DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A••••••• C•••••• P•••••••

Asset manager (funds and pooled vehicles)Palo Alto, CaliforniaCRD 160498SEC 801-73701websiteIAPD
Legal name A••••••• C•••••• M••••••••• L•••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$4.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
38 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
31
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.0B as of Mar 31, 2026
Mar 20, 2013$545M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 20, 20130 then
Employees (5.A)55 as of Mar 31, 2026
Mar 20, 201317 then
Private funds31 as of Mar 31, 2026
Mar 20, 20136 then
RAUM -6.4% over the last fiscal year-0.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$130MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-6.4%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$321M, 10 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
31reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$321M for 10 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      29 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•• I••••••••• F••• I••••• L•••Private Equity Fund$1.3B18Mar 30, 2017
      A•• I••••••••• F••• I••• L•••Private Equity Fund$757M20Mar 30, 2017
      A•• I••••••••• F••• I•••• L•••Private Equity Fund$601M15Mar 28, 2014
      D••••• I••••••••• F•••• L•••Private Equity Fund$320M33Nov 27, 2024
      A•• I••••••••• F•••• L•••Private Equity Fund$281M27Feb 14, 2012
      A•• I••••••••• F••• I•• L•••Private Equity Fund$263M21Mar 28, 2014
      A•• A•••• F•••••• L•••Private Equity Fund$239M11Mar 30, 2021
      A•• I••••••••• F••• I•••• L•••Private Equity Fund$230M26Mar 31, 2023
      A•• I••••••••• F••• I•• L•••Private Equity Fund$151M29Mar 31, 2023
      A•• P•••••• I•••••••• I••••• L•••Private Equity Fund$120M6Mar 30, 2017
      A•• A••••••••• 2•••• L••Private Equity Fund$116M61Mar 30, 2017
      A•• A•••• F•••• L•••Private Equity Fund$107M18Mar 30, 2021
      A•• P•••••• I•••••••• I••• L•••Private Equity Fund$68.2M9Mar 30, 2017
      A•• A••••••••• L••Private Equity Fund$48.4M56Feb 14, 2012
      A•• T•••• A••••••••• 2•••• L••Private Equity Fund$35.5M39Mar 30, 2017
      A•• P•••••• I•••••••• I•• L•••Private Equity Fund$29.8M3Mar 30, 2017
      A•• A••••••••• 2•••• L••Private Equity Fund$28.5M35Mar 31, 2023
      A•• A••••••••• 2••• C•• L••Private Equity Fund$25.2M23Nov 27, 2024
      A•• A••••••••• 2•••• L••Private Equity Fund$23.9M72Mar 30, 2021
      A••••••• O••••••••• J•••• V••••••• L••Private Equity Fund$14.0M2Feb 14, 2012
      A••••••• O••••••••• J•••• V•••••• I•• L•••Private Equity Fund$13.2M2Mar 31, 2015
      A•• T•••• A••••••••• L••Private Equity Fund$12.0M30Feb 14, 2012
      A•• T•••• A••••••••• 2•••• L••Private Equity Fund$8.9M46Mar 30, 2021
      A••••••• J•••• V••••••• L••Private Equity Fund$5.9M2Feb 14, 2012
      A••••••••• P••••••• J•••• V•••••• I•• L•••Private Equity Fund$5.9M7Mar 31, 2015
      A••••••••• J•••• V•••••• I•• L•••Private Equity Fund$3.0M2Mar 31, 2015
      A•• T•••• A••••••••• 2••• C•• L••Private Equity Fund$2.2M12Nov 27, 2024
      A••••••••• J•••• V•••••••••Private Equity Fund$2.1M2Feb 14, 2012
      A•• T•••• A••••••••• 2•••• L••Private Equity Fund$00Mar 31, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • E••••• R••••••• B••••• · Managing Directorcontrol
        since 05/2010 · owns less than 5%
      • R•••••• J••••• T••••• · Managing Directorcontrol
        since 05/2010 · owns less than 5%
      • S•••••••• K••••• A••••• · Managing Directorcontrol
        since 05/2010 · owns less than 5%
      • R•••••• J••••• T••••• · Limited Partnercontrol
        since 03/2012 · owns 25% to 50% of A•• M••••••••• H•••••• L•••
      • G•••••• S•••••• J•••• · Managing Director
        since 12/2020 · owns less than 5%
      • J••••••• K••••••• A•••• F•• · Managing Director, Business Development
        since 01/2017 · owns less than 5%
      • K•••••••• J••••• J••• · Managing Director, Portfolio Operations
        since 01/2024 · owns less than 5%
      • M••••• K••••• C•••••• · Managing Director
        since 12/2020 · owns less than 5%
      • M••••• J•••••••• B•••• · Managing Director, General Counsel And Chief Compliance Officer
        since 03/2018 · owns less than 5%
      • M••••••••• P••••• A••• · Managing Director, Capital Markets
        since 01/2024 · owns less than 5%
      • P••••••• C••••• M•••••• T••••• · Chief Financial Officer
        since 03/2012 · owns less than 5%
      Entity owners
      • A•• M••••••••• G•• L•• · General Partner
        direct · owns less than 5%
      • A••••••• C•••••• M••••••••• P•••••• L••• · Limited Partner
        direct · owns 75% or more
      • A•• M••••••••• G•• L•• · General Partner
