DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
E•••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 13, 2012 · 24 filings
SEC status approved since Mar 15, 2012
RAUM
$43B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
64
30 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$43B as of Mar 30, 2026
Mar 23, 2013$21B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 23, 20130 then
Employees (5.A)64 as of Mar 30, 2026
Mar 23, 201331 then
Private funds3 as of Mar 30, 2026
Mar 23, 20131 then
RAUM +8.5% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $8.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $35B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$43B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $35B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••••• C•••••• M••••• F••• L•••••• | Hedge Fund | $75B | 186 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- E•••••• D•• · Chief Financial Officercontrolsince 04/2013 · owns less than 5%
- P••••••••• A•••• A•••••• · Chief Operating Officercontrolsince 09/2016 · owns less than 5%
- S•••••••• J••••• D•••• · Chief Risk Officercontrolsince 01/2010 · owns less than 5%
- T••••••• J••••••• M••• · Chief Executive Officer & Chief Investment Officercontrolsince 02/2007 · owns less than 5%
- W•••• R••••••• A••• · General Counselcontrolsince 10/2011 · owns less than 5%
- T••••••• J••••••• M••• · Shareholdercontrolsince 12/2013 · owns 75% or more of E•••••• C•••••• M••••••••• H••••••• C••••
- T••••••• J••••••• M••• · L•••••• Partnercontrolsince 01/2019 · owns 75% or more of E•••••• C•••••• G•••• L•
Entity owners
- E•••••• C•••••• G•••• L• · Managing Memberdirect · owns 75% or more
- E•••••• C•••••• M••••••••• H••••••• C•••• · General Partnerindirect · owns F of E•••••• C•••••• G•••• L•
Related persons
Schedule D 7.A
- E•••••• C•••••• H••••••• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 27 to 30Nov 26, 2025 to Mar 30, 2026
- Assets in custody · $32B to $35BNov 26, 2025 to Mar 30, 2026
- Employees · 58 to 64Nov 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $40B to $43BNov 26, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $40B to $43BNov 26, 2025 to Mar 30, 2026
- RAUM · $40B to $43BNov 26, 2025 to Mar 30, 2026
- Accounts · 3 to 5Jul 9, 2024 to Mar 31, 2025
- Advisory employees · 30 to 27Jul 9, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 5Jul 9, 2024 to Mar 31, 2025
- Assets in custody · $50B to $32BJul 9, 2024 to Mar 31, 2025
- Employees · 66 to 58Jul 9, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 9, 2024 to Mar 31, 2025
- Private funds · 1 to 3Jul 9, 2024 to Mar 31, 2025
- Discretionary RAUM · $75B to $40BJul 9, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $75B to $40BJul 9, 2024 to Mar 31, 2025
- RAUM · $75B to $40BJul 9, 2024 to Mar 31, 2025
- Advisory employees · 27 to 30Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $48B to $50BMar 30, 2023 to Mar 29, 2024
- Employees · 63 to 66Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $69B to $75BMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $69B to $75BMar 30, 2023 to Mar 29, 2024
- RAUM · $69B to $75BMar 30, 2023 to Mar 29, 2024
- Assets in custody · $35B to $48BMar 30, 2022 to Mar 30, 2023
- Employees · 62 to 63Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $48B to $69BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $48B to $69BMar 30, 2022 to Mar 30, 2023
- RAUM · $48B to $69BMar 30, 2022 to Mar 30, 2023
- Advisory employees · 30 to 27Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $45B to $35BMar 30, 2021 to Mar 30, 2022
- Employees · 58 to 62Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $62B to $48BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $62B to $48BMar 30, 2021 to Mar 30, 2022
- RAUM · $62B to $48BMar 30, 2021 to Mar 30, 2022
- Advisory employees · 28 to 30Mar 27, 2020 to Mar 30, 2021
- Assets in custody · $40B to $45BMar 27, 2020 to Mar 30, 2021
- Employees · 59 to 58Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $52B to $62BMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $52B to $62BMar 27, 2020 to Mar 30, 2021
- RAUM · $52B to $62BMar 27, 2020 to Mar 30, 2021
- Advisory employees · 32 to 28Nov 11, 2019 to Mar 27, 2020
Signals
4 dated events
- E•••••• C•••••• M••••••••• L•• reported RAUM $40.0B, down 46% from $74.8B (2024-07-09 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Mario Thomas Schiera (Chief Compliance Officer) no longer on Schedule A of E•••••• C•••••• M••••••••• L•• (listed 2024-03-29, absent 2024-07-09)Jul 9, 2024 · Control person left · inference
- E•••••• C•••••• M••••••••• L•• reported RAUM $68.6B, up 41% from $48.5B (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Mario Thomas Schiera (Chief Compliance Officer) appeared on Schedule A of E•••••• C•••••• M••••••••• L••Mar 30, 2021 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/element-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- elementcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-993-7000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026