DFX Intelligence

RIA Intelligence

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SEC-registered adviser

A•••••••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 160501SEC 801-74340website IAPD

Latest filing Feb 26, 2026

First filing on the tape Feb 16, 2012 · 25 filings

SEC status approved since Mar 22, 2012

RAUM

$1.7B

reported, Item 5.F

Discretionary

62%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

25 filings and snapshots on the tape

RAUM$1.7B as of Feb 26, 2026

Mar 19, 2013$301M then

HNW client RAUM$6.1M as of Mar 16, 2020

Mar 31, 2018$9.7M then

State-registered IARs (5.B.3)0 as of Feb 26, 2026

Mar 19, 20130 then

Employees (5.A)10 as of Feb 26, 2026

Mar 19, 20135 then

Private funds3 as of Feb 26, 2026

Mar 19, 20132 then

RAUM +30% over the last fiscal year+17% a year over threeIARs 0 to 0offices 0 to 1

Practice profile

derived from the filing of Feb 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $249MderivedRAUM over accounts (5.F.2.f)
Discretionary: 62%derivedof RAUM
Institutional: 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: +30%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$1.1B62%
Corporations and businesses$659M38%
Insurance companies$4.2M0.2%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 7reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, performancereported
Class basis: private_client_share=0.0 fund_share=0.62 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

5 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
A•••••••• F•••	Hedge Fund	$348M	134	Feb 16, 2012
A•••••••• F••• S••• V•	Hedge Fund	$95.1M	9	Mar 23, 2023
A•••••••• F•••• L•••	Hedge Fund	$95.1M	55	Feb 16, 2012
A•••••••• E••••••• M••••••• F••• L••no longer reported	Hedge Fund	$14.4M	14	Mar 31, 2018
A•••••••• E••••••• M••••••• F••• L•no longer reported	Hedge Fund	$5.9M	15	Feb 8, 2017

Owners and control persons

Schedule A and B, latest filing

C•••••• M••• E••••• N•• · Chief Financial Officer / Chief Compliance Officercontrol
since 07/2018 · owns less than 5%
S••••••••• B••••••• · Managing Member And Chief Investment Officercontrol
since 09/2001 · owns 75% or more
Z••••••• S•••••• R• · Chief Operating Officercontrol
since 01/2017 · owns less than 5%

Related persons

Schedule D 7.A

A•••••••• C•••••• P••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 5 to 7
Jul 24, 2025 to Feb 26, 2026
Employees · 8 to 10
Jul 24, 2025 to Feb 26, 2026
Other offices · 0 to 1
Jul 24, 2025 to Feb 26, 2026
Discretionary RAUM · $749M to $1.1B
Jul 24, 2025 to Feb 26, 2026
Non-discretionary RAUM · $591M to $663M
Jul 24, 2025 to Feb 26, 2026
Pooled vehicle RAUM · $749M to $1.1B
Jul 24, 2025 to Feb 26, 2026
RAUM · $1.3B to $1.7B
Jul 24, 2025 to Feb 26, 2026
Financial planning clients · unset to
Mar 3, 2025 to Jul 24, 2025
Accounts · 8 to 7
Mar 18, 2024 to Mar 3, 2025
Corporate clients · 4 to 3
Mar 18, 2024 to Mar 3, 2025
Discretionary RAUM · $580M to $749M
Mar 18, 2024 to Mar 3, 2025
Non-discretionary RAUM · $559M to $591M
Mar 18, 2024 to Mar 3, 2025
Pooled vehicle RAUM · $580M to $749M
Mar 18, 2024 to Mar 3, 2025
RAUM · $1.1B to $1.3B
Mar 18, 2024 to Mar 3, 2025
Advisory employees · 4 to 5
Mar 23, 2023 to Mar 18, 2024
Assets in custody · 590963074.0 to unset
Mar 23, 2023 to Mar 18, 2024
Custody of client assets · true to false
Mar 23, 2023 to Mar 18, 2024
Employees · 7 to 8
Mar 23, 2023 to Mar 18, 2024
Discretionary RAUM · $591M to $580M
Mar 23, 2023 to Mar 18, 2024
Non-discretionary RAUM · $502M to $559M
Mar 23, 2023 to Mar 18, 2024
Pooled vehicle RAUM · $591M to $580M
Mar 23, 2023 to Mar 18, 2024
RAUM · $1.1B to $1.1B
Mar 23, 2023 to Mar 18, 2024
Accounts · 7 to 8
Oct 26, 2022 to Mar 23, 2023
Advisory employees · 3 to 4
Oct 26, 2022 to Mar 23, 2023
Pooled vehicle clients · 2 to 3
Oct 26, 2022 to Mar 23, 2023
Assets in custody · $441M to $591M
Oct 26, 2022 to Mar 23, 2023
Employees · 5 to 7
Oct 26, 2022 to Mar 23, 2023
Private funds · 2 to 3
Oct 26, 2022 to Mar 23, 2023
Discretionary RAUM · $441M to $591M
Oct 26, 2022 to Mar 23, 2023
Non-discretionary RAUM · $506M to $502M
Oct 26, 2022 to Mar 23, 2023
Pooled vehicle RAUM · $441M to $591M
Oct 26, 2022 to Mar 23, 2023
RAUM · $947M to $1.1B
Oct 26, 2022 to Mar 23, 2023
Assets in custody · $394M to $441M
Apr 21, 2021 to Feb 17, 2022
Discretionary RAUM · $394M to $441M
Apr 21, 2021 to Feb 17, 2022
Non-discretionary RAUM · $474M to $506M
Apr 21, 2021 to Feb 17, 2022
Pooled vehicle RAUM · $394M to $441M
Apr 21, 2021 to Feb 17, 2022
RAUM · $868M to $947M
Apr 21, 2021 to Feb 17, 2022
Assets in custody · $324M to $394M
Feb 23, 2021 to Apr 21, 2021
Discretionary RAUM · $324M to $394M
Feb 23, 2021 to Apr 21, 2021
Pooled vehicle RAUM · $324M to $394M
Feb 23, 2021 to Apr 21, 2021

Signals

4 dated events

A•••••••• C•••••• M••••••••• L•• reported RAUM $1.7B, up 30% from $1.3B (2025-07-24 to 2026-02-26)
Feb 26, 2026 · RAUM change · derived
Scott Gregory Levine (General Counsel And Chief Compliance Officer) no longer on Schedule A of A•••••••• C•••••• M••••••••• L•• (listed 2019-03-29, absent 2020-01-29)
Jan 29, 2020 · Control person left · inference
Mary Ellen Curran (Chief Financial Officer / Chief Compliance Officer) appeared on Schedule A of A•••••••• C•••••• M••••••••• L••
Jan 29, 2020 · Control person joined · fact
A•••••••• C•••••• M••••••••• L•• reported RAUM $690.0M, up 27% from $543.7M (2017-04-01 to 2018-03-31)
Mar 31, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: A••••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 212-490-7570reportedpublic record, Form ADV, Feb 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026