DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tjc LP
Latest filing May 15, 2026
First filing on the tape Feb 14, 2012 · 34 filings
SEC status approved since Mar 30, 2012
RAUM
$31B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
96
88 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
48
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$31B as of May 15, 2026
Apr 1, 2013$3.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 15, 2026
Apr 1, 20130 then
Employees (5.A)96 as of May 15, 2026
Apr 1, 201334 then
Private funds48 as of May 15, 2026
Apr 1, 201311 then
RAUM -3.3% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $641MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $31B, 48 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$31B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31B for 48 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
51 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| The Resolute Fund Vi, L.P. | Private Equity Fund | $7.9B | 302 | Mar 30, 2024 |
| The Resolute Fund IV, L.P. | Private Equity Fund | $6.6B | 174 | Mar 29, 2019 |
| The Resolute Fund V, L.P. | Private Equity Fund | $4.9B | 233 | Mar 31, 2021 |
| The Resolute Fund III, L.P. | Private Equity Fund | $2.1B | 129 | Mar 31, 2014 |
| Trf V (Blocked), L.P. | Private Equity Fund | $1.3B | 116 | Mar 31, 2022 |
| The Resolute Fund II Sie, L.P.no longer reported | Private Equity Fund | $1.0B | 170 | Feb 14, 2012 |
| Trf V (Unblocked), L.P. | Private Equity Fund | $937M | 117 | Mar 31, 2022 |
| The Resolute II Continuation Fund, L.P. | Private Equity Fund | $912M | 97 | Mar 31, 2022 |
| Roadrunner 2021, L.P. | Private Equity Fund | $780M | 7 | Mar 31, 2022 |
| The Resolute Fund II, L.P.no longer reported | Private Equity Fund | $673M | 170 | Feb 14, 2012 |
| Trf IV (Blocked), L.P. | Private Equity Fund | $614M | 107 | Mar 31, 2020 |
| Einstein 2021, L.P. | Private Equity Fund | $529M | 20 | Mar 31, 2022 |
| Trf IV (Unblocked), L.P. | Private Equity Fund | $506M | 74 | Mar 31, 2020 |
| Coyote 2021, L.P. | Private Equity Fund | $461M | 11 | Mar 31, 2022 |
| The Resolute Fund V Sie, L.P. | Private Equity Fund | $431M | 233 | Mar 31, 2022 |
| Constellation 2022, L.P. | Private Equity Fund | $342M | 19 | Mar 31, 2023 |
| Trf IV 2020 (Blocked), L.P. | Private Equity Fund | $257M | 93 | Mar 31, 2021 |
| Coyote Wildcat, L.P. | Private Equity Fund | $241M | 7 | Mar 30, 2024 |
| Trf IV 2020 (Unblocked), L.P. | Private Equity Fund | $206M | 88 | Mar 31, 2021 |
| Coyote 2020, L.P. | Private Equity Fund | $159M | 8 | Mar 31, 2021 |
| Coyote Falcon, L.P. | Private Equity Fund | $139M | 3 | Mar 31, 2022 |
| Trf-Potters Aggregator, L.P. | Private Equity Fund | $104M | 1 | Mar 31, 2021 |
| The Resolute Fund, L.P.no longer reported | Private Equity Fund | $101M | 92 | Feb 14, 2012 |
| Cinco 2022 (Blocked), L.P. | Private Equity Fund | $95.0M | 4 | Mar 31, 2023 |
| Coyote Force, L.P. | Private Equity Fund | $93.3M | 1 | Mar 31, 2021 |
| Trf Vi Co-Investment Sma I, L.P. | Private Equity Fund | $90.5M | 1 | Mar 30, 2024 |
| Trf Vi Co-Investment Sma II, L.P. | Private Equity Fund | $78.4M | 4 | Mar 30, 2024 |
| Sylvester 2023, L.P. | Private Equity Fund | $75.0M | 4 | Mar 30, 2024 |
| Cinco 2022 (Blocked) Pv, L.P. | Private Equity Fund | $75.0M | 1 | Mar 31, 2023 |
| Resolute II Cf-Wct Co-Invest 2023, L.P. | Private Equity Fund | $73.8M | 3 | Mar 30, 2024 |
| Roadrunner 2023, L.P. | Private Equity Fund | $67.2M | 11 | Mar 30, 2024 |
| The Resolute II Continuation Fund Maritime (B), L.P. | Private Equity Fund | $66.7M | 90 | Mar 30, 2024 |
