DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G••••••• M••••••••• C••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160331SEC 801-73509websiteIAPD
Latest filing Mar 27, 2026
First filing on the tape Feb 13, 2012 · 23 filings
SEC status approved since Mar 28, 2012
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$2.7B as of Mar 27, 2026
Mar 26, 2013$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20130 then
Employees (5.A)21 as of Mar 27, 2026
Mar 26, 201318 then
Private funds7 as of Mar 27, 2026
Mar 26, 20136 then
RAUM +15% over the last fiscal year+21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$179MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.7B, 7 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.7B99%
  • Corporations and businesses$18.1M0.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
15reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.7B for 7 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      12 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••••• C•••••• P••••••• I•• L•••Private Equity Fund$916M18Mar 28, 2019
      G••••••• A•••••••• F•••• L•Private Equity Fund$428M23Mar 29, 2024
      G••••••• C•••••• P••••••• I• L•••Private Equity Fund$299M33Feb 13, 2012
      G••••••• C•••••• P••••••• I•• L•••Private Equity Fund$299M8Mar 29, 2024
      T•• L•••Private Equity Fund$82.3M30Mar 31, 2015
      G••••••• G••• F•••• L•••Private Equity Fund$74.9M8Nov 20, 2024
      G••••••• C•••••• P••••••• L•••Private Equity Fund$73.8M52Feb 13, 2012
      T•• B••• L•••Private Equity Fund$2.1M4Mar 31, 2015
      S•••••• H•••••••• L•••no longer reportedPrivate Equity Fund$1.7M41Feb 13, 2012
      S•••••• T•• H••••••• L•no longer reportedPrivate Equity Fund$298,37313Feb 13, 2012
      S••••••• H••••••• L•no longer reportedPrivate Equity Fund$78,0475Feb 13, 2012
      S•••••• L••••• L•no longer reportedPrivate Equity Fund$053Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••••• R•••••• E••••• · Founding Member/Managing Member/Executive Officercontrol
        since 02/2006 · owns 50% to 75%
      • T••••••• L••••• G••••• · Founding Member/Managing Member/Executive Officercontrol
        since 02/2006 · owns 25% to 50%
      • D•••••••• D••••• · Member
        since 01/2017 · owns 5% to 10%
      • F••••••• M••••• A• · Executive Officer
        since 10/2023 · owns less than 5%
      • T•••• S•••• · Chief Financial Officer/Chief Compliance Officer
        since 01/2021 · owns less than 5%
      • Y•••• W••••••• M••••••• · Managing Member/Executive Officer
        since 06/2009 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • G••••••• A•••••••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • G••••••• G••• F••• G•• L••
        investment adviserpooled vehicle sponsorn
      • G••••••• G• I•• L••
        investment adviserpooled vehicle sponsorn
      • G••••••• G• I••• L••
        investment adviserpooled vehicle sponsorn
      • G••••••• G• I•• L••
        investment adviserpooled vehicle sponsorn
      • G••••••• G•• L••
        investment adviserpooled vehicle sponsorn
      • G••••••• I•••• A••••••• P•••••• L••••••
        investment advisery
      Offices
      Schedule D 1.F, the 25 largest
      • West Palm Beach, FL3 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • affiliate changedChange between filings · filing Mar 27, 2026
        insurance affiliate (Item 7.A.10): no on the filing of 2025-03-28, yes on the filing of 2026-03-27
        peers: asset managers, $1B to $5B (1,506)
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 15
        Mar 28, 2025 to Mar 27, 2026
      • Advisory employees · 15 to 17
        Mar 28, 2025 to Mar 27, 2026
      • Advisory activities · 1 to 2
        Mar 28, 2025 to Mar 27, 2026
      • Corporate clients · unset to 8.0
        Mar 28, 2025 to Mar 27, 2026
      • Assets in custody · $2.0B to $2.7B
        Mar 28, 2025 to Mar 27, 2026
      • Employees · 19 to 21
        Mar 28, 2025 to Mar 27, 2026
      • Discretionary RAUM · $2.3B to $2.7B
        Mar 28, 2025 to Mar 27, 2026
      • Pooled vehicle RAUM · $2.3B to $2.7B
        Mar 28, 2025 to Mar 27, 2026
      • RAUM · $2.3B to $2.7B
        Mar 28, 2025 to Mar 27, 2026
      • Related insurance company · false to true
        Mar 28, 2025 to Mar 27, 2026
      • Advisory employees · 16 to 15
        Nov 20, 2024 to Mar 28, 2025
      • Assets in custody · $1.6B to $2.0B
        Nov 20, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Nov 20, 2024 to Mar 28, 2025
      • Private funds · 8 to 7
        Nov 20, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.1B to $2.3B
        Nov 20, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $2.1B to $2.3B
        Nov 20, 2024 to Mar 28, 2025
      • RAUM · $2.1B to $2.3B
        Nov 20, 2024 to Mar 28, 2025
      • Private funds · 7 to 8
        Mar 29, 2024 to Nov 20, 2024
      • Accounts · 5 to 7
        Mar 29, 2023 to Mar 29, 2024
      • Advisory employees · 13 to 16
        Mar 29, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 5 to 7
        Mar 29, 2023 to Mar 29, 2024
      • Assets in custody · $1.3B to $1.6B
        Mar 29, 2023 to Mar 29, 2024
      • Employees · 15 to 19
        Mar 29, 2023 to Mar 29, 2024
      • Private funds · 5 to 7
        Mar 29, 2023 to Mar 29, 2024
      • Discretionary RAUM · $1.5B to $2.1B
        Mar 29, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $1.5B to $2.1B
        Mar 29, 2023 to Mar 29, 2024
      • RAUM · $1.5B to $2.1B
        Mar 29, 2023 to Mar 29, 2024
      • Accounts · 6 to 5
        Mar 29, 2022 to Mar 29, 2023
      • Advisory employees · 11 to 13
        Mar 29, 2022 to Mar 29, 2023
      • Pooled vehicle clients · 6 to 5
        Mar 29, 2022 to Mar 29, 2023
      • Assets in custody · $1.0B to $1.3B
        Mar 29, 2022 to Mar 29, 2023
      • Employees · 13 to 15
        Mar 29, 2022 to Mar 29, 2023
      • Private funds · 6 to 5
        Mar 29, 2022 to Mar 29, 2023
      • Discretionary RAUM · $1.4B to $1.5B
        Mar 29, 2022 to Mar 29, 2023
      • Pooled vehicle RAUM · $1.4B to $1.5B
        Mar 29, 2022 to Mar 29, 2023
      • RAUM · $1.4B to $1.5B
        Mar 29, 2022 to Mar 29, 2023
      • Advisory employees · 10 to 11
        Jan 7, 2022 to Mar 29, 2022
      • BD registered reps · 1 to 0
        Jan 7, 2022 to Mar 29, 2022
      • Assets in custody · $1.4B to $1.0B
        Jan 7, 2022 to Mar 29, 2022
      • Employees · 12 to 13
        Jan 7, 2022 to Mar 29, 2022
      Signals
      1 dated events
      • G••••••• M••••••••• C••••••• L•• reported RAUM $2.1B, up 38% from $1.5B (2023-03-29 to 2024-03-29)
        Mar 29, 2024 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/gennx360-management-company-llc/mycompareportedpublic record, Form ADV, Sep 19, 2026
      Website
      G•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-257-6782reportedpublic record, Form ADV, Mar 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026