DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F••••••••• L••
Latest filing Jun 26, 2026
First filing on the tape Jan 17, 2014 · 25 filings
SEC status approved since Feb 14, 2014
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
43
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$19B as of Jun 26, 2026
Jun 27, 2014$2.9B then
HNW client RAUM$0 as of Jun 28, 2021
Jun 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Jun 27, 20140 then
Employees (5.A)43 as of Jun 26, 2026
Jun 27, 201417 then
Private funds2 as of Jun 26, 2026
Jun 27, 20141 then
RAUM -48% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.7BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $608M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$19B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $608M for 2 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••••• E••••• F•••• L• | Other Private Fund | $950M | 308 | Feb 28, 2012 |
| F•••••••• S••••••••• E••••• F•••• L••• | Other Private Fund | $272M | 75 | Jun 26, 2019 |
| S•••••••• L••• | Other Private Fund | $26.3M | 43 | Jun 29, 2020 |
Owners and control persons
Schedule A and B, latest filing
- L•••••••• M•••• A••••• S•••••• · Partner And Chief Operating Officercontrolsince 04/2010 · owns 5% to 10%
- M••••••••• P•••• R•••••• · Chief Financial Officer And Partnercontrolsince 01/2021 · owns less than 5%
- P•••••• R•••••• V••••• · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- S••••• T••••••• C•••••• · Partner And Chief Executive Officercontrolsince 04/2010 · owns 10% to 25%
- R•••••• J•••••• J••• · Shareholdercontrolsince 04/2014 · owns 75% or more of N••••• I• L••
Entity owners
- I••••••••• V•••• I••••••••• L•••••• · Partnerdirect · owns 50% to 75%
- E••••• W••••• · Shareholderindirect · owns 25% to 50% of I••••••••• V•••• I••••••••• L••••••
- E••••• W••••• · Shareholderindirect · owns 75% or more of V•••• I••••••••• L••••••
- E••••• W••••• L•••••• · Shareholderindirect · owns 75% or more of E••••• W•••••
- T•• E••••• W••••• F••••••••• · Shareholderindirect · owns 75% or more of E••••• W••••• L••••••
- V•••• I••••••••• L•••••• · Shareholderindirect · owns 50% to 75% of I••••••••• V•••• I••••••••• L••••••
- N••••• I• L•• · Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- F•••••••• E••••• F••• ••• L••investment adviserpooled vehicle sponsory
- F•••••••• I••••••••• S••••••• L••••••investment adviserbankpooled vehicle sponsornRAUM $25B
- F•••••••• P••••••• U••• L••investment adviserpooled vehicle sponsory
Advisers that list F••••••••• L•• as a related person
- 310498 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $1.0B to $608MJun 27, 2025 to Jun 26, 2026
- Discretionary RAUM · $31B to $19BJun 27, 2025 to Jun 26, 2026
- Pooled vehicle RAUM · $31B to $19BJun 27, 2025 to Jun 26, 2026
- RAUM · $31B to $19BJun 27, 2025 to Jun 26, 2026
- Accounts · 6 to 5Oct 30, 2024 to Jun 27, 2025
- Pooled vehicle clients · 6 to 5Oct 30, 2024 to Jun 27, 2025
- Assets in custody · $1.3B to $1.0BOct 30, 2024 to Jun 27, 2025
- Financial planning clients · unset to Oct 30, 2024 to Jun 27, 2025
- HQ state · unset to Oct 30, 2024 to Jun 27, 2025
- Private funds · 3 to 2Oct 30, 2024 to Jun 27, 2025
