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G•• A••••••••• I••••••••• A••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· Greenwich, Connecticut

Asset manager (funds and pooled vehicles), based in Greenwich, Connecticut, reporting $600M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$600M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+29%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 160435 · SEC 801-107839 · 14 filingsShow
CRD 160435SEC 801-107839First filing on the tape May 10, 2016, latest Mar 25, 2026SEC status approved since May 16, 2016IAPD
RAUM
$600M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$600M as of Mar 25, 2026
Mar 22, 2017$244M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 22, 20170 then
Employees (5.A)6 as of Mar 25, 2026
Mar 22, 20175 then
Private funds3 as of Mar 25, 2026
Mar 22, 20173 then
RAUM +29% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$200MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+29%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$600M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••• A•••••• F••• I•• L•Hedge Fund$259M87Mar 4, 2015
      G•• B••••• F••• I••• L•Hedge Fund$180M18Mar 15, 2021
      G•• B••••• F••• I•• L•Hedge Fund$161M38Mar 19, 2024
      B••••• A•••••• F•••• L•no longer reportedHedge Fund$108M96Mar 28, 2012
      B••••• P••••••••• L•••• O••••••••• F••• I• L•no longer reportedHedge Fund$412,53442Mar 28, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••••• E•••• S•••• · Managing Partnercontrol
        since 07/2011 · owns less than 5%
      • R•••••••• B••••• D••••• · Managing Partner / Chief Compliance Officercontrol
        since 07/2011 · owns less than 5%
      • F•••••••• E•••• S•••• · Managing Membercontrol
        since 02/2010 · owns 50% to 75% of G•••••••• F•••••• G•••• L••
      • R•••••••• B••••• D••••• · Managing Membercontrol
        since 02/2010 · owns 50% to 75% of G•••••••• F•••••• G•••• L••
      Entity owners
      • G•••••••• F•••••• G•••• L•• · Managing Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • B••••• A•••••• F••• I• G•• L••
        bankpooled vehicle sponsorn
      • G•• B••••• F••• I•• G•• L••
        bankpooled vehicle sponsorn
      • G•• B••••• F••• I• G•• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $466M to $600M
        Mar 18, 2025 to Mar 25, 2026
      • Pooled vehicle RAUM · $466M to $600M
        Mar 18, 2025 to Mar 25, 2026
      • RAUM · $466M to $600M
        Mar 18, 2025 to Mar 25, 2026
      • Employees · 5 to 6
        May 6, 2024 to Mar 18, 2025
      • Financial planning clients · unset to
        May 6, 2024 to Mar 18, 2025
      • Discretionary RAUM · $423M to $466M
        May 6, 2024 to Mar 18, 2025
      • Pooled vehicle RAUM · $423M to $466M
        May 6, 2024 to Mar 18, 2025
      • RAUM · $423M to $466M
        May 6, 2024 to Mar 18, 2025
      • Accounts · 2 to 3
        Mar 14, 2023 to Mar 19, 2024
      • Pooled vehicle clients · 2 to 3
        Mar 14, 2023 to Mar 19, 2024
      • Private funds · 2 to 3
        Mar 14, 2023 to Mar 19, 2024
      • Discretionary RAUM · $267M to $423M
        Mar 14, 2023 to Mar 19, 2024
      • Pooled vehicle RAUM · $267M to $423M
        Mar 14, 2023 to Mar 19, 2024
      • RAUM · $267M to $423M
        Mar 14, 2023 to Mar 19, 2024
      • Discretionary RAUM · $264M to $267M
        Mar 3, 2022 to Mar 14, 2023
      • Pooled vehicle RAUM · $264M to $267M
        Mar 3, 2022 to Mar 14, 2023
      • RAUM · $264M to $267M
        Mar 3, 2022 to Mar 14, 2023
      • Discretionary RAUM · $262M to $264M
        Mar 15, 2021 to Mar 3, 2022
      • Pooled vehicle RAUM · $262M to $264M
        Mar 15, 2021 to Mar 3, 2022
      • RAUM · $262M to $264M
        Mar 15, 2021 to Mar 3, 2022
      • Accounts · 1 to 2
        Mar 10, 2020 to Mar 15, 2021
      • Advisory employees · 4 to 3
        Mar 10, 2020 to Mar 15, 2021
      • Pooled vehicle clients · 1 to 2
        Mar 10, 2020 to Mar 15, 2021
      • Employees · 6 to 5
        Mar 10, 2020 to Mar 15, 2021
      • Private funds · 1 to 2
        Mar 10, 2020 to Mar 15, 2021
      • Discretionary RAUM · $172M to $262M
        Mar 10, 2020 to Mar 15, 2021
      • Pooled vehicle RAUM · $172M to $262M
        Mar 10, 2020 to Mar 15, 2021
      • RAUM · $172M to $262M
        Mar 10, 2020 to Mar 15, 2021
      • Accounts · 3 to 1
        Mar 4, 2019 to Mar 10, 2020
      • Pooled vehicle clients · 3 to 1
        Mar 4, 2019 to Mar 10, 2020
      • Private funds · 3 to 1
        Mar 4, 2019 to Mar 10, 2020
      • Discretionary RAUM · $229M to $172M
        Mar 4, 2019 to Mar 10, 2020
      • Pooled vehicle RAUM · $229M to $172M
        Mar 4, 2019 to Mar 10, 2020
      • RAUM · $229M to $172M
        Mar 4, 2019 to Mar 10, 2020
      • Discretionary RAUM · $253M to $229M
        Apr 27, 2018 to Mar 4, 2019
      • Pooled vehicle RAUM · $253M to $229M
        Apr 27, 2018 to Mar 4, 2019
      • RAUM · $253M to $229M
        Apr 27, 2018 to Mar 4, 2019
      • Advisory employees · 3 to 4
        Mar 24, 2017 to Mar 20, 2018
      • Pooled vehicle clients · unset to 3.0
        Mar 24, 2017 to Mar 20, 2018
      • Employees · 5 to 6
        Mar 24, 2017 to Mar 20, 2018
      Signals
      5 dated events
      • ••• Locked
        Mar 25, 2026 · RAUM change · derived
      • ••• Locked
        Mar 25, 2026 · ria private fund assets change · fact
      • ••• Locked
        Mar 19, 2024 · RAUM change · derived
      • ••• Locked
        Mar 22, 2017 · ria registration change · fact
      • ••• Locked
        May 10, 2016 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026