DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•• R••••• A••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Feb 28, 2012 · 30 filings
SEC status approved since Mar 22, 2012
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
32 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
8
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$2.1B as of Apr 30, 2026
Feb 8, 2013$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Feb 8, 20130 then
Employees (5.A)54 as of Apr 30, 2026
Feb 8, 2013114 then
Private funds8 as of Apr 30, 2026
Feb 8, 20132 then
RAUM +24% over the last fiscal year+27% a year over threeIARs 0 to 0offices 4 to 3
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $268MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.1B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• R••••• P••••••• V• L• • R•• V• C•••••••• L• | Real Estate Fund | $588M | 28 | Mar 31, 2019 |
| R•• R••••• P••••••• V• L• • R•• V• C•••••••• L• • R•• V• C•••••••• S• L• | Real Estate Fund | $195M | 44 | Mar 31, 2022 |
| R•• R••••• P••••••• I• • I• •• L• | Real Estate Fund | $54.9M | 16 | Apr 11, 2016 |
| R•• R••••• P••••••• I•• • I•• •• L•no longer reported | Hedge Fund | $3.1M | 29 | Feb 28, 2012 |
| R•• R••••• I•••••••• I• L•• | Real Estate Fund | $893,822 | 20 | Feb 12, 2024 |
| R•• R••••• P••••••• I• L•no longer reported | Real Estate Fund | $259,555 | 26 | Feb 28, 2012 |
| R•• R••••• I•••••••• V• L•• | Real Estate Fund | $12,676 | 14 | Feb 12, 2024 |
| R•• R••••• I•••••••• V• L•• | Real Estate Fund | $2,823 | 21 | Feb 12, 2024 |
| R•• R••••• I•••••••• I• L•• | Real Estate Fund | $2,199 | 6 | Feb 12, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• K••••• S••• · Chief Investment Officercontrolsince 09/2023 · owns less than 5%
- C•••••••• K••••• L••••••• · Chief Executive Officercontrolsince 01/2010 · owns less than 5%
- G•••••• K••••• D•••• · Executive Vice President General Counsel/Ccocontrolsince 06/2011 · owns less than 5%
- S••••• J••••• W•••••• · Presidentcontrolsince 10/2010 · owns less than 5%
- S••••• J•••••••• S•••• · Chief Operating Officercontrolsince 05/2021 · owns less than 5%
- C•••••••• K••••• L••••••• · Managercontrolsince 12/2012 · owns 75% or more of R•• R• L••
Entity owners
- R•• R• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•• R••••• A••••••••• I• L••pooled vehicle sponsorn
- R•• R••••• A••••••••• V• L••pooled vehicle sponsorn
- R•• R••••• A••••••••• V• L••pooled vehicle sponsorn
- R•• R••••• I•••••••• I• L••pooled vehicle sponsorn
- R•• R••••• I•••••••• I• L••pooled vehicle sponsorn
- R•• R••••• I•••••••• V• L••pooled vehicle sponsorn
- R•• R••••• I•••••••• V• L••pooled vehicle sponsorn
- R•• V• C•••••••• G• L••pooled vehicle sponsorn
- R•• V• C•••••••• G• L••pooled vehicle sponsorn
- R•• V• C•••••••• S• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC9 employees
- Chapel Hill, NC4 employees
- Tampa, FL4 employees
- Nashville, TN
What changed
consecutive filings, newest first
- Assets in custody · $2.2B to $2.1BMar 31, 2026 to Apr 30, 2026
- Discretionary RAUM · $2.2B to $2.1BMar 31, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $2.2B to $2.1BMar 31, 2026 to Apr 30, 2026
- RAUM · $2.2B to $2.1BMar 31, 2026 to Apr 30, 2026
- Assets in custody · $1.7B to $2.2BMar 31, 2025 to Mar 31, 2026
- Employees · 50 to 54Mar 31, 2025 to Mar 31, 2026
- Other offices · 4 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $2.2BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $2.2BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.7B to $2.2BMar 31, 2025 to Mar 31, 2026
- Accounts · 7 to 8May 6, 2024 to Mar 31, 2025
- Advisory employees · 31 to 32May 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 8May 6, 2024 to Mar 31, 2025
- Assets in custody · $1.2B to $1.7BMay 6, 2024 to Mar 31, 2025
- Financial planning clients · unset to May 6, 2024 to Mar 31, 2025
- Private funds · 7 to 8May 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $1.2B to $1.7BMay 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.2B to $1.7BMay 6, 2024 to Mar 31, 2025
- RAUM · $1.2B to $1.7BMay 6, 2024 to Mar 31, 2025
- Assets in custody · $1.0B to $1.2BFeb 12, 2024 to Mar 29, 2024
- Employees · 48 to 50Feb 12, 2024 to Mar 29, 2024
- Discretionary RAUM · $1.0B to $1.2BFeb 12, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $1.0B to $1.2BFeb 12, 2024 to Mar 29, 2024
- RAUM · $1.0B to $1.2BFeb 12, 2024 to Mar 29, 2024
- Accounts · 3 to 7Mar 31, 2023 to Feb 12, 2024
- Pooled vehicle clients · 3 to 7Mar 31, 2023 to Feb 12, 2024
- Assets in custody · $1.0B to $1.0BMar 31, 2023 to Feb 12, 2024
- Private funds · 3 to 7Mar 31, 2023 to Feb 12, 2024
- Discretionary RAUM · $1.0B to $1.0BMar 31, 2023 to Feb 12, 2024
- Pooled vehicle RAUM · $1.0B to $1.0BMar 31, 2023 to Feb 12, 2024
- RAUM · $1.0B to $1.0BMar 31, 2023 to Feb 12, 2024
- Advisory employees · 28 to 31Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $703M to $1.0BMar 31, 2022 to Mar 31, 2023
- Employees · 44 to 48Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $703M to $1.0BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $703M to $1.0BMar 31, 2022 to Mar 31, 2023
- RAUM · $703M to $1.0BMar 31, 2022 to Mar 31, 2023
- Advisory employees · 24 to 28May 25, 2021 to Mar 31, 2022
- Assets in custody · $912M to $703MMay 25, 2021 to Mar 31, 2022
- Employees · 41 to 44May 25, 2021 to Mar 31, 2022
Signals
5 dated events
- R•• R••••• A••••••• L•• reported RAUM $1.7B, up 45% from $1.2B (2024-05-06 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Sean Kevin Barlas (Chief Investment Officer) appeared on Schedule A of R•• R••••• A••••••• L••Mar 29, 2024 · Control person joined · fact
- R•• R••••• A••••••• L•• reported RAUM $1.0B, up 48% from $702.8M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- R•• R••••• A••••••• L•• reported RAUM $911.6M, up 26% from $722.8M (2020-03-30 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- R•• R••••• A••••••• L•• reported RAUM $653.4M, up 49% from $437.7M (2018-04-01 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ramrealestate.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-282-4600reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
R•• R••••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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