DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

M•••••• C•••••• P•••••••

Asset manager (funds and pooled vehicles)Chicago, IllinoisCRD 160334SEC 801-73760websiteIAPD
Legal name M•••••• C•••••• P••••••• C•••••••••
Latest filing Mar 18, 2026
First filing on the tape Feb 14, 2012 · 17 filings
SEC status approved since Mar 8, 2012
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.8B as of Mar 18, 2026
Mar 25, 2013$939M then
HNW client RAUM$0 as of Mar 18, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Mar 25, 20130 then
Employees (5.A)7 as of Mar 18, 2026
Mar 25, 20139 then
Private funds13 as of Mar 18, 2026
Mar 25, 201314 then
RAUM +54% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$398MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+54%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.8B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
12reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      17 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      M•• O••••••••• I•• Q• L••Private Equity Fund$756M151Feb 14, 2012
      F••••••••• I•••••••• 2••• L••Private Equity Fund$270M3Mar 24, 2014
      F••••••••• M••••••• L••Private Equity Fund$187M25Feb 14, 2012
      M•• O••••••••• I•• L••Private Equity Fund$100M79Feb 14, 2012
      M•• O••••••••• I••• L••Private Equity Fund$81.2M6Feb 14, 2012
      F•••••• M••••••• L••Private Equity Fund$79.5M8Feb 14, 2012
      M•• O••••••••• I•• Q••• L••Private Equity Fund$78.7M1Feb 14, 2012
      M•• O••••••••• I•• Q••• L••Private Equity Fund$76.6M5Feb 14, 2012
      F••••••••• M••••••• I•• L••Private Equity Fund$67.1M30Mar 26, 2019
      F••••••••• M••••••• I• L••Private Equity Fund$54.5M13Mar 24, 2014
      F••••••••• C••••••••• L••Private Equity Fund$46.5M34Feb 14, 2012
      M•• O••••••••• I•• S••••• L••Private Equity Fund$39.5M85Feb 14, 2012
      G••••• F••••• M••••••• L••Private Equity Fund$3.0M13Feb 14, 2012
      H••••••••• M••••••• L••Private Equity Fund$154,0004Feb 14, 2012
      C••••••••• M••••••• L••Private Equity Fund$25,0007Feb 14, 2012
      C••••••••• C••••••••• L••Private Equity Fund$13,0005Feb 14, 2012
      C••••••••• I••••••• L••no longer reportedPrivate Equity Fund$025Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G•••• L••••• W••••• · Director, Ceo, Presidentcontrol
        since 01/1995 · owns 75% or more
      • U••••••••• J•••• E••••• · Vp, Ccocontrol
        since 09/2005 · owns less than 5%
      Related persons
      Schedule D 7.A
      • M•• O••••••••• I•• M••••••••• L••
        pooled vehicle sponsorn
      • M•• O••••••••• M••••••••• I• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $3.1B to $4.8B
        Mar 26, 2025 to Mar 18, 2026
      • Pooled vehicle RAUM · $3.1B to $4.8B
        Mar 26, 2025 to Mar 18, 2026
      • RAUM · $3.1B to $4.8B
        Mar 26, 2025 to Mar 18, 2026
      • Accounts · 15 to 12
        Apr 19, 2024 to Mar 26, 2025
      • Pooled vehicle clients · 15 to 12
        Apr 19, 2024 to Mar 26, 2025
      • Financial planning clients · unset to
        Apr 19, 2024 to Mar 26, 2025
      • Discretionary RAUM · $2.9B to $3.1B
        Apr 19, 2024 to Mar 26, 2025
      • Pooled vehicle RAUM · $2.9B to $3.1B
        Apr 19, 2024 to Mar 26, 2025
      • RAUM · $2.9B to $3.1B
        Apr 19, 2024 to Mar 26, 2025
      • Discretionary RAUM · $3.1B to $2.9B
        Mar 28, 2024 to Apr 19, 2024
      • Pooled vehicle RAUM · $3.1B to $2.9B
        Mar 28, 2024 to Apr 19, 2024
      • RAUM · $3.1B to $2.9B
        Mar 28, 2024 to Apr 19, 2024
      • Accounts · 20 to 15
        Mar 24, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 20 to 15
        Mar 24, 2023 to Mar 28, 2024
      • Private funds · 16 to 13
        Mar 24, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.3B to $3.1B
        Mar 24, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $3.3B to $3.1B
        Mar 24, 2023 to Mar 28, 2024
      • RAUM · $3.3B to $3.1B
        Mar 24, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.6B to $3.3B
        Mar 28, 2022 to Mar 24, 2023
      • Pooled vehicle RAUM · $3.6B to $3.3B
        Mar 28, 2022 to Mar 24, 2023
      • RAUM · $3.6B to $3.3B
        Mar 28, 2022 to Mar 24, 2023
      • Advisory employees · 15 to 6
        Mar 26, 2021 to Mar 28, 2022
      • Employees · 22 to 7
        Mar 26, 2021 to Mar 28, 2022
      • Discretionary RAUM · $2.7B to $3.6B
        Mar 26, 2021 to Mar 28, 2022
      • Pooled vehicle RAUM · $2.7B to $3.6B
        Mar 26, 2021 to Mar 28, 2022
      • RAUM · $2.7B to $3.6B
        Mar 26, 2021 to Mar 28, 2022
      • Employees · 20 to 22
        Mar 27, 2020 to Mar 26, 2021
      • Discretionary RAUM · $2.6B to $2.7B
        Mar 27, 2020 to Mar 26, 2021
      • Pooled vehicle RAUM · $2.6B to $2.7B
        Mar 27, 2020 to Mar 26, 2021
      • RAUM · $2.6B to $2.7B
        Mar 27, 2020 to Mar 26, 2021
      • Advisory employees · 16 to 15
        Mar 26, 2019 to Mar 27, 2020
      • Discretionary RAUM · $2.3B to $2.6B
        Mar 26, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $2.3B to $2.6B
        Mar 26, 2019 to Mar 27, 2020
      • RAUM · $2.3B to $2.6B
        Mar 26, 2019 to Mar 27, 2020
      • Accounts · 19 to 20
        Mar 30, 2018 to Mar 26, 2019
      • Advisory employees · 13 to 16
        Mar 30, 2018 to Mar 26, 2019
      • Pooled vehicle clients · 19 to 20
        Mar 30, 2018 to Mar 26, 2019
      • Employees · 16 to 20
        Mar 30, 2018 to Mar 26, 2019
      • Private funds · 15 to 16
        Mar 30, 2018 to Mar 26, 2019
      • Discretionary RAUM · $1.6B to $2.3B
        Mar 30, 2018 to Mar 26, 2019
      Signals
      4 dated events
      • M•••••• C•••••• P••••••• reported RAUM $4.8B, up 54% from $3.1B (2025-03-26 to 2026-03-18)
        Mar 18, 2026 · RAUM change · derived
      • M•••••• C•••••• P••••••• reported RAUM $3.6B, up 35% from $2.7B (2021-03-26 to 2022-03-28)
        Mar 28, 2022 · RAUM change · derived
      • M•••••• C•••••• P••••••• reported RAUM $2.3B, up 41% from $1.6B (2018-03-30 to 2019-03-26)
        Mar 26, 2019 · RAUM change · derived
      • M•••••• C•••••• P••••••• reported RAUM $1.6B, up 37% from $1.2B (2017-03-30 to 2018-03-30)
        Mar 30, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      d•••••••••.xreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      312-277-0156reportedpublic record, Form ADV, Mar 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026