DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• P•••••••• L••
Latest filing Aug 21, 2026
First filing on the tape Feb 13, 2012 · 28 filings
SEC status approved since Mar 8, 2012
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
162
88 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
50
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$21B as of Aug 21, 2026
Mar 25, 2013$2.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Mar 25, 20130 then
Employees (5.A)162 as of Aug 21, 2026
Mar 25, 201330 then
Private funds50 as of Aug 21, 2026
Mar 25, 201311 then
RAUM +6.3% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $421MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$21B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 50reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
50 reported on Schedule D 7.B.(1)
All funds of C••••••••• C•••••• P•••••••• L••
Owners and control persons
Schedule A and B, latest filing
- B•••••••• S•••••• P••••• · Managing Directorcontrolsince 01/2011 · owns less than 5%
- B••••••••• D•••••• C•••• · Managing Directorcontrolsince 11/2018 · owns less than 5%
- B•••• J•••••• N•••••••• · Managing Directorcontrolsince 01/2017 · owns less than 5%
- C••••••• J•••• R••• · Managing Directorcontrolsince 01/2013 · owns less than 5%
- C•••• M••••••• W•••••• · Managing Director & Chief Executive Officercontrolsince 01/2006 · owns less than 5%
- D••••• K••• G••••• · Managing Director & Co-Chairmancontrolsince 07/1998 · owns less than 5%
- D••••• M••••• M••••• · Managing Directorcontrolsince 07/2021 · owns less than 5%
- D•••••• H•••••••• •••• · Managing Directorcontrolsince 07/2023 · owns less than 5%
- E•••••••• M••••••• R•••••• · Managing Director & Co-Chairmancontrolsince 07/1998 · owns less than 5%
- F•••••••• J•••• L•••••• · Managing Directorcontrolsince 05/2021 · owns less than 5%
- H••• S•••••• M••••••• · Managing Directorcontrolsince 01/2017 · owns less than 5%
- J•••••••• M••••••• J••• · Managing Directorcontrolsince 07/2021 · owns less than 5%
- J••••••• A•••••• S••• · Managing Directorcontrolsince 01/2002 · owns less than 5%
- K•••• D••••• L• · Managing Directorcontrolsince 07/2021 · owns less than 5%
- K••••••• J•••••• A•••• · Managing Director & Chief Operating Officercontrolsince 10/2022 · owns less than 5%
- M••••••• H••••• V••••••••• · Managing Directorcontrolsince 10/2018 · owns less than 5%
- M••••••••• J•••••• P• · Chief Compliance Officer, Managing Director & G•••••• Counselcontrolsince 10/2022 · owns less than 5%
- S••••••• M•••••••• L••••••••• · Managing Directorcontrolsince 07/2021 · owns less than 5%
- V••• P••••• N•••• · Managing Directorcontrolsince 07/2021 · owns less than 5%
- W•••••• K••••• M•••••• · Chief Financial Officer & Managing Directorcontrolsince 10/2022 · owns less than 5%
- W••••• B••••••• C••••••• · Managing Directorcontrolsince 01/2006 · owns less than 5%
- W••••••• C••••••• S•••••• · Managing Directorcontrolsince 07/2021 · owns less than 5%
- C•••• M••••••• W•••••• · Trustee/Elected Managercontrolsince 07/2017 · owns F of C••••••••• C•••••• P••••••• G•• L••
Entity owners
- C••••••••• C•••••• P••••••• G•• L•• · Managerdirect · owns less than 5%
- C••••••••• C•••••• P•••••••• L•••••• P••••••••• · Memberdirect · owns 75% or more
- C••••••••• C•••••• P••••••• G•• L•• · G•••••• Partnerindirect · owns F of C••••••••• C•••••• P•••••••• L•••••• P•••••••••
Related persons
Schedule D 7.A
- C• O••••••• E••••• F••• V• G•• L••investment adviserpooled vehicle sponsorn
- C• O••••••• E••••• F••• V•• G•• L••investment adviserpooled vehicle sponsorn
- C••••••••• C••••• O••••••••• F••• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• C••••• O••••••••• F••• I• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• C••••• O••••••••• F••• I•• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• C••••• O••••••••• F••• I•• G•• L••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• I• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• V• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• V•• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• V••• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• X• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• E••••• F••• X• G•• L••investment adviserpooled vehicle sponsorn
- C••••••••• T••••••••• O••••••••• F••• G•• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• T••••••••• O••••••••• F••• G•• L••investment adviserpooled vehicle sponsorn
- C••••••••• T••••••••• O••••••••• F••• I• G• L•••••• P•••••••••investment adviserpooled vehicle sponsorn
- C••••••••• T••••••••• O••••••••• F••• I• G•• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY44 employees
What changed
consecutive filings, newest first
