DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J••• W•••••• C•••••• P•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 21, 2012 · 17 filings
SEC status approved since Mar 30, 2012
RAUM
$859M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$859M as of Mar 30, 2026
Mar 28, 2013$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)4 as of Mar 30, 2026
Mar 28, 201318 then
Private funds6 as of Mar 30, 2026
Mar 28, 20136 then
RAUM +28% over the last fiscal year-4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $143MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $859M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$859M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $859M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J••• W•••••• V•• L••• | Private Equity Fund | $307M | 27 | Feb 21, 2012 |
| J••• W•••••• V••• L••• | Private Equity Fund | $120M | 26 | Feb 21, 2012 |
| J••• W•••••• V••••• L••• | Private Equity Fund | $54.6M | 7 | Mar 31, 2017 |
| J••• W•••••• V••••••• L••• | Private Equity Fund | $48.3M | 5 | Mar 29, 2024 |
| W•••••• S•••••••• P••••••• V•• L••• | Private Equity Fund | $9.4M | 45 | Feb 21, 2012 |
| W•••••• V• L•••no longer reported | Private Equity Fund | $7.3M | 87 | Feb 21, 2012 |
| W•••••• S•••••••• P••••••• V••• L••• | Private Equity Fund | $5.4M | 22 | Feb 21, 2012 |
| W•••••• S•••••••• P••••••• V• L•••no longer reported | Private Equity Fund | $372,000 | 39 | Feb 21, 2012 |
Owners and control persons
Schedule A and B, latest filing
- V•••••• P•••• R••• · Senior Managing Director; Managing Membercontrolsince 11/2004 · owns 50% to 75%
- W•••••••• R•••••• M••• · Senior Managing Director; Managing Membercontrolsince 11/2004 · owns 50% to 75%
- Z•••••••• D••••• J••• · Chief Financial Officersince 07/2017 · owns less than 5%
Related persons
Schedule D 7.A
- J••• W•••••• E••••• P••••••• V•• L••pooled vehicle sponsorn
- J••• W•••••• E••••• P••••••• V••••••• L••pooled vehicle sponsorn
- J••• W•••••• E••••• P••••••• V••••• L••pooled vehicle sponsorn
- J••• W•••••• E••••• P••••••• V••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $672M to $859MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $672M to $859MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $672M to $859MMar 28, 2025 to Mar 30, 2026
- RAUM · $672M to $859MMar 28, 2025 to Mar 30, 2026
- Assets in custody · $545M to $672MMar 29, 2024 to Mar 28, 2025
- Employees · 5 to 4Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $545M to $672MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $545M to $672MMar 29, 2024 to Mar 28, 2025
- RAUM · $545M to $672MMar 29, 2024 to Mar 28, 2025
- Accounts · 5 to 6Jul 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 6Jul 28, 2023 to Mar 29, 2024
- Assets in custody · $983M to $545MJul 28, 2023 to Mar 29, 2024
- Private funds · 5 to 6Jul 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $983M to $545MJul 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $983M to $545MJul 28, 2023 to Mar 29, 2024
- RAUM · $983M to $545MJul 28, 2023 to Mar 29, 2024
- Advisory employees · 5 to 3Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $1.1B to $983MMar 31, 2022 to Mar 30, 2023
- Employees · 7 to 5Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.1B to $983MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.1B to $983MMar 31, 2022 to Mar 30, 2023
- RAUM · $1.1B to $983MMar 31, 2022 to Mar 30, 2023
- Advisory employees · 7 to 5Oct 1, 2021 to Mar 31, 2022
- Assets in custody · $1.3B to $1.1BOct 1, 2021 to Mar 31, 2022
- Employees · 10 to 7Oct 1, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.3B to $1.1BOct 1, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.3B to $1.1BOct 1, 2021 to Mar 31, 2022
- RAUM · $1.3B to $1.1BOct 1, 2021 to Mar 31, 2022
- Assets in custody · $1.0B to $1.3BMar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $1.0B to $1.3BMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $1.0B to $1.3BMar 30, 2020 to Mar 30, 2021
- RAUM · $1.0B to $1.3BMar 30, 2020 to Mar 30, 2021
- Advisory employees · 6 to 7Mar 28, 2019 to Mar 30, 2020
- Assets in custody · $875M to $1.0BMar 28, 2019 to Mar 30, 2020
- Employees · 9 to 10Mar 28, 2019 to Mar 30, 2020
- Discretionary RAUM · $875M to $1.0BMar 28, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $875M to $1.0BMar 28, 2019 to Mar 30, 2020
- RAUM · $875M to $1.0BMar 28, 2019 to Mar 30, 2020
- Advisory employees · 7 to 6Mar 29, 2018 to Mar 28, 2019
Signals
3 dated events
- J••• W•••••• C•••••• P•••••••• L•• reported RAUM $859.3M, up 28% from $671.9M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- J••• W•••••• C•••••• P•••••••• L•• reported RAUM $544.5M, down 45% from $983.3M (2023-07-28 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- J••• W•••••• C•••••• P•••••••• L•• reported RAUM $703.6M, down 30% from $999.7M (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- J••• W•••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- J••• W•••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/j-h-whitney-capital-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-716-6100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026