DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K•••• M••••••••• L••

Former SEC-registered adviserNew York, New YorkCRD 160503SEC 801-73520IAPD
Latest filing Mar 30, 2021
First filing on the tape Feb 13, 2012 · 18 filings
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$1.0B gross assets
History
18 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2021
Apr 1, 2013$1.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2021
Apr 1, 20130 then
Employees (5.A)16 as of Mar 30, 2021
Apr 1, 201321 then
Private funds2 as of Mar 30, 2021
Apr 1, 20132 then
RAUM +6.7% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$168MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+6.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.0B, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.0B for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•••• E••••• F•••• L•••••••no longer reportedHedge Fund$240M2Mar 31, 2014
      K•••• O••••••• L••• M••••• F••• L•••Hedge Fund$108M16Nov 25, 2014
      K•••• O••••••• M••••• F••• L•••Hedge Fund$43.6M128Feb 13, 2012
      P••••• K•••• L•••no longer reportedHedge Fund$40.4M1Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••• D••••• J•••• · Chief Financial Officercontrol
        since 03/2020 · owns less than 5%
      • K•••• T••••• K••••••• · Chief Investment Officercontrol
        since 01/2006 · owns less than 5%
      • P•••• H••• S•• •••••• N•• · Chief Compliance Officercontrol
        since 03/2016 · owns less than 5%
      • K•••• T••••• K••••••• · Manager, Membercontrol
        since 10/2015 · owns 25% to 50% of K•••• C•••••• M••••••••• G• L••
      • K•••• T••••• K••••••• · Limited Partnercontrol
        since 10/2015 · owns 50% to 75% of K•••• C•••••• M••••••••• L•
      • K•••• T••••• K••••••• · Manager, Membercontrol
        since 01/2008 · owns F of R•• F••••• M••••••••• L••
      • P•••• H••• S•• •••••• N•• · Trustee Of K••• 2••• F••••• T••••, A Member
        since 10/2018 · owns 75% or more of R•• F••••• M••••••••• L••
      Entity owners
      • K•••• C•••••• M••••••••• L• · Managing Member
        direct · owns 75% or more
      • K••• 2••• F••••• T•••• · Member
        indirect · owns 75% or more of R•• F••••• M••••••••• L••
      • K•••• C•••••• M••••••••• G• L•• · General Partner
        indirect · owns F of K•••• C•••••• M••••••••• L•
      • R•• F••••• M••••••••• L•• · Member
        indirect · owns 50% to 75% of K•••• C•••••• M••••••••• G• L••
      • R•• F••••• M••••••••• L•• · Limited Partner
        indirect · owns 25% to 50% of K•••• C•••••• M••••••••• L•
      Related persons
      Schedule D 7.A
      • K•••• L••• P••••••• L••
        bankpooled vehicle sponsorn
      • K•••• P••••••• L••
        bankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 10 to 8
        Nov 30, 2020 to Mar 30, 2021
      • Assets in custody · $946M to $1.0B
        Nov 30, 2020 to Mar 30, 2021
      • Employees · 18 to 16
        Nov 30, 2020 to Mar 30, 2021
      • Discretionary RAUM · $946M to $1.0B
        Nov 30, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $946M to $1.0B
        Nov 30, 2020 to Mar 30, 2021
      • RAUM · $946M to $1.0B
        Nov 30, 2020 to Mar 30, 2021
      • Accounts · 7 to 6
        Nov 19, 2019 to Mar 27, 2020
      • Advisory employees · 13 to 10
        Nov 19, 2019 to Mar 27, 2020
      • Pooled vehicle clients · 7 to 6
        Nov 19, 2019 to Mar 27, 2020
      • Assets in custody · $1.5B to $946M
        Nov 19, 2019 to Mar 27, 2020
      • Employees · 23 to 18
        Nov 19, 2019 to Mar 27, 2020
      • Private funds · 3 to 2
        Nov 19, 2019 to Mar 27, 2020
      • Discretionary RAUM · $1.5B to $946M
        Nov 19, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $1.5B to $946M
        Nov 19, 2019 to Mar 27, 2020
      • RAUM · $1.5B to $946M
        Nov 19, 2019 to Mar 27, 2020
      • Advisory employees · 15 to 13
        Mar 29, 2018 to Mar 29, 2019
      • Assets in custody · $2.5B to $1.5B
        Mar 29, 2018 to Mar 29, 2019
      • Employees · 25 to 23
        Mar 29, 2018 to Mar 29, 2019
      • Discretionary RAUM · $2.6B to $1.5B
        Mar 29, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $2.6B to $1.5B
        Mar 29, 2018 to Mar 29, 2019
      • RAUM · $2.6B to $1.5B
        Mar 29, 2018 to Mar 29, 2019
      • Accounts · 8 to 7
        Mar 30, 2017 to Mar 29, 2018
      • Advisory employees · 12 to 15
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 7.0
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $2.0B to $2.5B
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 22 to 25
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $2.3B to $2.6B
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 2588845955.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $2.3B to $2.6B
        Mar 30, 2017 to Mar 29, 2018
      • Related adviser · true to false
        Mar 30, 2017 to Mar 29, 2018
      • Advisory employees · 11 to 12
        Nov 21, 2016 to Mar 30, 2017
      • Assets in custody · $2.9B to $2.0B
        Nov 21, 2016 to Mar 30, 2017
      • Employees · 21 to 22
        Nov 21, 2016 to Mar 30, 2017
      • Discretionary RAUM · $3.3B to $2.3B
        Nov 21, 2016 to Mar 30, 2017
      • RAUM · $3.3B to $2.3B
        Nov 21, 2016 to Mar 30, 2017
      • Accounts · 9 to 8
        Mar 11, 2016 to Mar 30, 2016
      • Advisory employees · 13 to 11
        Mar 11, 2016 to Mar 30, 2016
      • Assets in custody · $1.8B to $2.9B
        Mar 11, 2016 to Mar 30, 2016
      • Employees · 22 to 21
        Mar 11, 2016 to Mar 30, 2016
      Signals
      6 dated events
      • James David Gleason (Chief Financial Officer) appeared on Schedule A of K•••• M••••••••• L••
        Mar 27, 2020 · Control person joined · fact
      • K•••• M••••••••• L•• reported RAUM $946.4M, down 38% from $1.5B (2019-11-19 to 2020-03-27)
        Mar 27, 2020 · RAUM change · derived
      • Nora Anita O'Donnell (Acting Chief Financial Officer) no longer on Schedule A of K•••• M••••••••• L•• (listed 2019-11-19, absent 2020-03-27)
        Mar 27, 2020 · Control person left · inference
      • Nora Anita O'Donnell (Acting Chief Financial Officer) appeared on Schedule A of K•••• M••••••••• L••
        Nov 19, 2019 · Control person joined · fact
      • K David Kim (Chief Operating Officer) no longer on Schedule A of K•••• M••••••••• L•• (listed 2019-03-29, absent 2019-11-19)
        Nov 19, 2019 · Control person left · inference
      • K•••• M••••••••• L•• reported RAUM $1.5B, down 41% from $2.6B (2018-03-29 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026