DFX Intelligence

RIA Intelligence

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SEC-registered adviser

E•••••• V••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160494SEC 801-73376website IAPD

Latest filing Mar 27, 2026

First filing on the tape Feb 13, 2012 · 47 filings

SEC status approved since Feb 29, 2012

RAUM

$860M

reported, Item 5.F

Discretionary

84%

of RAUM

Private clients

6.0%

$51.8M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

47 filings and snapshots on the tape

RAUM$860M as of Mar 27, 2026

Apr 1, 2013$112M then

HNW client RAUM$51.8M as of Mar 27, 2026

Mar 23, 2018$49.4M then

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Apr 1, 20130 then

Employees (5.A)10 as of Mar 27, 2026

Apr 1, 20134 then

Private funds7 as of Mar 27, 2026

Apr 1, 20133 then

RAUM +95% over the last fiscal year+4.8% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: $5.8MderivedHNW RAUM over HNW clients
Average account: $30.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 84%derivedof RAUM
Institutional: 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year: +95%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $725M, 7 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$725M84%
Corporations and businesses$83.4M9.7%
High-net-worth individuals$51.8M6.0%
Charitable organizations$676,2110.1%

Individual clients: n/areported
HNW clients: 9reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 28reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $725M for 7 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.06 fund_share=0.84 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

12 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
E•••••• V••• C•••••• P•••••••• L•••	Hedge Fund	$104M	73	Feb 13, 2012
E•••••• V••• D•••••••• F•••• L•••	Hedge Fund	$59.9M	26	Mar 27, 2017
E•••••• V••• V••• F•••• L•••no longer reported	Hedge Fund	$50.5M	8	Mar 27, 2017
E•••••• V••• D••••••••• O••••••••• F••• L•••	Hedge Fund	$40.9M	1	Feb 13, 2012
E•••••• V••• O••••••• F•••• L••• C•••• G•	Hedge Fund	$29.0M	31	Mar 24, 2014
E•••••• V••• S•••••• P•••••• O••••••• F•••• L•••	Hedge Fund	$28.5M	1	Mar 27, 2017
E•••••• V••• O••••••• F•••• L••• C•••• B•no longer reported	Hedge Fund	$13.6M	2	Feb 13, 2012
E•••••• V••• P•••••••• L•••no longer reported	Hedge Fund	$12.5M	7	Mar 27, 2017
E•••••• V••• C••••••••• M•••• F•••• L•••	Hedge Fund	$8.4M	33	Mar 28, 2022
E•••••• V••• M••••••••• L••no longer reported	Hedge Fund	$1.0M	5	Mar 27, 2015
E•••••• V••• S•••••• O••••••••• F•••• L•••no longer reported	Hedge Fund	$663,128	3	Mar 24, 2014
E•••••• V••• F••••••• L•••no longer reported	Private Equity Fund	$659,077	3	Mar 23, 2020

Owners and control persons

Schedule A and B, latest filing

B•••••• N•••• T••••• · Presidentcontrol
since 06/2005 · owns less than 5%
H••• X••••• ••••• · Chief Financial Officercontrol
since 01/2019 · owns less than 5%
M••••••••• D••••• J••••• · Chief Compliance Officercontrol
since 02/2016 · owns less than 5%
R••••• J•••• A•••••• · Chief Operating Officercontrol
since 05/2012 · owns less than 5%
B•••••• N•••• T••••• · Managing Membercontrol
since 01/2024 · owns 75% or more of E•••••• V••• I• H•••••••• L••
D••• K•••••• · Ceocontrol
since 09/2006 · owns 75% or more of I••••• I•••
G••••••• R•••••• Y••• · Member
since 06/2005 · owns 5% to 10%
L•••• G•••••••• W•••••• · Member
since 06/2005 · owns less than 5%
R••••••• V••••••• P•••• · Member
since 06/2005 · owns less than 5%

Entity owners

E•••••• V••• I• H•••••••• L•• · Managing Member
direct · owns 75% or more
I••••• I••• · Member
direct · owns less than 5%

Related persons

Schedule D 7.A

E•••••• V••• A•••• M••••••••• L••
pooled vehicle sponsory
E•••••• V••• C••••••••• M•••• F••• G•• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

