DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

K••••••••• E••••• M••••••••• C••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160432SEC 801-74251websiteIAPD
Latest filing May 6, 2026
First filing on the tape Feb 15, 2012 · 34 filings
SEC status approved since Mar 26, 2012
RAUM
$6.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
20 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
24
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$6.3B as of May 6, 2026
Mar 11, 2013$115M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 6, 2026
Mar 11, 20130 then
Employees (5.A)73 as of May 6, 2026
Mar 11, 20132 then
Private funds24 as of May 6, 2026
Mar 11, 20132 then
RAUM +34% over the last fiscal year+9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$224MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.3B85%
  • Corporations and businesses$944M15%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
28reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.85 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      28 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K••••••••• F••• V•• L•Private Equity Fund$907M82Mar 31, 2023
      K••••••••• M•••••• F•••• L•Other Private Fund$797M65Mar 28, 2017
      K••••••••• E••••• E••••••••• P••••••• I•• L•Private Equity Fund$783M26Mar 25, 2022
      K••••••••• F••• V• A••• L•Private Equity Fund$706M57Mar 26, 2021
      K••••••••• E••••• E••••••••• F••• V• L•Private Equity Fund$334M31Mar 27, 2019
      K••••••••• E••••• N•• P•••••• I••••••• F••• V• L•Private Equity Fund$308M27Mar 27, 2019
      K••••••••• C••••• S••••••••• L•Private Equity Fund$146M25Mar 25, 2022
      K••••••••• E••••• •••••• F••• I• C••••••••• L•Other Private Fund$139M36Mar 27, 2019
      C••••••• C••••• C••••••••• L•Private Equity Fund$110M13Mar 31, 2023
      K••••••••• E••••• E••••••••• F••• I•• L•Private Equity Fund$102M26Aug 30, 2017
      K••••••••• E••••• ••••••••• F••• V• C••••••••• L•••Other Private Fund$100M1Mar 26, 2021
      K••••••••• E••••• N•• P•••••• I••••••• F••• I•• L•Private Equity Fund$94.8M17Mar 28, 2017
      K••••••••• S• T•• C••••••••• L•Other Private Fund$89.3M25Mar 31, 2023
      K••••••••• F••• V• C••••••• C••••••••• L•••Other Private Fund$54.0M11Mar 26, 2021
      K••••••••• E••••• E••••••••• P••••••• •••••••• C••••••••• L•••Other Private Fund$50.1M1Mar 26, 2021
      K••••••••• E••••• ••• R••••••••• F••• I•• C••••••••• L•no longer reportedPrivate Equity Fund$48.9M0Aug 10, 2016
      K••••••••• F••• V• A••• L•Private Equity Fund$47.9M82Mar 29, 2024
      K••••••••• E••••• E••••••••• P•••••••• L•••Private Equity Fund$44.2M12Mar 26, 2021
      K••• I• C••••••••• L•Other Private Fund$34.9M2Mar 29, 2024
      K••••••••• E••••• N•• P•••••• I••••••• F••• I••• L•no longer reportedPrivate Equity Fund$6.1M0Aug 10, 2016
      K••••••••• E••••• N•• P•••••• I••••••• F••• I•• L•Private Equity Fund$3.6M12Apr 29, 2014
      K••••••••• E••••• E••••••••• F••• I•• L• ••••• K••••••••• E••••• F••• I••Private Equity Fund$3.1M14Mar 11, 2013
      K••••••••• E••••• E••••••••• F••• I••• L•no longer reportedPrivate Equity Fund$1.7M0Aug 10, 2016
      K••••••••• E••••• N•• P•••••• I••••••• F•••• L•Private Equity Fund$200,1102Apr 29, 2014
      K••••••••• E••••• E••••••••• F•••• L• ••••• K••••••••• E••••• F••• I•Private Equity Fund$187,5587Jul 24, 2012
      K••••••••• E••••• ••••••• F••• I• C••••••••• L•no longer reportedPrivate Equity Fund$52,6390Mar 27, 2019
