DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Solera Capital
Legal name Solera Capital, LLC
Latest filing Mar 17, 2025
First filing on the tape Feb 14, 2012 · 26 filings
SEC status approved since Mar 30, 2012
RAUM
$39.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$39.6M as of Mar 17, 2025
Mar 25, 2013$345M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2025
Mar 25, 20130 then
Employees (5.A)5 as of Mar 17, 2025
Mar 25, 201312 then
Private funds1 as of Mar 17, 2025
Mar 25, 20133 then
RAUM +0.0% over the last fiscal year+1.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $39.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$39.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Solera Partners II, L.P. | Private Equity Fund | $39.6M | 10 | Mar 28, 2016 |
| Solera Council, LPno longer reported | Private Equity Fund | $8.4M | 18 | Feb 14, 2012 |
| Solera Partners, L.P.no longer reported | Private Equity Fund | $923,688 | 10 | Feb 14, 2012 |
| Sci Partners, L.P.no longer reported | Private Equity Fund | $124,664 | 30 | Feb 14, 2012 |
| Solera Partners (A), L.P.no longer reported | Private Equity Fund | $0 | 6 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Molly Ashby · Chairman And Ceocontrolsince 08/1999 · owns 75% or more
- Andrew Constantine Pelos · Chief Compliance Officercontrolsince 03/2022 · owns less than 5%
- Anita Rai · Chief Financial Officercontrolsince 06/2018 · owns less than 5%
Related persons
Schedule D 7.A
- Solera Fund II Gp-Gp, LLCinvestment adviserpooled vehicle sponsory
- Solera Fund II Gp, L.P.investment adviserpooled vehicle sponsory
Advisers that list Solera Capital as a related person
- 130711 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · unset to Mar 14, 2024 to Mar 17, 2025
- Discretionary RAUM · $39.2M to $39.6MMar 27, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $39.2M to $39.6MMar 27, 2023 to Mar 14, 2024
- RAUM · $39.2M to $39.6MMar 27, 2023 to Mar 14, 2024
- Advisory employees · 5 to 4Apr 20, 2022 to Mar 27, 2023
- Employees · 7 to 5Apr 20, 2022 to Mar 27, 2023
- Discretionary RAUM · $37.7M to $39.2MApr 20, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $37.7M to $39.2MApr 20, 2022 to Mar 27, 2023
- RAUM · $37.7M to $39.2MApr 20, 2022 to Mar 27, 2023
- Employees · 5 to 7Jul 30, 2021 to Mar 4, 2022
- Discretionary RAUM · $36.2M to $37.7MJul 30, 2021 to Mar 4, 2022
- Pooled vehicle RAUM · $36.2M to $37.7MJul 30, 2021 to Mar 4, 2022
- RAUM · $36.2M to $37.7MJul 30, 2021 to Mar 4, 2022
- Accounts · 5 to 1Mar 2, 2021 to Mar 30, 2021
- Advisory employees · 6 to 5Mar 2, 2021 to Mar 30, 2021
- Pooled vehicle clients · 4 to 1Mar 2, 2021 to Mar 30, 2021
- Assets in custody · 40828966.0 to unsetMar 2, 2021 to Mar 30, 2021
- Custody of client assets · true to falseMar 2, 2021 to Mar 30, 2021
- Employees · 6 to 5Mar 2, 2021 to Mar 30, 2021
- Private funds · 4 to 1Mar 2, 2021 to Mar 30, 2021
- Discretionary RAUM · $40.8M to $36.2MMar 2, 2021 to Mar 30, 2021
- Pooled vehicle RAUM · $40.8M to $36.2MMar 2, 2021 to Mar 30, 2021
- RAUM · $40.8M to $36.2MMar 2, 2021 to Mar 30, 2021
- Related adviser · false to trueMar 2, 2021 to Mar 30, 2021
- Assets in custody · $44.4M to $40.8MJul 31, 2019 to Mar 30, 2020
- Discretionary RAUM · $44.4M to $40.8MJul 31, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $44.4M to $40.8MJul 31, 2019 to Mar 30, 2020
- RAUM · $44.4M to $40.8MJul 31, 2019 to Mar 30, 2020
- Advisory employees · 5 to 6Jan 28, 2019 to Mar 26, 2019
- Assets in custody · $69.2M to $44.4MJan 28, 2019 to Mar 26, 2019
- Discretionary RAUM · $69.2M to $44.4MJan 28, 2019 to Mar 26, 2019
- Pooled vehicle RAUM · $69.2M to $44.4MJan 28, 2019 to Mar 26, 2019
- RAUM · $69.2M to $44.4MJan 28, 2019 to Mar 26, 2019
- Advisory employees · 8 to 5Mar 23, 2017 to Mar 22, 2018
- Pooled vehicle clients · unset to 4.0Mar 23, 2017 to Mar 22, 2018
- Assets in custody · $107M to $69.2MMar 23, 2017 to Mar 22, 2018
- Employees · 10 to 6Mar 23, 2017 to Mar 22, 2018
- Other offices · unset to 0.0Mar 23, 2017 to Mar 22, 2018
- Discretionary RAUM · $107M to $69.2MMar 23, 2017 to Mar 22, 2018
- Pooled vehicle RAUM · unset to 69229720.0Mar 23, 2017 to Mar 22, 2018
Signals
5 dated events
- Solera Capital no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $39.6M)Dec 20, 2025 · Left the SEC roster · derived
- Andrew Constantine Pelos (Chief Compliance Officer) appeared on Schedule A of Solera CapitalMar 4, 2022 · Control person joined · fact
- Mary Ellen Hennessy-Jones (President And Chief Compliance Officer) no longer on Schedule A of Solera Capital (listed 2020-04-01, absent 2021-02-01)Feb 1, 2021 · Control person left · inference
- Anita Rai (Chief Financial Officer) appeared on Schedule A of Solera CapitalJan 28, 2019 · Control person joined · fact
- Lancaster Diana Taylor (Vice Chairman) no longer on Schedule A of Solera Capital (listed 2018-03-22, absent 2019-01-28)Jan 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Solera Capital · Independent Sponsorsshared crd · capital_provider
- Solera Capital · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- SOLERACAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026