Chicago, IL1 employees
, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 50 %Change between filings · filing Mar 27, 2026
RAUM (Item 5.F) moved from $441,624,245 to $860,474,911 (+95.0%) between the annual amendments of 2025-04-08 and 2026-03-27; the peer median change was +8.0% (672 comparable advisers, 94.0th percentile of changes)
peers: asset managers, $500M to $1B (672) · 94% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 31 to 28
Apr 8, 2025 to Mar 27, 2026
Advisory employees · 4 to 5
Apr 8, 2025 to Mar 27, 2026
Corporate clients · 10 to 11
Apr 8, 2025 to Mar 27, 2026
HNW clients · 13 to 9
Apr 8, 2025 to Mar 27, 2026
Assets in custody · $328M to $725M
Apr 8, 2025 to Mar 27, 2026
Employees · 9 to 10
Apr 8, 2025 to Mar 27, 2026
Discretionary RAUM · $328M to $725M
Apr 8, 2025 to Mar 27, 2026
HNW RAUM · $45.6M to $51.8M
Apr 8, 2025 to Mar 27, 2026
Non-discretionary RAUM · $114M to $136M
Apr 8, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $328M to $725M
Apr 8, 2025 to Mar 27, 2026
RAUM · $442M to $860M
Apr 8, 2025 to Mar 27, 2026
Accounts · 30 to 31
Dec 10, 2024 to Apr 8, 2025
Advisory employees · 3 to 4
Dec 10, 2024 to Apr 8, 2025
Pooled vehicle clients · 6 to 7
Dec 10, 2024 to Apr 8, 2025
Assets in custody · $271M to $328M
Dec 10, 2024 to Apr 8, 2025
Employees · 7 to 9
Dec 10, 2024 to Apr 8, 2025
Financial planning clients · unset to
Dec 10, 2024 to Apr 8, 2025
Private funds · 6 to 7
Dec 10, 2024 to Apr 8, 2025
Discretionary RAUM · $271M to $328M
Dec 10, 2024 to Apr 8, 2025
HNW RAUM · $64.6M to $45.6M
Dec 10, 2024 to Apr 8, 2025
Non-discretionary RAUM · $144M to $114M
Dec 10, 2024 to Apr 8, 2025
Pooled vehicle RAUM · $271M to $328M
Dec 10, 2024 to Apr 8, 2025
RAUM · $415M to $442M
Dec 10, 2024 to Apr 8, 2025
Other offices · 0 to 2
Aug 7, 2024 to Sep 13, 2024
Accounts · 35 to 30
Jan 28, 2024 to Mar 28, 2024
Advisory employees · 4 to 3
Jan 28, 2024 to Mar 28, 2024
Corporate clients · 12 to 10
Jan 28, 2024 to Mar 28, 2024
HNW clients · 14 to 13
Jan 28, 2024 to Mar 28, 2024
Pooled vehicle clients · 8 to 6
Jan 28, 2024 to Mar 28, 2024
Assets in custody · $602M to $271M
Jan 28, 2024 to Mar 28, 2024
Employees · 10 to 7
Jan 28, 2024 to Mar 28, 2024
Discretionary RAUM · $602M to $271M
Jan 28, 2024 to Mar 28, 2024
HNW RAUM · $62.3M to $64.6M
Jan 28, 2024 to Mar 28, 2024
Non-discretionary RAUM · $146M to $144M
Jan 28, 2024 to Mar 28, 2024
Pooled vehicle RAUM · $602M to $271M
Jan 28, 2024 to Mar 28, 2024
RAUM · $748M to $415M
Jan 28, 2024 to Mar 28, 2024
HQ city · WEST PALM BEACH to NEW YORK
Mar 21, 2023 to Jan 28, 2024
HQ state · FL to NY
Mar 21, 2023 to Jan 28, 2024
Accounts · 33 to 35
Jan 27, 2023 to Mar 21, 2023
Advisory employees · 3 to 4
Jan 27, 2023 to Mar 21, 2023

Signals

6 dated events

E•••••• V••• C•••••• M••••••••• L•• reported RAUM $860.5M, up 95% from $441.6M (2025-04-08 to 2026-03-27)
Mar 27, 2026 · RAUM change · derived
E•••••• V••• C•••••• M••••••••• L•• reported RAUM $415.0M, down 45% from $748.0M (2024-01-28 to 2024-03-28)
Mar 28, 2024 · RAUM change · derived
E•••••• V••• C•••••• M••••••••• L•• reported RAUM $748.0M, up 58% from $473.5M (2023-01-27 to 2023-03-21)
Mar 21, 2023 · RAUM change · derived
E•••••• V••• C•••••• M••••••••• L•• reported RAUM $473.5M, up 37% from $346.2M (2022-02-10 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
E•••••• V••• C•••••• M••••••••• L•• reported RAUM $272.8M, down 29% from $385.5M (2018-06-26 to 2019-03-27)
Mar 27, 2019 · RAUM change · derived
Xufeng "Bill" Hua (Chief Financial Officer) appeared on Schedule A of E•••••• V••• C•••••• M••••••••• L••
Mar 27, 2019 · Control person joined · fact

Across DFX

shared identifiers only, never a name match

E•••••• V••• C•••••• M••••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: w••.e••••••.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-421-7300reportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026