DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A•••••• V•••••• P•••••••

Asset manager (funds and pooled vehicles)Winter Park, FloridaCRD 160426SEC 801-73317websiteIAPD
Legal name A•••••• V•••••• P•••••••• I•••
Latest filing Jun 18, 2026
First filing on the tape Feb 10, 2012 · 23 filings
SEC status approved since Feb 17, 2012
RAUM
$394M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$394M as of Jun 18, 2026
Mar 15, 2013$224M then
HNW client RAUM$0 as of Jun 18, 2026
Mar 31, 2020$0 then
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Mar 15, 20130 then
Employees (5.A)4 as of Jun 18, 2026
Mar 15, 201317 then
Private funds12 as of Jun 18, 2026
Mar 15, 20136 then
RAUM +14% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$32.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$394M, 12 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$394M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
12reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$394M for 12 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      13 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••••• G••••• E••••• I••• L•Venture Capital Fund$137M29Mar 31, 2020
      A•••••• G••••• E••••• I•• L•Venture Capital Fund$92.7M31Mar 31, 2023
      A•••••• V•••••• P••••••• I•• L•Venture Capital Fund$45.4M16Feb 10, 2012
      A•••••• C••• I•••••••• I•• L••Other Private Fund$15.1M20Mar 31, 2022
      A•••••• C••• I•••••••• I••• L••Other Private Fund$13.6M8Mar 31, 2023
      A•••••• S••••• I•••••••• I• L••Other Private Fund$12.6M14Mar 31, 2022
      A•••••• V•••••• P••••••• I••• L•Venture Capital Fund$10.8M19Feb 10, 2012
      A•••••• C••• I••••••••• L••Other Private Fund$10.0M4Mar 31, 2022
      A•••••• E•••••• I•••••••• I• L••Other Private Fund$9.9M19Mar 31, 2023
      O•••••• T••••••••• I•••no longer reportedVenture Capital Fund$2.7M1Feb 10, 2012
      A•••••• V•••••• P••••••• I• • F••••••• L•Venture Capital Fund$1.3M3Feb 10, 2012
      M••••• T•••••••••no longer reportedVenture Capital Fund$0153Feb 10, 2012
      F•••••• O••••••••• F•••no longer reportedVenture Capital Fund$00Feb 10, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• O•••••• · Chief Compliance Officercontrol
        since 10/2020 · owns less than 5%
      • R••••••••• J••••• L••••••• · Managing Partnercontrol
        since 06/2000 · owns 50% to 75%
      • T•••••••• J•••• P•••••• · Managing Partnercontrol
        since 03/2004 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      • A•• I••••••• I• L••
        pooled vehicle sponsory
      • A•• I••••••• L••
        pooled vehicle sponsory
      • A•••••• I••• L••
        pooled vehicle sponsory
      • A•••••• V•••••• P••••••• ••••• L••
        pooled vehicle sponsory
      • A•••••• V•••••• P•••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Winter Park, FL
      What changed
      consecutive filings, newest first
      • Private funds · 11 to 12
        Mar 31, 2026 to Jun 18, 2026
      • Accounts · 11 to 12
        Mar 31, 2025 to Mar 31, 2026
      • Advisory employees · 4 to 3
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 11 to 12
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $345M to $394M
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 5 to 4
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $345M to $394M
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $345M to $394M
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $345M to $394M
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 10 to 11
        Apr 29, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 10 to 11
        Apr 29, 2024 to Mar 31, 2025
      • Assets in custody · $348M to $345M
        Apr 29, 2024 to Mar 31, 2025
      • Financial planning clients · 0 to 0
        Apr 29, 2024 to Mar 31, 2025
      • Private funds · 10 to 11
        Apr 29, 2024 to Mar 31, 2025
      • Discretionary RAUM · $348M to $345M
        Apr 29, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $348M to $345M
        Apr 29, 2024 to Mar 31, 2025
      • RAUM · $348M to $345M
        Apr 29, 2024 to Mar 31, 2025
      • Assets in custody · $348M to $348M
        Mar 29, 2024 to Apr 29, 2024
      • Discretionary RAUM · $348M to $348M
        Mar 29, 2024 to Apr 29, 2024
      • Pooled vehicle RAUM · $348M to $348M
        Mar 29, 2024 to Apr 29, 2024
      • RAUM · $348M to $348M
        Mar 29, 2024 to Apr 29, 2024
      • Assets in custody · $218M to $348M
        Mar 31, 2023 to Mar 29, 2024
      • Discretionary RAUM · $229M to $348M
        Mar 31, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $229M to $348M
        Mar 31, 2023 to Mar 29, 2024
      • RAUM · $229M to $348M
        Mar 31, 2023 to Mar 29, 2024
      • Accounts · 8 to 10
        Mar 31, 2022 to Mar 31, 2023
      • Charity clients · 1 to 0
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 7 to 10
        Mar 31, 2022 to Mar 31, 2023
      • Assets in custody · $219M to $218M
        Mar 31, 2022 to Mar 31, 2023
      • Private funds · 9 to 10
        Mar 31, 2022 to Mar 31, 2023
      • Discretionary RAUM · $219M to $229M
        Mar 31, 2022 to Mar 31, 2023
      • Non-discretionary RAUM · $2.7M to $0
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $219M to $229M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $222M to $229M
        Mar 31, 2022 to Mar 31, 2023
      • Accounts · 6 to 8
        Mar 31, 2021 to Mar 31, 2022
      • Advisory employees · 8 to 4
        Mar 31, 2021 to Mar 31, 2022
      • Charity clients · 2 to 1
        Mar 31, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 4 to 7
        Mar 31, 2021 to Mar 31, 2022
      • Assets in custody · $167M to $219M
        Mar 31, 2021 to Mar 31, 2022
      • Custody of client assets · false to true
        Mar 31, 2021 to Mar 31, 2022
      Signals
      4 dated events
      • A•••••• V•••••• P••••••• reported RAUM $347.9M, up 52% from $228.5M (2023-03-31 to 2024-03-29)
        Mar 29, 2024 · RAUM change · derived
      • Ellen Jennifer Laird (Partner) no longer on Schedule A of A•••••• V•••••• P••••••• (listed 2021-03-31, absent 2022-03-31)
        Mar 31, 2022 · Control person left · inference
      • Orlando Mendoza (Chief Compliance Officer) appeared on Schedule A of A•••••• V•••••• P•••••••
        Mar 31, 2021 · Control person joined · fact
      • N. (Mi Only) Christopher Fountas (Managing Partner) no longer on Schedule A of A•••••• V•••••• P••••••• (listed 2020-10-13, absent 2021-03-31)
        Mar 31, 2021 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      407-838-1400reportedpublic record, Form ADV, Jun 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026