- Discretionary RAUM · $38B to $31BOct 30, 2024 to Jun 27, 2025
- Individual RAUM · 0.0 to unsetOct 30, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $38B to $31BOct 30, 2024 to Jun 27, 2025
- RAUM · $38B to $31BOct 30, 2024 to Jun 27, 2025
- Accounts · 10 to 6Dec 1, 2023 to Jun 28, 2024
- Advisory activities · 2 to 1Dec 1, 2023 to Jun 28, 2024
- Pooled vehicle clients · 9 to 6Dec 1, 2023 to Jun 28, 2024
- Assets in custody · $1.5B to $1.3BDec 1, 2023 to Jun 28, 2024
- Employees · 39 to 43Dec 1, 2023 to Jun 28, 2024
- Discretionary RAUM · $36B to $38BDec 1, 2023 to Jun 28, 2024
- Pooled vehicle RAUM · $35B to $38BDec 1, 2023 to Jun 28, 2024
- RAUM · $36B to $38BDec 1, 2023 to Jun 28, 2024
- Related bank · false to trueJun 29, 2023 to Dec 1, 2023
- Accounts · 11 to 10Jun 29, 2022 to Jun 29, 2023
- Advisory employees · 6 to 5Jun 29, 2022 to Jun 29, 2023
- Pooled vehicle clients · 10 to 9Jun 29, 2022 to Jun 29, 2023
- Assets in custody · $1.7B to $1.5BJun 29, 2022 to Jun 29, 2023
- Employees · 35 to 39Jun 29, 2022 to Jun 29, 2023
- Discretionary RAUM · $42B to $36BJun 29, 2022 to Jun 29, 2023
- Pooled vehicle RAUM · $42B to $35BJun 29, 2022 to Jun 29, 2023
- RAUM · $42B to $36BJun 29, 2022 to Jun 29, 2023
- Accounts · 12 to 11Oct 8, 2021 to Jun 29, 2022
- Advisory employees · 9 to 6Oct 8, 2021 to Jun 29, 2022
- Advisory activities · 3 to 2Oct 8, 2021 to Jun 29, 2022
- Pension plan clients · 1 to 0Oct 8, 2021 to Jun 29, 2022
- Pooled vehicle clients · 6 to 10Oct 8, 2021 to Jun 29, 2022
- Assets in custody · $46B to $1.7BOct 8, 2021 to Jun 29, 2022
- Employees · 47 to 35Oct 8, 2021 to Jun 29, 2022
- Discretionary RAUM · $46B to $42BOct 8, 2021 to Jun 29, 2022
- HNW RAUM · 0.0 to unsetOct 8, 2021 to Jun 29, 2022
Signals
9 dated events
- F••••••••• L•• reported RAUM $18.5B, down 40% from $30.6B (2025-06-27 to 2026-06-26)Jun 26, 2026 · RAUM change · derived
- Victor Bell Greville Ward (Manager Of Fundsmith Equity Fund, Llc) no longer on Schedule A of F••••••••• L•• (listed 2021-10-08, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- Vernon Robert Parker (Chief Compliance Officer) appeared on Schedule A of F••••••••• L••Oct 8, 2021 · Control person joined · fact
- Charles Simon Godwin (Chief Compliance Officer) no longer on Schedule A of F••••••••• L•• (listed 2021-06-28, absent 2021-10-08)Oct 8, 2021 · Control person left · inference
- F••••••••• L•• reported RAUM $45.7B, up 60% from $28.6B (2020-06-29 to 2021-06-28)Jun 28, 2021 · RAUM change · derived
- R•••••• P••• M••••••••• (Chief Financial Officer) appeared on Schedule A of F••••••••• L••Jun 28, 2021 · Control person joined · fact
- F••••••••• L•• reported RAUM $27.6B, up 37% from $20.1B (2019-01-16 to 2019-06-26)Jun 26, 2019 · RAUM change · derived
- F••••••••• L•• reported RAUM $20.1B, up 45% from $13.8B (2017-06-29 to 2018-06-29)Jun 29, 2018 · RAUM change · derived
- F••••••••• L•• filed its initial SEC registration (Form ADV)Jan 17, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fundsmith-llpreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fundsmith.co.ukreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 20 3551 6337reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026