DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• I••••••••• • G••••• D• R••••••• L••••
Latest filing Mar 31, 2026
First filing on the tape Feb 17, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
27
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$2.1B as of Mar 31, 2026
Mar 28, 2013$936M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)27 as of Mar 31, 2026
Mar 28, 201317 then
Private funds4 as of Mar 31, 2026
Mar 28, 20132 then
RAUM +47% over the last fiscal year+8.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $347MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +47%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B78%
- Sovereign wealth funds$425M22%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• C•••••• L••• | Hedge Fund | $1.1B | 1 | Mar 22, 2019 |
| S•• E••••• L•• | Hedge Fund | $195M | 1 | Mar 31, 2023 |
| S•••••• E••••• M••••• F••• S•• • B••••• L•••••••• E••••• S••••••• S••••••••• P•••••••• | Hedge Fund | $79.6M | 5 | Feb 17, 2012 |
| S•• E••••• L•• | Hedge Fund | $74.0M | 1 | Mar 30, 2020 |
| S•••••• S•• L•••no longer reported | Hedge Fund | $69.5M | 2 | Mar 30, 2016 |
| S•••••• E••••• M••••• F••• S•• • B••••• L••••••••• E••••• S••••••• S••••••••• P•••••••• | Hedge Fund | $676,000 | 1 | Feb 17, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••• G••••••••• M••••• · Ceo/Co-Ciocontrolsince 12/2007 · owns 50% to 75%
- D• A•••••• E••••••• V••••••• · Partnercontrolsince 12/2007 · owns 10% to 25%
- E• S••••• L••• M•••••••• D• M•••••• · Co-Ciocontrolsince 12/2007 · owns 10% to 25%
- S••••• L•••• F••••• S••••••• · Coo/Ccocontrolsince 01/2020 · owns less than 5%
Related persons
Schedule D 7.A
- S•••••• I••••••••• • G••••• D• R••••••• L••••investment advisern
- S•••••• I••••••••• L•••pooled vehicle sponsorn
- S•••••• P••••••••• • G••••• D• R••••••• L••••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 6Mar 31, 2025 to Mar 31, 2026
- Employees · 28 to 27Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.4B to $2.1BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $936M to $1.5BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.4B to $2.1BMar 31, 2025 to Mar 31, 2026
- Accounts · 8 to 7Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 21 to 23Mar 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 7Mar 27, 2024 to Mar 31, 2025
- Employees · 26 to 28Mar 27, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 31, 2025
- HQ state · unset to Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.3B to $1.4BMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $1.6B to $936MMar 27, 2024 to Mar 31, 2025
- RAUM · $2.3B to $1.4BMar 27, 2024 to Mar 31, 2025
- Accounts · 10 to 8Mar 31, 2023 to Mar 27, 2024
- Pooled vehicle clients · 11 to 10Mar 31, 2023 to Mar 27, 2024
- Private funds · 5 to 4Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $1.6B to $2.3BMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $1.1B to $1.6BMar 31, 2023 to Mar 27, 2024
- RAUM · $1.6B to $2.3BMar 31, 2023 to Mar 27, 2024
- Accounts · 9 to 10Mar 30, 2022 to Mar 31, 2023
- Advisory employees · 22 to 21Mar 30, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 11Mar 30, 2022 to Mar 31, 2023
- Employees · 28 to 26Mar 30, 2022 to Mar 31, 2023
- Private funds · 4 to 5Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.6BMar 30, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $931M to $1.1BMar 30, 2022 to Mar 31, 2023
- RAUM · $1.4B to $1.6BMar 30, 2022 to Mar 31, 2023
- Advisory employees · 20 to 22Mar 30, 2021 to Mar 30, 2022
- Employees · 25 to 28Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.8B to $1.4BMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.1B to $931MMar 30, 2021 to Mar 30, 2022
- RAUM · $1.8B to $1.4BMar 30, 2021 to Mar 30, 2022
- Accounts · 15 to 9Mar 30, 2020 to Mar 30, 2021
- Advisory employees · 15 to 20Mar 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 11 to 10Mar 30, 2020 to Mar 30, 2021
- Employees · 20 to 25Mar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $2.2B to $1.8BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.2B to $1.1BMar 30, 2020 to Mar 30, 2021
- RAUM · $2.2B to $1.8BMar 30, 2020 to Mar 30, 2021
Signals
6 dated events
- S•••••• I••••••••• • G••••• D• R••••••• L•••• reported RAUM $2.1B, up 47% from $1.4B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•••••• I••••••••• • G••••• D• R••••••• L•••• reported RAUM $1.4B, down 39% from $2.3B (2024-03-27 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- S•••••• I••••••••• • G••••• D• R••••••• L•••• reported RAUM $2.3B, up 42% from $1.6B (2023-03-31 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- S•••••• I••••••••• • G••••• D• R••••••• L•••• reported RAUM $2.2B, up 26% from $1.7B (2020-01-08 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Porto Marcos Gadelha (Coo/Cco) no longer on Schedule A of S•••••• I••••••••• • G••••• D• R••••••• L•••• (listed 2019-03-22, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Felipe Saramago Luis Stern (Coo/Cco) appeared on Schedule A of S•••••• I••••••••• • G••••• D• R••••••• L••••Jan 8, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S••••••INVESTMENTS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 5521-3622-8070reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026