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SEC-registered adviser

W••••••••• C•••••• I••••••••

Asset manager (funds and pooled vehicles)Newport Beach, CaliforniaCRD 160396SEC 801-73502website IAPD

Legal name W••••••••• M••••••••• P•••••••• L•••

Latest filing Mar 27, 2026

First filing on the tape Feb 13, 2012 · 23 filings

SEC status approved since Mar 16, 2012

RAUM

$3.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

24 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

23 filings and snapshots on the tape

RAUM$3.1B as of Mar 27, 2026

Mar 28, 2013$1.4B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 28, 20130 then

Employees (5.A)27 as of Mar 27, 2026

Mar 28, 201315 then

Private funds6 as of Mar 27, 2026

Mar 28, 20133 then

RAUM -5.0% over the last fiscal year+7.5% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $345MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -5.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.0B, 9 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes testimonials (5.L.1.c)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$3.1B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 9reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.0B for 9 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

7 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
W••••••••• C•••••• F••• V•• L•••	Private Equity Fund	$1.4B	25	Mar 30, 2023
W••••••••• S••••• E••••• F••• V• L•••	Private Equity Fund	$1.1B	59	Mar 30, 2018
W••••••••• S••••• E••••• F••• I•• L•••	Private Equity Fund	$742M	40	Feb 13, 2012
W••••••••• V•• I••••••••• L•••	Private Equity Fund	$407M	25	Sep 10, 2021
W••••••••• C•••••• E•••••••• F••• V•• L•	Private Equity Fund	$11.5M	12	Mar 28, 2024
W••••••••• M•••••••• • E••••• F••• I•• L•••	Private Equity Fund	$815,164	20	Feb 13, 2012
W••••••••• S••••• E••••• F••• I••• L•••no longer reported	Private Equity Fund	$92,450	37	Feb 13, 2012

Owners and control persons

Schedule A and B, latest filing

B••••••• G••••••• J••• · Managing Principal, Limited Partner Of W••••••••• M••••••••• P•••••••• L•••control
since 04/2018 · owns less than 5%
L•••••• C••••••••• · Managing Principal, Limited Partner Of W••••••••• M••••••••• P•••••••• L•••control
since 03/2012 · owns less than 5%
M••••• J••••••• A••• · Managing Principal, Limited Partner Of W••••••••• M••••••••• P•••••••• L•••control
since 04/2018 · owns less than 5%
M••••••• S••••••• C••••••• · Cfo & Chief Compliance Officer, W••••••••• M••••••••• P•••••••• L•••control
since 09/2021 · owns less than 5%
B••••••• G••••••• J••• · Managing Member, W••••••••• C•••••• P•••••••• L••control
since 04/2018 · owns 25% to 50% of W••••••••• C•••••• P•••••••• L••
L•••••• C••••••••• · Managing Member, W••••••••• C•••••• P•••••••• L••control
since 02/2012 · owns 25% to 50% of W••••••••• C•••••• P•••••••• L••
M••••• J••••••• A••• · Managing Member, W••••••••• C•••••• P•••••••• L••control
since 04/2018 · owns 25% to 50% of W••••••••• C•••••• P•••••••• L••

Entity owners

W••••••••• C•••••• P•••••••• L•• · General Partner, W••••••••• M••••••••• P•••••••• L•••
direct · owns 75% or more

Related persons

Schedule D 7.A

W••••••••• C•••••• E•••••••• F••• V• G•• L•
pooled vehicle sponsorn
W••••••••• C•••••• I•••••••• I•• L•••
pooled vehicle sponsorn
W••••••••• C•••••• I•••••••• V• L•••
pooled vehicle sponsorn
W••••••••• C•••••• I•••••••• V•• L•••
pooled vehicle sponsorn
W••••••••• C•••••• I••••••••• L••
pooled vehicle sponsorn
W••••••••• C•••••• P•••••••• L••
pooled vehicle sponsory
W••••••••• V•• I•••••••• G•• L•••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