      K••••••••• P••••• M••••••••• L•no longer reportedOther Private Fund$29,7420Mar 28, 2017
      K••••••••• E••••• ••••••• F••• V• C••••••••• L•no longer reportedPrivate Equity Fund$00Mar 27, 2019
      Owners and control persons
      Schedule A and B, latest filing
      • D•••• B•••••••• P••••• · Managing Membercontrol
        since 12/2011 · owns 25% to 50%
      • D••••••••• N•••••••• E••••• · Chief Operating Officercontrol
        since 06/2023 · owns less than 5%
      • G••••••••• T••••• •••• · General Counsel & Chief Compliance Officercontrol
        since 02/2019 · owns less than 5%
      • I••••••• A••••••••• Z•••••• · Managing Membercontrol
        since 12/2018 · owns 5% to 10%
      • L••••• D••••• A•••• · Managing Member & Cfocontrol
        since 07/2021 · owns less than 5%
      • L•••••••• N•••• •••• · Managing Membercontrol
        since 12/2011 · owns 5% to 10%
      • M••••••• K••••• H•••• · Managing Membercontrol
        since 12/2013 · owns 25% to 50%
      • M••••••• N•••• A••••• · Managing Membercontrol
        since 05/2012 · owns 25% to 50%
      • J••••• N•••• •••• · Managing Member
        since 07/2021 · owns less than 5%
      Related persons
      Schedule D 7.A
      • K•• G•• L••
        pooled vehicle sponsorn
      • K•• G•• L•
        pooled vehicle sponsorn
      • K••• F••• I• G•• L••
        pooled vehicle sponsorn
      • K••• F••• V• G•• L••
        pooled vehicle sponsorn
      • K••• F••• V• G•• L••
        pooled vehicle sponsorn
      • K••• F••• V• G•• L•
        pooled vehicle sponsorn
      • K••••••••• E••••••••• G•• L••
        pooled vehicle sponsorn
      • K••••••••• E••••••••• G•• L•
        pooled vehicle sponsorn
      • K••••••••• M•••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Wellesley Hills, MA1 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • institutional asset share shiftChange between filings · filing Mar 31, 2026
        institutional share of RAUM moved from 0.0% to 15.0% between the annual amendments of 2025-04-30 and 2026-03-31
        peers: asset managers, $5B to $20B (684)
      What changed
      consecutive filings, newest first
      • Accounts · 20 to 28
        Apr 30, 2025 to Mar 31, 2026
      • Advisory employees · 23 to 20
        Apr 30, 2025 to Mar 31, 2026
      • Advisory activities · 1 to 2
        Apr 30, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 21 to 24
        Apr 30, 2025 to Mar 31, 2026
      • Employees · 87 to 73
        Apr 30, 2025 to Mar 31, 2026
      • Private funds · 20 to 24
        Apr 30, 2025 to Mar 31, 2026
      • Discretionary RAUM · $4.7B to $6.3B
        Apr 30, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $4.7B to $5.3B
        Apr 30, 2025 to Mar 31, 2026
      • RAUM · $4.7B to $6.3B
        Apr 30, 2025 to Mar 31, 2026
      • Accounts · 17 to 20
        May 9, 2024 to Apr 30, 2025
      • Advisory employees · 19 to 23
        May 9, 2024 to Apr 30, 2025
      • Pooled vehicle clients · 17 to 21
        May 9, 2024 to Apr 30, 2025
      • Assets in custody · unset to 0.0
        May 9, 2024 to Apr 30, 2025
      • Employees · 80 to 87
        May 9, 2024 to Apr 30, 2025
      • Financial planning clients · unset to
        May 9, 2024 to Apr 30, 2025
      • Other offices · 1 to 2
        May 9, 2024 to Apr 30, 2025
      • Private funds · 17 to 20
        May 9, 2024 to Apr 30, 2025
      • Discretionary RAUM · $4.8B to $4.7B
        May 9, 2024 to Apr 30, 2025
      • Pooled vehicle RAUM · $4.8B to $4.7B
        May 9, 2024 to Apr 30, 2025