| Trf Vi Co-Investment Sma III, L.P. | Private Equity Fund | $50.1M | 2 | Mar 30, 2024 |
| Coyote 2018, L.P.no longer reported | Private Equity Fund | $36.7M | 9 | Mar 29, 2019 |
| The Resolute Fund IV Sie, L.P. | Private Equity Fund | $35.1M | 174 | Mar 29, 2019 |
| The Resolute Fund II Maritime LPno longer reported | Private Equity Fund | $23.2M | 117 | Apr 1, 2013 |
| The Resolute Fund II Maritime (Offshore) LPno longer reported | Private Equity Fund | $7.7M | 67 | Apr 1, 2013 |
| The Resolute II Continuation Fund Maritime (A), L.P. | Private Equity Fund | $7.3M | 7 | Mar 30, 2024 |
| Nm Pera Crescit Eundo Tjc Co-Invest, L.P. | Private Equity Fund | $5.0M | 1 | Mar 30, 2024 |
| The Resolute Fund Netherlands Pv I, L.P.no longer reported | Private Equity Fund | $4.8M | 3 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Michael David Butler · Limited Partnercontrolsince 01/2021 · owns 5% to 10%
- Richard Albert Caputo · Chief Executive Partner And Limited Partnercontrolsince 12/2002 · owns 25% to 50%
- Roger Michael Denvir · Limited Partnercontrolsince 01/2021 · owns 5% to 10%
- Joseph Brian Higgins · Limited Partnercontrolsince 01/2021 · owns 5% to 10%
- Nmn Eion Hu · Limited Partnercontrolsince 01/2021 · owns 5% to 10%
- Michael David Butler · Partnership Board Membercontrolsince 09/2018 · owns F of Tjc Partners LLC
- Richard Albert Caputo · Partnership Board Membercontrolsince 12/2002 · owns F of Tjc Partners LLC
- Roger Michael Denvir · Partnership Board Membercontrolsince 09/2018 · owns F of Tjc Partners LLC
- Joseph Brian Higgins · Partnership Board Membercontrolsince 09/2018 · owns F of Tjc Partners LLC
- Nmn Eion Hu · Partnership Board Membercontrolsince 09/2018 · owns F of Tjc Partners LLC
- Weaver John Jordan · Trusteecontrolsince 01/2024 · owns F of The John W. Jordan II Revocable Trust
- Wayne David Zalaznick · Membercontrolsince 07/2024 · owns 50% to 75% of Tjc-Jordan, LLC
- Nmn Peter (Jr) Carbonara · Chief Financial Officersince 01/2015 · owns less than 5%
- Ofodile Ugochukwu Ude · Chief Operating Officer; Chief Compliance Officersince 09/2017 · owns less than 5%
Entity owners
- Tjc Partners LLC · General Partnerdirect · owns less than 5%
- The John W. Jordan II Revocable Trust · Memberindirect · owns 50% to 75% of Tjc-Jordan, LLC
- Tjc-Jordan, LLC · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- Resolute Fund Partners III Gp, LLCpooled vehicle sponsorn
- Resolute Fund Partners III, L.P.pooled vehicle sponsorn
- Resolute Fund Partners IV (Cayman), L.P.pooled vehicle sponsorn
- Resolute Fund Partners IV Gp, LLCpooled vehicle sponsorn
- Resolute Fund Partners IV, L.P.pooled vehicle sponsorn
- Resolute Fund Partners V (Cayman), L.P.pooled vehicle sponsorn
- Resolute Fund Partners V Gp, LLCpooled vehicle sponsorn
- Resolute Fund Partners V, L.P.pooled vehicle sponsorn
- Resolute Fund Partners Vi Gp, LLCpooled vehicle sponsorn
- Resolute Fund Partners Vi, L.P.pooled vehicle sponsorn
- Resolute II Continuation Fund Partners, L.P.pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL17 employees
- Stamford, CT8 employees
- Miami, FL4 employees
What changed
consecutive filings, newest first
- Accounts · 37 to 48Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 77 to 88Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 37 to 48Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $32B to $31BMar 31, 2025 to Mar 31, 2026
- Employees · 86 to 96Mar 31, 2025 to Mar 31, 2026
- Private funds · 37 to 48Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $32B to $31BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $32B to $31BMar 31, 2025 to Mar 31, 2026
