Control person left · inference
K John Mumo (Member) appeared on Schedule A of B••••••• M•••••••••
May 2, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026