DFX Intelligence

RIA Intelligence

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SEC-registered adviser

K•••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160413SEC 801-77247IAPD

Legal name K•••• C•••••• M••••••••• L••

Latest filing Mar 27, 2026

First filing on the tape Oct 5, 2012 · 27 filings

SEC status approved since Oct 16, 2012

RAUM

$643M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

27 filings and snapshots on the tape

RAUM$643M as of Mar 27, 2026

Mar 28, 2013$274M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 28, 20130 then

Employees (5.A)4 as of Mar 27, 2026

Mar 28, 201310 then

Private funds1 as of Mar 27, 2026

Mar 28, 20131 then

RAUM +10% over the last fiscal year-19% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $214MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +10%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $148M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$643M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $148M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

4 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
K•••• M••••• F••• L••••••	Hedge Fund	$3.7B	11	Mar 20, 2012
K•••• M••••••••• F••• L••no longer reported	Hedge Fund	$2.1B	7	Aug 16, 2016
K•••••• F••• L••no longer reported	Hedge Fund	$263M	3	Aug 16, 2016
K•••• F•••••• M••••• F••• S••no longer reported	Hedge Fund	$9.3M	2	Oct 5, 2012

Owners and control persons

Schedule A and B, latest filing

S••••• R•••• · M••••••• M•••••, Chief Financial Officer, Chief Compliance Officercontrol
since 06/2024 · owns 75% or more
S••••• R•••• · Sole Shareholdercontrol
since 10/2011 · owns 75% or more of K•••• C•••••• I•••
S••••• S••••• · Trusteecontrol
since 12/2012 · owns F of 2••• R•••• S•••• D••••••• T•••• F•• S•••• S••••
S••••• S••••• · Trusteecontrol
since 12/2012 · owns F of 2••• R•••• S•••• D••••••• T•••• F•• A•••• S••••

Entity owners

K•••• C•••••• I••• · M•••••
direct · owns less than 5%
2••• R•••• S•••• D••••••• T•••• F•• A•••• S•••• · M•••••
indirect · owns 25% to 50% of S•••• F••••• H••••••• L••
2••• R•••• S•••• D••••••• T•••• F•• S•••• S•••• · M•••••
indirect · owns 25% to 50% of S•••• F••••• H••••••• L••
S•••• F••••• H••••••• L•• · M•••••
direct · owns 10% to 25%

Related persons

Schedule D 7.A

K•••• M••••••• M••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 4 to 3
Mar 20, 2025 to Mar 27, 2026
Assets in custody · $144M to $148M
Mar 20, 2025 to Mar 27, 2026
Employees · 5 to 4
Mar 20, 2025 to Mar 27, 2026
Discretionary RAUM · $582M to $643M
Mar 20, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $582M to $643M
Mar 20, 2025 to Mar 27, 2026
RAUM · $582M to $643M
Mar 20, 2025 to Mar 27, 2026
Advisory employees · 3 to 4
Jun 27, 2024 to Mar 20, 2025
Assets in custody · $141M to $144M
Jun 27, 2024 to Mar 20, 2025
Financial planning clients · unset to
Jun 27, 2024 to Mar 20, 2025
Discretionary RAUM · $3.7B to $582M
Jun 27, 2024 to Mar 20, 2025
Pooled vehicle RAUM · $3.7B to $582M
Jun 27, 2024 to Mar 20, 2025
RAUM · $3.7B to $582M
Jun 27, 2024 to Mar 20, 2025
Employees · 7 to 5
Mar 28, 2024 to Jun 27, 2024
Assets in custody · $153M to $141M
Apr 27, 2023 to Mar 28, 2024
Employees · 8 to 7
Apr 27, 2023 to Mar 28, 2024
Discretionary RAUM · $1.2B to $3.7B
Apr 27, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $1.2B to $3.7B
Apr 27, 2023 to Mar 28, 2024
RAUM · $1.2B to $3.7B
Apr 27, 2023 to Mar 28, 2024
Advisory employees · 4 to 3
Mar 28, 2023 to Apr 27, 2023
Employees · 9 to 8
Mar 28, 2023 to Apr 27, 2023
Assets in custody · $144M to $153M
Jan 18, 2023 to Mar 28, 2023
Employees · 10 to 9
Jan 18, 2023 to Mar 28, 2023
Discretionary RAUM · $1.6B to $1.2B
Jan 18, 2023 to Mar 28, 2023
Pooled vehicle RAUM · $1.6B to $1.2B
Jan 18, 2023 to Mar 28, 2023
RAUM · $1.6B to $1.2B
Jan 18, 2023 to Mar 28, 2023
Succession · true to false
Nov 14, 2022 to Jan 18, 2023
Succession · false to true
Oct 17, 2022 to Nov 14, 2022
Legal name · K•••• C•••••• M••••••••• L• to K•••• C•••••• M••••••••• L••
Sep 9, 2022 to Oct 17, 2022
Organization form · Limited Partnership to Limited Liability Company
Sep 9, 2022 to Oct 17, 2022
Succession · true to false
Sep 9, 2022 to Oct 17, 2022
Succession · false to true
Mar 28, 2022 to Sep 9, 2022
Assets in custody · $165M to $144M
Mar 28, 2021 to Mar 28, 2022
Discretionary RAUM · $4.1B to $1.6B
Mar 28, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $4.1B to $1.6B
Mar 28, 2021 to Mar 28, 2022
RAUM · $4.1B to $1.6B
Mar 28, 2021 to Mar 28, 2022
Accounts · 4 to 3
Mar 17, 2020 to Mar 28, 2021
Advisory employees · 5 to 4
Mar 17, 2020 to Mar 28, 2021
Pooled vehicle clients · 4 to 3
Mar 17, 2020 to Mar 28, 2021
Assets in custody · $216M to $165M
Mar 17, 2020 to Mar 28, 2021
Employees · 14 to 10
Mar 17, 2020 to Mar 28, 2021

Signals

9 dated events

K•••• C•••••• M••••••••• L• reported RAUM $582.4M, down 84% from $3.7B (2024-06-27 to 2025-03-20)
Mar 20, 2025 · RAUM change · derived
Alan Kenneth Kolber (Chief Financial Officer) no longer on Schedule A of K•••• C•••••• M••••••••• L• (listed 2024-03-28, absent 2024-06-27)
Jun 27, 2024 · Control person left · inference
K•••• C•••••• M••••••••• L• reported RAUM $3.7B, up 207% from $1.2B (2023-04-27 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
K•••• C•••••• M••••••••• L• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Sep 9, 2022 · Succession (Item 4) · fact
K•••• C•••••• M••••••••• L• reported RAUM $1.6B, down 62% from $4.1B (2021-03-28 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
K•••• C•••••• M••••••••• L• reported RAUM $3.9B, up 146% from $1.6B (2019-08-12 to 2020-03-17)
Mar 17, 2020 · RAUM change · derived
K•••• C•••••• M••••••••• L• reported RAUM $1.6B, down 88% from $12.9B (2019-01-03 to 2019-03-27)
Mar 27, 2019 · RAUM change · derived
K•••• C•••••• M••••••••• L• reported RAUM $12.9B, up 61% from $8.0B (2017-03-30 to 2018-03-29)
Mar 29, 2018 · RAUM change · derived
K•••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Oct 5, 2012 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: 212-201-1970reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026