DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

V• C•••••• M••••••••• L•••

Former SEC-registered adviserWhite Plains, New YorkCRD 160464SEC 801-74193IAPD
Latest filing Mar 29, 2024
First filing on the tape Feb 15, 2012 · 21 filings
RAUM
$639M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
$639M gross assets
History
21 filings and snapshots on the tape
RAUM$639M as of Mar 29, 2024
Mar 28, 2013$232M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2024
Mar 28, 20130 then
Employees (5.A)8 as of Mar 29, 2024
Mar 28, 20138 then
Private funds4 as of Mar 29, 2024
Mar 28, 20132 then
RAUM +1.4% over the last fiscal year+1.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$128MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+1.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$639M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$639M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$639M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V• T•••••• V••••••• L•••Hedge Fund$199M16Feb 15, 2012
      V• R••••• P•••••••• L•••Hedge Fund$183M45Feb 15, 2012
      V• R••••• P••••••• ••• L•••Hedge Fund$164M15Mar 28, 2014
      T••••• R••••• P•••••••• L•••Hedge Fund$93.2M3Mar 31, 2017
      V• F•••• S••• L•••Private Equity Fund$33.3M30Nov 21, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • F••••••••• C••••••• P• · Limited Partnercontrol
        since 01/2011 · owns 75% or more
      • F••• A•••••• R• · Chief Financial Officer And Chief Compliance Officercontrol
        since 01/2011 · owns 5% to 10%
      • F••••••••• C••••••• P• · Managing Membercontrol
        since 01/2011 · owns 75% or more of V• C•••••• G•• L••
      Entity owners
      • V• C•••••• G•• L•• · General Partner Of V• C•••••• M••••••••• L•••
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • V• C•••••• A••••••• ••• L••
        investment adviserbankpooled vehicle sponsorn
      • V• C•••••• A•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Dallas, TX1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 4
        Jan 25, 2024 to Mar 29, 2024
      • Assets in custody · $631M to $639M
        Jan 25, 2024 to Mar 29, 2024
      • Employees · 9 to 8
        Jan 25, 2024 to Mar 29, 2024
      • Discretionary RAUM · $631M to $639M
        Jan 25, 2024 to Mar 29, 2024
      • Pooled vehicle RAUM · $631M to $639M
        Jan 25, 2024 to Mar 29, 2024
      • RAUM · $631M to $639M
        Jan 25, 2024 to Mar 29, 2024
      • Assets in custody · $808M to $631M
        Oct 21, 2022 to Mar 31, 2023
      • Discretionary RAUM · $808M to $631M
        Oct 21, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $808M to $631M
        Oct 21, 2022 to Mar 31, 2023
      • RAUM · $808M to $631M
        Oct 21, 2022 to Mar 31, 2023
      • Other offices · 0 to 1
        Mar 31, 2022 to May 24, 2022
      • Assets in custody · $609M to $808M
        Jan 19, 2022 to Mar 31, 2022
      • Employees · 8 to 9
        Jan 19, 2022 to Mar 31, 2022
      • Discretionary RAUM · $609M to $808M
        Jan 19, 2022 to Mar 31, 2022
      • Pooled vehicle RAUM · $609M to $808M
        Jan 19, 2022 to Mar 31, 2022
      • RAUM · $609M to $808M
        Jan 19, 2022 to Mar 31, 2022
      • HQ city · NEW YORK to WHITE PLAINS
        Mar 30, 2021 to Jan 19, 2022
      • Advisory employees · 4 to 5
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · $724M to $609M
        Mar 30, 2020 to Mar 30, 2021
      • Employees · 6 to 8
        Mar 30, 2020 to Mar 30, 2021
      • Discretionary RAUM · $724M to $609M
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $724M to $609M
        Mar 30, 2020 to Mar 30, 2021
      • RAUM · $724M to $609M
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · $566M to $724M
        Mar 29, 2019 to Mar 30, 2020
      • Employees · 7 to 6
        Mar 29, 2019 to Mar 30, 2020
      • Other offices · 1 to 0
        Mar 29, 2019 to Mar 30, 2020
      • Discretionary RAUM · $566M to $724M
        Mar 29, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $566M to $724M
        Mar 29, 2019 to Mar 30, 2020
      • RAUM · $566M to $724M
        Mar 29, 2019 to Mar 30, 2020
      • Advisory employees · 5 to 4
        Apr 20, 2018 to Mar 29, 2019
      • Assets in custody · $712M to $566M
        Apr 20, 2018 to Mar 29, 2019
      • Employees · 8 to 7
        Apr 20, 2018 to Mar 29, 2019
      • Discretionary RAUM · $712M to $566M
        Apr 20, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $712M to $566M
        Apr 20, 2018 to Mar 29, 2019
      • RAUM · $712M to $566M
        Apr 20, 2018 to Mar 29, 2019
      • Advisory employees · 6 to 5
        Mar 31, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 5.0
        Mar 31, 2017 to Mar 29, 2018
      • Assets in custody · $743M to $712M
        Mar 31, 2017 to Mar 29, 2018
      • Employees · 9 to 8
        Mar 31, 2017 to Mar 29, 2018
      • Other offices · unset to 1.0
        Mar 31, 2017 to Mar 29, 2018
      Signals
      3 dated events
      • Fan Justin Meng (Limited Partner) no longer on Schedule A of V• C•••••• M••••••••• L••• (listed 2024-01-25, absent 2024-03-29)
        Mar 29, 2024 · Control person left · inference
      • V• C•••••• M••••••••• L••• reported RAUM $807.6M, up 33% from $608.9M (2022-01-19 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • V• C•••••• M••••••••• L••• reported RAUM $723.8M, up 28% from $566.2M (2019-03-29 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026