DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
A••••• V•••••••• L•••
Legal name A••••• V•••••••• L•••••• P•••••••••
Latest filing Mar 26, 2026
First filing on the tape Feb 13, 2012 · 28 filings
SEC status approved since Feb 23, 2012
RAUM
$154M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$154M as of Mar 26, 2026
Apr 1, 2013$866M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Apr 1, 20130 then
Employees (5.A)6 as of Mar 26, 2026
Apr 1, 201323 then
Private funds6 as of Mar 26, 2026
Apr 1, 20138 then
RAUM -39% over the last fiscal year-31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $25.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$154M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- D••••••••• E••••• · Partner, Cfo, Ccocontrolsince 11/2008 · owns 25% to 50%
- P•••••• M••• · Partnercontrolsince 12/2004 · owns 25% to 50%
- Z••••• M••••• · Partnercontrolsince 12/2004 · owns 25% to 50%
Entity owners
- A••••• V••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- A••••• C•••••• C••••••• S•••••••• I• G•• L•pooled vehicle sponsorn
- A••••• C•••••• C••••••• S•••••••• I•• U••pooled vehicle sponsorn
- A••••• C•••••• C••••••• S•••••••• I•• G•• L•pooled vehicle sponsorn
- A••••• C•••••• C••••••• S•••••••• I••• U••pooled vehicle sponsorn
- A••••• C•••••• C••••••• S•••••••• I• G•• L•pooled vehicle sponsorn
- A••••• C•••••• C••••••• S•••••••• I•• U••pooled vehicle sponsorn
- A••••• C•••••• C•••••••• G• I•• L••pooled vehicle sponsorn
- A••••• C•••••• G• I•• L••pooled vehicle sponsorn
- A••••• C•••••• G• I••• L••pooled vehicle sponsorn
- A••••• C•••••• G• I•• L••pooled vehicle sponsorn
- A••••• C•••••• I•••• L••pooled vehicle sponsorn
- A••••• C•••••• I•• L•pooled vehicle sponsorn
- A••••• C•••••• I••• L•pooled vehicle sponsorn
- A••••• C•••••• I•• L•••pooled vehicle sponsorn
- A••••• C•••••• M••••• F••• G• I•• L••pooled vehicle sponsorn
- A••••• C•••••• M••••• F••• G• I••• L••pooled vehicle sponsorn
- A••••• C•••••• P••••••• I•• L•pooled vehicle sponsorn
- A••••• C•••••• S•••••••• I•• L••pooled vehicle sponsorn
- A••••• C•••••• S•••••••• I••• L••pooled vehicle sponsorn
- A••••• C•••••• S•••••••• I•• L••pooled vehicle sponsorn
- D•••••••• • A••••••••• L••insurancen
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 6Mar 24, 2025 to Mar 26, 2026
- Advisory employees · 4 to 3Mar 24, 2025 to Mar 26, 2026
- Pooled vehicle clients · 8 to 6Mar 24, 2025 to Mar 26, 2026
- Employees · 8 to 6Mar 24, 2025 to Mar 26, 2026
- Private funds · 8 to 6Mar 24, 2025 to Mar 26, 2026
- Discretionary RAUM · $246M to $153MMar 24, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $5.9M to $1.2MMar 24, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $252M to $154MMar 24, 2025 to Mar 26, 2026
- RAUM · $252M to $154MMar 24, 2025 to Mar 26, 2026
- Accounts · 15 to 8Mar 26, 2024 to Mar 24, 2025
- Advisory activities · 2 to 1Mar 26, 2024 to Mar 24, 2025
- Corporate clients · 1.0 to unsetMar 26, 2024 to Mar 24, 2025
- Pooled vehicle clients · 14 to 8Mar 26, 2024 to Mar 24, 2025
- Employees · 9 to 8Mar 26, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 24, 2025
- Private funds · 14 to 8Mar 26, 2024 to Mar 24, 2025
- Discretionary RAUM · $324M to $246MMar 26, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $7.0M to $5.9MMar 26, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $331M to $252MMar 26, 2024 to Mar 24, 2025
- RAUM · $331M to $252MMar 26, 2024 to Mar 24, 2025
- Accounts · 17 to 15Jan 24, 2024 to Mar 26, 2024
- Advisory employees · 5 to 4Jan 24, 2024 to Mar 26, 2024
- Pooled vehicle clients · 16 to 14Jan 24, 2024 to Mar 26, 2024
- Employees · 12 to 9Jan 24, 2024 to Mar 26, 2024
- Private funds · 16 to 14Jan 24, 2024 to Mar 26, 2024
- Discretionary RAUM · $462M to $324MJan 24, 2024 to Mar 26, 2024
- Non-discretionary RAUM · $9.0M to $7.0MJan 24, 2024 to Mar 26, 2024
- Pooled vehicle RAUM · $471M to $331MJan 24, 2024 to Mar 26, 2024
- RAUM · $471M to $331MJan 24, 2024 to Mar 26, 2024
- HQ city · BOSTON to BURLINGTONMay 5, 2023 to Jan 24, 2024
- Employees · 15 to 12Mar 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $621M to $462MMar 29, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $7.4M to $9.0MMar 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $628M to $471MMar 29, 2022 to Mar 31, 2023
- RAUM · $628M to $471MMar 29, 2022 to Mar 31, 2023
- Accounts · 19 to 17May 3, 2021 to Mar 29, 2022
- Advisory employees · 6 to 5May 3, 2021 to Mar 29, 2022
- Pooled vehicle clients · 17 to 16May 3, 2021 to Mar 29, 2022
- Employees · 17 to 15May 3, 2021 to Mar 29, 2022
- Private funds · 17 to 16May 3, 2021 to Mar 29, 2022
Signals
3 dated events
- A••••• V•••••••• L••• no longer on the SEC adviser roster (last listed 2026-07-01, RAUM $153.8M)Aug 3, 2026 · Left the SEC roster · derived
- A••••• V•••••••• L••• reported RAUM $331.3M, down 30% from $471.3M (2024-01-24 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- A••••• V•••••••• L••• reported RAUM $831.3M, down 31% from $1.2B (2020-03-30 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
A••••• V•••••••• L••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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