        indirect · owns F of A••••••• C•••••• M••••••••• P•••••• L•••
      • A•• M••••••••• H•••••• L••• · Limited Partner
        indirect · owns 75% or more of A••••••• C•••••• M••••••••• P•••••• L•••
      Related persons
      Schedule D 7.A
      • A•• A•••• F••• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      • A•• I••••••••• F••• G•• L•••
        investment adviserpooled vehicle sponsorn
      • A•• I••••••••• F••• I• G•• L•••
        investment adviserpooled vehicle sponsorn
      • A•• I••••••••• F••• I•• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      • A•• I••••••••• F••• I• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      • D••••• I••••••••• F••• G•• L•••
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Austin, TX4 employees
      • San Francisco, CA
      What changed
      consecutive filings, newest first
      • Advisory employees · 37 to 38
        Mar 31, 2025 to Mar 31, 2026
      • Assets in custody · $318M to $321M
        Mar 31, 2025 to Mar 31, 2026
      • Employees · 54 to 55
        Mar 31, 2025 to Mar 31, 2026
      • Discretionary RAUM · $4.3B to $4.0B
        Mar 31, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $4.3B to $4.0B
        Mar 31, 2025 to Mar 31, 2026
      • RAUM · $4.3B to $4.0B
        Mar 31, 2025 to Mar 31, 2026
      • Accounts · 26 to 31
        Nov 27, 2024 to Mar 31, 2025
      • Advisory employees · 41 to 37
        Nov 27, 2024 to Mar 31, 2025
      • Pooled vehicle clients · 26 to 31
        Nov 27, 2024 to Mar 31, 2025
      • Assets in custody · $273M to $318M
        Nov 27, 2024 to Mar 31, 2025
      • Employees · 60 to 54
        Nov 27, 2024 to Mar 31, 2025
      • Financial planning clients · unset to
        Nov 27, 2024 to Mar 31, 2025
      • Private funds · 29 to 31
        Nov 27, 2024 to Mar 31, 2025
      • Discretionary RAUM · $4.2B to $4.3B
        Nov 27, 2024 to Mar 31, 2025
      • Pooled vehicle RAUM · $4.2B to $4.3B
        Nov 27, 2024 to Mar 31, 2025
      • RAUM · $4.2B to $4.3B
        Nov 27, 2024 to Mar 31, 2025
      • Private funds · 26 to 29
        Mar 29, 2024 to Nov 27, 2024
      • Advisory employees · 38 to 41
        Nov 8, 2023 to Mar 29, 2024
      • Assets in custody · $232M to $273M
        Nov 8, 2023 to Mar 29, 2024
      • Employees · 59 to 60
        Nov 8, 2023 to Mar 29, 2024
      • Discretionary RAUM · $4.1B to $4.2B
        Nov 8, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $4.1B to $4.2B
        Nov 8, 2023 to Mar 29, 2024
      • RAUM · $4.1B to $4.2B
        Nov 8, 2023 to Mar 29, 2024
      • Accounts · 22 to 26
        Jun 22, 2022 to Mar 31, 2023
      • Advisory employees · 39 to 38
        Jun 22, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 22 to 26
        Jun 22, 2022 to Mar 31, 2023
      • Assets in custody · $265M to $232M
        Jun 22, 2022 to Mar 31, 2023
      • Employees · 58 to 59
        Jun 22, 2022 to Mar 31, 2023
      • Financial planning clients · 11-25 to unset
        Jun 22, 2022 to Mar 31, 2023
      • Other offices · 1 to 2
        Jun 22, 2022 to Mar 31, 2023
      • Private funds · 22 to 26
        Jun 22, 2022 to Mar 31, 2023
      • Discretionary RAUM · $4.6B to $4.1B
        Jun 22, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $4.6B to $4.1B
        Jun 22, 2022 to Mar 31, 2023
      • RAUM · $4.6B to $4.1B
        Jun 22, 2022 to Mar 31, 2023
      • Assets in custody · $255M to $265M
        Mar 30, 2022 to Jun 22, 2022
      • Discretionary RAUM · $4.5B to $4.6B
        Mar 30, 2022 to Jun 22, 2022
      • Pooled vehicle RAUM · $4.5B to $4.6B
        Mar 30, 2022 to Jun 22, 2022
      • RAUM · $4.5B to $4.6B
        Mar 30, 2022 to Jun 22, 2022
      • Advisory employees · 40 to 39
        Jun 11, 2021 to Mar 30, 2022
      • Assets in custody · $129M to $255M
        Jun 11, 2021 to Mar 30, 2022
      Signals
      4 dated events
      • Alexander Casey Lynch (Managing Director) no longer on Schedule A of A••••••• C•••••• P••••••• (listed 2023-11-08, absent 2024-03-29)
        Mar 29, 2024 · Control person left · inference
      • A••••••• C•••••• P••••••• reported RAUM $4.5B, up 49% from $3.0B (2021-06-11 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • A••••••• C•••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Feb 3, 2020 · Succession (Item 4) · fact
      • Thomas Steven Brownlie (Managing Director) no longer on Schedule A of A••••••• C•••••• P••••••• (listed 2019-03-29, absent 2020-02-03)
        Feb 3, 2020 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/altamont-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
      Website
      A•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      650-264-7750reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026