Waltham, MA12 employees

What changed

consecutive filings, newest first

Discretionary RAUM · $3.3B to $3.1B
Mar 28, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $3.3B to $3.1B
Mar 28, 2025 to Mar 27, 2026
RAUM · $3.3B to $3.1B
Mar 28, 2025 to Mar 27, 2026
Advisory employees · 17 to 24
Apr 24, 2024 to Mar 28, 2025
Assets in custody · $2.0B to $2.0B
Apr 24, 2024 to Mar 28, 2025
Employees · 28 to 27
Apr 24, 2024 to Mar 28, 2025
Financial planning clients · unset to
Apr 24, 2024 to Mar 28, 2025
Discretionary RAUM · $3.7B to $3.3B
Apr 24, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $3.7B to $3.3B
Apr 24, 2024 to Mar 28, 2025
RAUM · $3.7B to $3.3B
Apr 24, 2024 to Mar 28, 2025
Discretionary RAUM · $3.7B to $3.7B
Mar 28, 2024 to Apr 24, 2024
Pooled vehicle RAUM · $3.7B to $3.7B
Mar 28, 2024 to Apr 24, 2024
RAUM · $3.7B to $3.7B
Mar 28, 2024 to Apr 24, 2024
Accounts · 8 to 9
Mar 30, 2023 to Mar 28, 2024
Advisory employees · 24 to 17
Mar 30, 2023 to Mar 28, 2024
Pooled vehicle clients · 8 to 9
Mar 30, 2023 to Mar 28, 2024
Assets in custody · $1.7B to $2.0B
Mar 30, 2023 to Mar 28, 2024
Employees · 24 to 28
Mar 30, 2023 to Mar 28, 2024
Private funds · 5 to 6
Mar 30, 2023 to Mar 28, 2024
Discretionary RAUM · $2.5B to $3.7B
Mar 30, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $2.5B to $3.7B
Mar 30, 2023 to Mar 28, 2024
RAUM · $2.5B to $3.7B
Mar 30, 2023 to Mar 28, 2024
Accounts · 6 to 8
Oct 4, 2022 to Mar 30, 2023
Advisory employees · 23 to 24
Oct 4, 2022 to Mar 30, 2023
Pooled vehicle clients · 6 to 8
Oct 4, 2022 to Mar 30, 2023
Assets in custody · $2.4B to $1.7B
Oct 4, 2022 to Mar 30, 2023
Employees · 23 to 24
Oct 4, 2022 to Mar 30, 2023
Private funds · 4 to 5
Oct 4, 2022 to Mar 30, 2023
Discretionary RAUM · $2.4B to $2.5B
Oct 4, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $2.4B to $2.5B
Oct 4, 2022 to Mar 30, 2023
RAUM · $2.4B to $2.5B
Oct 4, 2022 to Mar 30, 2023
Assets in custody · $2.1B to $2.4B
Jan 4, 2022 to Mar 30, 2022
Discretionary RAUM · $2.1B to $2.4B
Jan 4, 2022 to Mar 30, 2022
Pooled vehicle RAUM · $2.1B to $2.4B
Jan 4, 2022 to Mar 30, 2022
RAUM · $2.1B to $2.4B
Jan 4, 2022 to Mar 30, 2022
Accounts · 5 to 6
Mar 30, 2021 to Sep 10, 2021
Pooled vehicle clients · 5 to 6
Mar 30, 2021 to Sep 10, 2021
Assets in custody · $1.8B to $2.1B
Mar 30, 2021 to Sep 10, 2021
Private funds · 3 to 4
Mar 30, 2021 to Sep 10, 2021
Discretionary RAUM · $1.8B to $2.1B
Mar 30, 2021 to Sep 10, 2021

Signals

5 dated events

W••••••••• C•••••• I•••••••• reported RAUM $3.7B, up 50% from $2.5B (2023-03-30 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
Jerrard Jeffrey Dunnigan (Cfo & Chief Compliance Officer, W••••••••• M••••••••• P•••••••• L•••) no longer on Schedule A of W••••••••• C•••••• I•••••••• (listed 2021-03-30, absent 2021-09-10)
Sep 10, 2021 · Control person left · inference
Copeland Shannon Moffett (Cfo & Chief Compliance Officer, W••••••••• M••••••••• P•••••••• L•••) appeared on Schedule A of W••••••••• C•••••• I••••••••
Sep 10, 2021 · Control person joined · fact
Frank Robert Bartholomew (Managing Member, W••••••••• C•••••• P•••••••• L••) no longer on Schedule A of W••••••••• C•••••• I•••••••• (listed 2018-03-30, absent 2019-03-28)
Mar 28, 2019 · Control person left · inference
W••••••••• C•••••• I•••••••• reported RAUM $1.6B, up 74% from $926.9M (2017-09-25 to 2018-03-30)
Mar 30, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

W••••••••• C•••••• I•••••••• · Independent Sponsors
shared crd · capital_provider
W••••••••• C•••••• I•••••••• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/windjammer-capital-investorsreportedpublic record, Form ADV, Sep 21, 2026
Website: W•••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (949) 721-9944reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026