DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• C•••••• M••••••••• L••
Latest filing Jun 25, 2026
First filing on the tape Mar 17, 2025 · 3 filings
SEC status approved since Apr 16, 2025
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$1.0B as of Jun 25, 2026
Mar 17, 2025$721M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2026
Mar 17, 20250 then
Employees (5.A)10 as of Jun 25, 2026
Mar 17, 202510 then
Private funds3 as of Jun 25, 2026
Mar 17, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $171MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $105M, 1 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$806M79%
- State and municipal entities$220M21%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $105M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.79 institutional_share=0.21 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• S•••••• S••••••••• M••••• F••• L•••••• | Hedge Fund | $483M | 63 | Jul 29, 2020 |
| S••••• C•••••• E••••••• O••••••••• M••••• F••• L••••••no longer reported | Hedge Fund | $156M | 29 | Jan 24, 2012 |
| A•••••• C•••••• P••••••• F••• I• L• | Other Private Fund | $40.1M | 3 | Jun 27, 2024 |
| W••••••••• | Other Private Fund | $24.0M | 2 | Jun 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B•••• M•••••• H••• · Chief Investment Officer And Partnercontrolsince 10/2019 · owns 10% to 25%
- B•••••••• B•••• · Partnercontrolsince 12/2019 · owns less than 5%
- H••••••• G•••••••• N••• · Chief Compliance Officer, Chief Operating Officer And Partnercontrolsince 03/2020 · owns less than 5%
- P••••••••• R•••••• E•••• · Partnercontrolsince 12/2019 · owns less than 5%
Entity owners
- A•••••• C•••••• M••••••••• · Partnerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $67.7M to $105MJun 24, 2025 to Jun 25, 2026
- Discretionary RAUM · $760M to $1.0BJun 24, 2025 to Jun 25, 2026
- Non-discretionary RAUM · $29.3M to $4.7MJun 24, 2025 to Jun 25, 2026
- Pooled vehicle RAUM · $790M to $806MJun 24, 2025 to Jun 25, 2026
- RAUM · $790M to $1.0BJun 24, 2025 to Jun 25, 2026
- Accounts · 5 to 6Mar 17, 2025 to Jun 24, 2025
- Advisory activities · 1 to 2Mar 17, 2025 to Jun 24, 2025
- Financial planning clients · unset to Mar 17, 2025 to Jun 24, 2025
- Discretionary RAUM · $696M to $760MMar 17, 2025 to Jun 24, 2025
- Non-discretionary RAUM · $24.5M to $29.3MMar 17, 2025 to Jun 24, 2025
- Pooled vehicle RAUM · $721M to $790MMar 17, 2025 to Jun 24, 2025
- RAUM · $721M to $790MMar 17, 2025 to Jun 24, 2025
Signals
1 dated events
- A•••••• C•••••• M••••••••• L•• reported RAUM $1.0B, up 30% from $789.8M (2025-06-24 to 2026-06-25)Jun 25, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/astaris-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- A••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44 20 7590 5400reportedpublic record, Form ADV, Jun 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026