- RAUM · $32B to $31BMar 31, 2025 to Mar 31, 2026
- Accounts · 39 to 37Jul 31, 2024 to Mar 31, 2025
- Advisory employees · 63 to 77Jul 31, 2024 to Mar 31, 2025
- Pooled vehicle clients · 39 to 37Jul 31, 2024 to Mar 31, 2025
- Assets in custody · $30B to $32BJul 31, 2024 to Mar 31, 2025
- Employees · 73 to 86Jul 31, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 31, 2024 to Mar 31, 2025
- Private funds · 39 to 37Jul 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $30B to $32BJul 31, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $30B to $32BJul 31, 2024 to Mar 31, 2025
- RAUM · $30B to $32BJul 31, 2024 to Mar 31, 2025
- Accounts · 28 to 39Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 53 to 63Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 28 to 39Mar 31, 2023 to Mar 30, 2024
- Assets in custody · $0 to $30BMar 31, 2023 to Mar 30, 2024
- Employees · 64 to 73Mar 31, 2023 to Mar 30, 2024
- Private funds · 28 to 39Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $23B to $30BMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $23B to $30BMar 31, 2023 to Mar 30, 2024
- RAUM · $23B to $30BMar 31, 2023 to Mar 30, 2024
- Accounts · 25 to 28Sep 7, 2022 to Mar 31, 2023
- Advisory employees · 45 to 53Sep 7, 2022 to Mar 31, 2023
- Business name · THE JORDAN COMPANY, L.P. to TJC LPSep 7, 2022 to Mar 31, 2023
- Pooled vehicle clients · 25 to 28Sep 7, 2022 to Mar 31, 2023
- Employees · 57 to 64Sep 7, 2022 to Mar 31, 2023
- Legal name · THE JORDAN COMPANY, L.P. to TJC LPSep 7, 2022 to Mar 31, 2023
- Other offices · 2 to 3Sep 7, 2022 to Mar 31, 2023
- Private funds · 25 to 28Sep 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $20B to $23BSep 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $20B to $23BSep 7, 2022 to Mar 31, 2023
- RAUM · $20B to $23BSep 7, 2022 to Mar 31, 2023
- Accounts · 19 to 25Jun 17, 2021 to Mar 31, 2022
Signals
12 dated events
- Wayne David Zalaznick (Member) appeared on Schedule A of Tjc LpJul 31, 2024 · Control person joined · fact
- Tjc Lp reported RAUM $30.1B, up 31% from $22.9B (2023-03-31 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Tjc Lp reported RAUM $19.7B, up 49% from $13.2B (2021-06-17 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Louise Diane Max (Trustee Of Max Family Trust U/A/D 3/9/2010) no longer on Schedule A of Tjc Lp (listed 2021-06-17, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Ruth Marcia Ely (Trustee Of Max Family Trust U/A/D 3/9/2010) no longer on Schedule A of Tjc Lp (listed 2021-06-17, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Louise Diane Max (Trustee Of Max Family Trust U/A/D 3/9/2010) appeared on Schedule A of Tjc LpJun 17, 2021 · Control person joined · fact
- Ruth Marcia Ely (Trustee Of Max Family Trust U/A/D 3/9/2010) appeared on Schedule A of Tjc LpJun 17, 2021 · Control person joined · fact
- Tjc Lp reported RAUM $10.5B, up 85% from $5.7B (2018-03-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Roger Michael Denvir (Partnership Board Member) appeared on Schedule A of Tjc LpMar 29, 2019 · Control person joined · fact
- Joseph Brian Higgins (Partnership Board Member) appeared on Schedule A of Tjc LpMar 29, 2019 · Control person joined · fact
- Eion Hu (Partnership Board Member) appeared on Schedule A of Tjc LpMar 29, 2019 · Control person joined · fact
- Michael David Butler (Partnership Board Member) appeared on Schedule A of Tjc LpMar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tjc-lpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- TJCLP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212 572-0800reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026