DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
M•••• W•••• B••••• P••••••• I••• L••
Latest filing Mar 24, 2020
First filing on the tape Feb 14, 2012 · 11 filings
RAUM
$184M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$177M gross assets
History
11 filings and snapshots on the tape
RAUM$184M as of Mar 24, 2020
Mar 18, 2013$473M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2020
Mar 18, 20130 then
Employees (5.A)18 as of Mar 24, 2020
Mar 18, 201313 then
Private funds1 as of Mar 24, 2020
Mar 18, 20131 then
RAUM -68% over the last fiscal year-28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2020; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $92.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -68%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $184M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$184M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $184M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• J•••• T••••• · Managing Membercontrolsince 06/2008 · owns 10% to 25%
- D•••••• J••••• S• · Member And Chief Compliance Officercontrolsince 06/2008 · owns 5% to 10%
- K•••••••• K••••• P• · Membercontrolsince 06/2008 · owns 10% to 25%
- M••••• G••••••• J•• · Membercontrolsince 06/2008 · owns 10% to 25%
- S••••• T•••••• G••••• · Managing Membercontrolsince 06/2008 · owns 10% to 25%
- B•••••• K••••• J• · Trusteecontrolsince 12/2010 · owns F of Kevin J. Byrnes 2010 Trust
- S••••• T•••••• G••••• · Shareholdercontrolsince 01/2016 · owns 50% to 75% of Mason Wells, Inc.
- T•••••••• P•••• J• · Trusteecontrolsince 12/2010 · owns F of Byrnes Family Trust
- H•••••••• B•••••••• L•••••• · Membersince 06/2008 · owns less than 5%
- K•••• A••• · Membersince 06/2008 · owns less than 5%
- R•••••• J••• J• · Membersince 06/2008 · owns less than 5%
Entity owners
- M•••• W••••• I••• · Preferred Memberdirect · owns less than 5%
- B••••• F••••• T•••• · Memberdirect · owns less than 5%
- K•••• J• B••••• 2••• T•••• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- M•••• W•••• B••••• P••••••• I•• L••pooled vehicle sponsorn
- Mason Wells Buyout Partners IV, LLCinvestment adviserpooled vehicle sponsornRAUM $641M
- Mason Wells, Inc.investment adviserpooled vehicle sponsoryRAUM $1.4B
Advisers that list M•••• W•••• B••••• P••••••• I••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $577M to $184MMar 25, 2019 to Mar 24, 2020
- Discretionary RAUM · $577M to $184MMar 25, 2019 to Mar 24, 2020
- Pooled vehicle RAUM · $577M to $184MMar 25, 2019 to Mar 24, 2020
- RAUM · $577M to $184MMar 25, 2019 to Mar 24, 2020
- Assets in custody · $586M to $577MMar 28, 2018 to Mar 25, 2019
- Discretionary RAUM · $610M to $577MMar 28, 2018 to Mar 25, 2019
- Pooled vehicle RAUM · $610M to $577MMar 28, 2018 to Mar 25, 2019
- RAUM · $610M to $577MMar 28, 2018 to Mar 25, 2019
- Advisory employees · 15 to 16Mar 29, 2017 to Mar 28, 2018
- Pooled vehicle clients · unset to 2.0Mar 29, 2017 to Mar 28, 2018
- Assets in custody · $494M to $586MMar 29, 2017 to Mar 28, 2018
- Employees · 17 to 18Mar 29, 2017 to Mar 28, 2018
- Other offices · unset to 0.0Mar 29, 2017 to Mar 28, 2018
- Discretionary RAUM · $494M to $610MMar 29, 2017 to Mar 28, 2018
- Pooled vehicle RAUM · unset to 609970874.0Mar 29, 2017 to Mar 28, 2018
- RAUM · $494M to $610MMar 29, 2017 to Mar 28, 2018
- Advisory employees · 12 to 15Mar 21, 2016 to Mar 29, 2017
- Assets in custody · $531M to $494MMar 21, 2016 to Mar 29, 2017
- Employees · 14 to 17Mar 21, 2016 to Mar 29, 2017
- Discretionary RAUM · $531M to $494MMar 21, 2016 to Mar 29, 2017
- RAUM · $531M to $494MMar 21, 2016 to Mar 29, 2017
- Assets in custody · $458M to $531MMar 31, 2015 to Mar 21, 2016
- Employees · 13 to 14Mar 31, 2015 to Mar 21, 2016
- Discretionary RAUM · $583M to $531MMar 31, 2015 to Mar 21, 2016
- RAUM · $583M to $531MMar 31, 2015 to Mar 21, 2016
- Accounts · 1 to 2Apr 8, 2014 to Mar 31, 2015
- Discretionary RAUM · $458M to $583MApr 8, 2014 to Mar 31, 2015
- RAUM · $458M to $583MApr 8, 2014 to Mar 31, 2015
- Advisory employees · 10 to 12Mar 26, 2014 to Apr 8, 2014
- Assets in custody · $473M to $458MMar 26, 2014 to Apr 8, 2014
- Discretionary RAUM · $473M to $458MMar 18, 2013 to Mar 26, 2014
- RAUM · $473M to $458MMar 18, 2013 to Mar 26, 2014
- Advisory employees · unset to 10.0Feb 28, 2012 to Mar 18, 2013
- BD registered reps · unset to 0.0Feb 28, 2012 to Mar 18, 2013
- Assets in custody · $461M to $473MFeb 28, 2012 to Mar 18, 2013
- Employees · unset to 13.0Feb 28, 2012 to Mar 18, 2013
- State-registered IARs · unset to 0.0Feb 28, 2012 to Mar 18, 2013
- Discretionary RAUM · $461M to $473MFeb 28, 2012 to Mar 18, 2013
- RAUM · $461M to $473MFeb 28, 2012 to Mar 18, 2013
Signals
1 dated events
- Mason Wells Buyout Partners Iii, Llc reported RAUM $184.4M, down 68% from $577.0M (2019-03-25 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Mason Wells Buyout Partners III, LLC · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026