      • RAUM · $4.8B to $4.7B
        May 9, 2024 to Apr 30, 2025
      • Related adviser · false to true
        May 9, 2024 to Apr 30, 2025
      • Accounts · 19 to 17
        Oct 3, 2023 to Mar 29, 2024
      • Advisory employees · 14 to 19
        Oct 3, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 19 to 17
        Oct 3, 2023 to Mar 29, 2024
      • Assets in custody · 4781124024.0 to unset
        Oct 3, 2023 to Mar 29, 2024
      • Custody of client assets · true to false
        Oct 3, 2023 to Mar 29, 2024
      • Employees · 60 to 80
        Oct 3, 2023 to Mar 29, 2024
      • Private funds · 19 to 17
        Oct 3, 2023 to Mar 29, 2024
      • Discretionary RAUM · $4.8B to $4.8B
        Oct 3, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $4.8B to $4.8B
        Oct 3, 2023 to Mar 29, 2024
      • RAUM · $4.8B to $4.8B
        Oct 3, 2023 to Mar 29, 2024
      • Related bank · true to false
        Oct 3, 2023 to Mar 29, 2024
      • Accounts · 17 to 19
        Dec 22, 2022 to Mar 31, 2023
      • Advisory employees · 10 to 14
        Dec 22, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 17 to 19
        Dec 22, 2022 to Mar 31, 2023
      • Assets in custody · $3.2B to $4.8B
        Dec 22, 2022 to Mar 31, 2023
      • Employees · 77 to 60
        Dec 22, 2022 to Mar 31, 2023
      • Private funds · 17 to 19
        Dec 22, 2022 to Mar 31, 2023
      • Discretionary RAUM · $3.2B to $4.8B
        Dec 22, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $3.2B to $4.8B
        Dec 22, 2022 to Mar 31, 2023
      Signals
      10 dated events
      • K••••••••• E••••• M••••••••• C••••••• L•• reported RAUM $6.3B, up 34% from $4.7B (2025-04-30 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Nicholas Denton-Clark (Chief Operating Officer) appeared on Schedule A of K••••••••• E••••• M••••••••• C••••••• L••
        Oct 3, 2023 · Control person joined · fact
      • K••••••••• E••••• M••••••••• C••••••• L•• reported RAUM $4.8B, up 50% from $3.2B (2022-12-22 to 2023-03-31)
        Mar 31, 2023 · RAUM change · derived
      • K••••••••• E••••• M••••••••• C••••••• L•• reported RAUM $3.2B, up 39% from $2.3B (2021-03-26 to 2022-03-25)
        Mar 25, 2022 · RAUM change · derived
      • K••••••••• E••••• M••••••••• C••••••• L•• reported RAUM $2.0B, up 48% from $1.3B (2019-03-27 to 2020-03-20)
        Mar 20, 2020 · RAUM change · derived
      • K••••••••• E••••• M••••••••• C••••••• L•• reported RAUM $1.3B, up 48% from $901.5M (2018-08-01 to 2019-03-27)
        Mar 27, 2019 · RAUM change · derived
      • Z Alexander Inkster (Managing Member) appeared on Schedule A of K••••••••• E••••• M••••••••• C••••••• L••
        Mar 27, 2019 · Control person joined · fact
      • D•••• L•••• (Chief Financial Officer) appeared on Schedule A of K••••••••• E••••• M••••••••• C••••••• L••
        Mar 27, 2019 · Control person joined · fact
      • Tamar Goldstein (General Counsel & Chief Compliance Officer) appeared on Schedule A of K••••••••• E••••• M••••••••• C••••••• L••
        Mar 27, 2019 · Control person joined · fact
      • K••••••••• E••••• M••••••••• C••••••• L•• reported RAUM $901.5M, up 31% from $688.4M (2017-08-30 to 2018-03-29)
        Mar 29, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/kimmeridgereportedpublic record, Form ADV, Sep 19, 2026
      Website
      K•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      646-517-3323reportedpublic record, Form ADV, May 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026