DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• I••••••••• I•••
Latest filing Mar 27, 2026
First filing on the tape Mar 3, 2017 · 21 filings
SEC status approved since Mar 22, 2017
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
20 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
7
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$5.4B as of Mar 27, 2026
Jan 31, 2018$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Jan 31, 20180 then
Employees (5.A)41 as of Mar 27, 2026
Jan 31, 201827 then
Private funds7 as of Mar 27, 2026
Jan 31, 20185 then
RAUM +42% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $268MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.9B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.9B55%
- Corporations and businesses$2.4B45%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.9B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.55 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• V•••••• P••••••• X• L••• | Venture Capital Fund | $803M | 59 | Mar 3, 2017 |
| S•••••••• B••••••••• E••••••• M••••• F•••• L• | Hedge Fund | $766M | 18 | Mar 29, 2023 |
| S•••••••• V•••••• P••••••• I•• L••• | Venture Capital Fund | $289M | 52 | Mar 27, 2015 |
| S•••••••• V•••••• P••••••• X•• L••• | Venture Capital Fund | $236M | 51 | Mar 30, 2022 |
| S•••••••• B••••••••• M••••• F•••• L••• | Hedge Fund | $204M | 50 | Mar 3, 2017 |
| S•••••••• V•••••• P••••••• V••• L•••no longer reported | Venture Capital Fund | $150M | 65 | Mar 30, 2012 |
| S•••••••• V•••••• P••••••• V•••• L••• | Venture Capital Fund | $7.7M | 41 | Mar 30, 2012 |
| S•••••••• S•••••• M••••• F•••• L• | Hedge Fund | $5.1M | 13 | Mar 30, 2022 |
| 8•no longer reported | Venture Capital Fund | $2.2M | 21 | Mar 27, 2014 |
| 2••no longer reported | Venture Capital Fund | $191,747 | 8 | Mar 30, 2012 |
| 9•no longer reported | Venture Capital Fund | $28,731 | 89 | Mar 30, 2012 |
| 1••no longer reported | Venture Capital Fund | $3,159 | 99 | Mar 30, 2012 |
| S•••••••• V•••••• P••••••• V• G••• • C•• K•••no longer reported | Venture Capital Fund | $0 | 10 | Mar 30, 2012 |
| S•••••••• V•••••• P••••••• V•• L•••no longer reported | Venture Capital Fund | $0 | 49 | Mar 30, 2012 |
| S•••••••• V•••••• A••••••••• V•• L•••no longer reported | Venture Capital Fund | $0 | 38 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• N•••••••• M•••• · Shareholder, Director And Chief Financial Officercontrolsince 01/1998 · owns 5% to 10%
- A•••• A••••• L•••• · Shareholdercontrolsince 06/1997 · owns 5% to 10%
- B••••• J••••• D••••• · Chief Compliance Officercontrolsince 10/2016 · owns less than 5%
- D••••••••• E•••• H••••• · Directorcontrolsince 05/2016 · owns less than 5%
- E••••• L•••• G•••• · Board Of Directors Member, Executive Partnercontrolsince 09/2016 · owns less than 5%
- H••••• J••••• I•••• · Shareholder, Directorcontrolsince 06/2000 · owns 50% to 75%
- K•••••• M•••• M•••• · Shareholder, Director And Vice Presidentcontrolsince 04/2019 · owns 10% to 25%
- S•••••••• H•••••• N• M••••• N••• · Shareholder, Secretary And Chief Legal Officercontrolsince 02/2007 · owns 5% to 10%
Related persons
Schedule D 7.A
- S•••••••• B••••••••• G• L•••••pooled vehicle sponsorn
- S•••••••• M••••••••• I•• L••••pooled vehicle sponsorn
- S•••••••• M••••••••• V•••• L•••••investment adviserpooled vehicle sponsorn
- S•••••••• M••••••••• X••• L•••••investment adviserpooled vehicle sponsorn
- S•••••••• M••••••••• X• L•••investment adviserpooled vehicle sponsorn
- S•••••••• M••••••••• X•• L•••••pooled vehicle sponsorn
- S•••••••• M••••••••• X•• L•••investment adviserpooled vehicle sponsorn
- S•••••••• S•••••• F••• G•• L•••••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
- Boston, MA2 employees
- Montreal, Canada1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $3,772,594,716 to $5,368,491,884 (+42.0%) between the annual amendments of 2025-03-20 and 2026-03-27; the peer median change was +9.0% (119 comparable advisers, 91.0th percentile of changes)peers: other advisers, $5B to $20B (119) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 18 to 20Mar 20, 2025 to Mar 27, 2026