- Advisory employees · 104 to 88Mar 31, 2025 to Mar 31, 2026
- Employees · 173 to 162Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $20B to $21BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $20B to $21BMar 31, 2025 to Mar 31, 2026
- RAUM · $20B to $21BMar 31, 2025 to Mar 31, 2026
- Accounts · 47 to 50Feb 7, 2025 to Mar 31, 2025
- Advisory employees · 89 to 104Feb 7, 2025 to Mar 31, 2025
- Pooled vehicle clients · 47 to 50Feb 7, 2025 to Mar 31, 2025
- Employees · 159 to 173Feb 7, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 7, 2025 to Mar 31, 2025
- Private funds · 47 to 50Feb 7, 2025 to Mar 31, 2025
- Discretionary RAUM · $18B to $20BFeb 7, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $18B to $20BFeb 7, 2025 to Mar 31, 2025
- RAUM · $18B to $20BFeb 7, 2025 to Mar 31, 2025
- Accounts · 45 to 47Apr 18, 2023 to Mar 29, 2024
- Advisory employees · 78 to 89Apr 18, 2023 to Mar 29, 2024
- Pooled vehicle clients · 45 to 47Apr 18, 2023 to Mar 29, 2024
- Employees · 136 to 159Apr 18, 2023 to Mar 29, 2024
- Private funds · 45 to 47Apr 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $15B to $18BApr 18, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $15B to $18BApr 18, 2023 to Mar 29, 2024
- RAUM · $15B to $18BApr 18, 2023 to Mar 29, 2024
- Discretionary RAUM · $15B to $15BMar 31, 2023 to Apr 18, 2023
- Pooled vehicle RAUM · $15B to $15BMar 31, 2023 to Apr 18, 2023
- RAUM · $15B to $15BMar 31, 2023 to Apr 18, 2023
- Accounts · 34 to 45Oct 18, 2022 to Mar 31, 2023
- Advisory employees · 81 to 78Oct 18, 2022 to Mar 31, 2023
- Pooled vehicle clients · 34 to 45Oct 18, 2022 to Mar 31, 2023
- Employees · 128 to 136Oct 18, 2022 to Mar 31, 2023
- Private funds · 34 to 45Oct 18, 2022 to Mar 31, 2023
- Discretionary RAUM · $13B to $15BOct 18, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $15BOct 18, 2022 to Mar 31, 2023
- RAUM · $13B to $15BOct 18, 2022 to Mar 31, 2023
- Related adviser · false to trueOct 18, 2022 to Mar 31, 2023
- Advisory employees · 60 to 81Mar 30, 2022 to Oct 18, 2022
- Employees · 97 to 128Mar 30, 2022 to Oct 18, 2022
- Advisory employees · 59 to 60Mar 30, 2021 to Mar 30, 2022
- Employees · 93 to 97Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $11B to $13BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $11B to $13BMar 30, 2021 to Mar 30, 2022
Signals
18 dated events
- Pare Stephanie Sullivan (Managing Director) no longer on Schedule A of C••••••••• C•••••• P•••••••• L•• (listed 2023-04-18, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- (Nmn) Humberto Duarte (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 29, 2024 · Control person joined · fact
- P Jerome Mccluskey (Chief Compliance Officer, Managing Director & General Counsel) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Oct 18, 2022 · Control person joined · fact
- Michael Kevin Whelan (Chief Financial Officer) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Oct 18, 2022 · Control person joined · fact
- L David Katz (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- Mukesh Mayur Desai (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- L•••••• J••• F••••••• (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- J••• Matthew Jacobson (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- Littlefield Margaret Sahlman (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- N•••• P•••• Vaz (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- Sheehan Carolyn Wintner (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 30, 2022 · Control person joined · fact
- K•••••• J••• F•••• (Chief Financial Officer) no longer on Schedule A of C••••••••• C•••••• P•••••••• L•• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- C••••••••• C•••••• P•••••••• L•• reported RAUM $11.0B, up 50% from $7.3B (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- C••••••••• C•••••• P•••••••• L•• reported RAUM $7.3B, up 35% from $5.4B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Jason William Pike (Managing Director) no longer on Schedule A of C••••••••• C•••••• P•••••••• L•• (listed 2018-05-01, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Chris Darren Battistoni (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 29, 2019 · Control person joined · fact
- V••••••••• H•••• M•••••• (Managing Director) appeared on Schedule A of C••••••••• C•••••• P•••••••• L••Mar 29, 2019 · Control person joined · fact
- C••••••••• C•••••• P•••••••• L•• reported RAUM $6.6B, up 94% from $3.4B (2017-09-15 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- C••••••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/C•••••••••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-619-5400reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026