- Corporate clients · 8 to 11Mar 20, 2025 to Mar 27, 2026
- Pooled vehicle clients · 10 to 9Mar 20, 2025 to Mar 27, 2026
- Assets in custody · $2.1B to $2.9BMar 20, 2025 to Mar 27, 2026
- Employees · 40 to 41Mar 20, 2025 to Mar 27, 2026
- Discretionary RAUM · $3.8B to $5.4BMar 20, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.1B to $2.9BMar 20, 2025 to Mar 27, 2026
- RAUM · $3.8B to $5.4BMar 20, 2025 to Mar 27, 2026
- Accounts · 17 to 18Sep 27, 2024 to Mar 20, 2025
- Advisory employees · 16 to 20Sep 27, 2024 to Mar 20, 2025
- Corporate clients · 7 to 8Sep 27, 2024 to Mar 20, 2025
- Assets in custody · $2.7B to $2.1BSep 27, 2024 to Mar 20, 2025
- Employees · 35 to 40Sep 27, 2024 to Mar 20, 2025
- Financial planning clients · unset to Sep 27, 2024 to Mar 20, 2025
- Discretionary RAUM · $4.3B to $3.8BSep 27, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $2.7B to $2.1BSep 27, 2024 to Mar 20, 2025
- RAUM · $4.3B to $3.8BSep 27, 2024 to Mar 20, 2025
- Accounts · 16 to 17Jul 27, 2023 to Mar 15, 2024
- Corporate clients · 6 to 7Jul 27, 2023 to Mar 15, 2024
- Assets in custody · $2.7B to $2.7BJul 27, 2023 to Mar 15, 2024
- Employees · 34 to 35Jul 27, 2023 to Mar 15, 2024
- Discretionary RAUM · $3.7B to $4.3BJul 27, 2023 to Mar 15, 2024
- Pooled vehicle RAUM · $2.6B to $2.7BJul 27, 2023 to Mar 15, 2024
- RAUM · $3.7B to $4.3BJul 27, 2023 to Mar 15, 2024
- Other offices · 5 to 4Mar 29, 2023 to Jul 27, 2023
- Accounts · 12 to 16Nov 2, 2022 to Mar 29, 2023
- Advisory employees · 15 to 16Nov 2, 2022 to Mar 29, 2023
- Corporate clients · 4 to 6Nov 2, 2022 to Mar 29, 2023
- Pooled vehicle clients · 8 to 10Nov 2, 2022 to Mar 29, 2023
- Employees · 31 to 34Nov 2, 2022 to Mar 29, 2023
- Other offices · 4 to 5Nov 2, 2022 to Mar 29, 2023
- Private funds · 6 to 7Nov 2, 2022 to Mar 29, 2023
- Discretionary RAUM · $3.9B to $3.7BNov 2, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.7B to $2.6BNov 2, 2022 to Mar 29, 2023
- RAUM · $3.9B to $3.7BNov 2, 2022 to Mar 29, 2023
- Other offices · 3 to 4Sep 6, 2022 to Sep 9, 2022
- Accounts · 9 to 12Jun 23, 2021 to Mar 30, 2022
- Advisory employees · 16 to 15Jun 23, 2021 to Mar 30, 2022
- Corporate clients · 3 to 4Jun 23, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 8Jun 23, 2021 to Mar 30, 2022
Signals
10 dated events
- S•••••••• I••••••••• I••• reported RAUM $5.4B, up 42% from $3.8B (2025-03-20 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Helmut Eric Delbridge (Director) appeared on Schedule A of S•••••••• I••••••••• I•••Mar 15, 2024 · Control person joined · fact
- Gosta Lars Ekman (Board Of Directors Member, Executive Partner) appeared on Schedule A of S•••••••• I••••••••• I•••Mar 29, 2023 · Control person joined · fact
- Maneck Sarah Bhagat (Shareholder And Director) no longer on Schedule A of S•••••••• I••••••••• I••• (listed 2022-03-30, absent 2022-09-06)Sep 6, 2022 · Control person left · inference
- Frank Michael Powell (Shareholder, Director And Vice President) no longer on Schedule A of S•••••••• I••••••••• I••• (listed 2021-03-31, absent 2021-06-23)Jun 23, 2021 · Control person left · inference
- Mehdi Maha Katabi (Shareholder, Director And Vice President) appeared on Schedule A of S•••••••• I••••••••• I•••Mar 31, 2021 · Control person joined · fact
- Maneck Sarah Bhagat (Shareholder And Director) appeared on Schedule A of S•••••••• I••••••••• I•••Mar 31, 2021 · Control person joined · fact
- No Middle Name Anand Mehra (Shareholder) no longer on Schedule A of S•••••••• I••••••••• I••• (listed 2020-03-30, absent 2021-02-19)Feb 19, 2021 · Control person left · inference
- S•••••••• I••••••••• I••• reported RAUM $2.8B, up 33% from $2.1B (2020-02-11 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- S•••••••• V••••••• filed its initial SEC registration (Form ADV)Mar 3, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• I••••••••• I••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••••••-VENTURESreportedpublic record, Form ADV, Sep 18, 2026
- Website
- S••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-681-8420reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026