DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••
Legal name T••••• C•••••• G• I••
Latest filing Mar 31, 2026
First filing on the tape Feb 23, 2012 · 25 filings
SEC status approved since Mar 30, 2012
RAUM
$152M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
141
42 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$152M as of Mar 31, 2026
Mar 28, 2013$921M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)141 as of Mar 31, 2026
Mar 28, 201312 then
Private funds4 as of Mar 31, 2026
Mar 28, 20133 then
RAUM +0.9% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $16.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $43.7M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$152M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $43.7M for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••••• H•••••• P••••••• U• L• | Real Estate Fund | $57.1M | 3 | Feb 23, 2012 |
| T••••• H•••••• P••••••• U• I• B• L• | Real Estate Fund | $26.6M | 24 | Mar 31, 2014 |
| T••••• H•••••• P••••••• U• I• A• L• | Real Estate Fund | $19.6M | 2 | Mar 28, 2013 |
| T•• C••••••••• C•••••• V••• L••• | Real Estate Fund | $11.4M | 25 | Feb 23, 2012 |
| T••••• H•••••• P••••••• U• I• B•• L• | Real Estate Fund | $9.9M | 4 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• K•••• · Chief Operating Officercontrolsince 01/2024 · owns less than 5%
- B•••••• G•••• I••• · President, Chief Executive Officercontrolsince 03/2015 · owns less than 5%
- F••••••• W••••• · Executive Vice President, Chief Financial Officercontrolsince 08/2015 · owns less than 5%
- M•••••••• G••• · Chief Accounting Officercontrolsince 01/2022 · owns less than 5%
- V••••••••• D•••• · Executive Vice President, Chief Legal Officer, Chief Compliance Officercontrolsince 02/2023 · owns less than 5%
Entity owners
- T••••• R••••••••• C••••• U•• · Parent Companydirect · owns 75% or more
Related persons
Schedule D 7.A
- T•• V•• G• L•pooled vehicle sponsory
- T••••• H•••••• P••••••• U• G• L••pooled vehicle sponsory
- T••••• H•••••• P••••••• U• I• A• G• L•pooled vehicle sponsory
- T••••• H•••••• P••••••• U• I• B• G• L•pooled vehicle sponsory
- T••••• H•••••• P••••••• U• I• B•• G• L•pooled vehicle sponsory
- T••••• U•• I•••investment adviserpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- San F••••••Co, CA10 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 9Jul 2, 2025 to Mar 31, 2026
- Advisory employees · 37 to 42Jul 2, 2025 to Mar 31, 2026
- Business name · T••••• R••••••••• to T•••••Jul 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 9Jul 2, 2025 to Mar 31, 2026
- Assets in custody · $33.6M to $43.7MJul 2, 2025 to Mar 31, 2026
- Employees · 121 to 141Jul 2, 2025 to Mar 31, 2026
- Private funds · 5 to 4Jul 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $151M to $152MJul 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $151M to $152MJul 2, 2025 to Mar 31, 2026
- RAUM · $151M to $152MJul 2, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 21, 2025 to Jul 2, 2025
- Assets in custody · $84.2M to $33.6MJan 3, 2025 to Mar 21, 2025
- Employees · 108 to 121Jan 3, 2025 to Mar 21, 2025
- Discretionary RAUM · $207M to $151MJan 3, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $207M to $151MJan 3, 2025 to Mar 21, 2025
- RAUM · $207M to $151MJan 3, 2025 to Mar 21, 2025
- Business name · T••••• R••••••••• I••• to T••••• R•••••••••May 22, 2024 to Jan 3, 2025
- HQ state · unset to May 22, 2024 to Jan 3, 2025
- Advisory employees · 36 to 37Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $108M to $84.2MMar 30, 2023 to Mar 28, 2024
- Employees · 101 to 108Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $230M to $207MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $230M to $207MMar 30, 2023 to Mar 28, 2024
- RAUM · $230M to $207MMar 30, 2023 to Mar 28, 2024
- Related adviser · false to trueMar 30, 2023 to Mar 28, 2024
- Accounts · 14 to 11Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 33 to 36Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 11Mar 30, 2022 to Mar 30, 2023
- Assets in custody · $118M to $108MMar 30, 2022 to Mar 30, 2023
- Employees · 81 to 101Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $257M to $230MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $257M to $230MMar 30, 2022 to Mar 30, 2023
- RAUM · $257M to $230MMar 30, 2022 to Mar 30, 2023
- Advisory employees · 31 to 33Mar 29, 2021 to Mar 30, 2022
- Assets in custody · $0 to $118MMar 29, 2021 to Mar 30, 2022
- Employees · 68 to 81Mar 29, 2021 to Mar 30, 2022
- Financial planning clients · 0 to unsetMar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $306M to $257MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $306M to $257MMar 29, 2021 to Mar 30, 2022
- RAUM · $306M to $257MMar 29, 2021 to Mar 30, 2022
Signals
6 dated events
- David Berman (Executive Chairman) no longer on Schedule A of Tricon (listed 2024-03-28, absent 2024-05-22)May 22, 2024 · Control person left · inference
- Kevin Baldridge (Chief Operating Officer) appeared on Schedule A of TriconMar 28, 2024 · Control person joined · fact
- Gina Mcmullan (Chief Accounting Officer) appeared on Schedule A of TriconMar 30, 2022 · Control person joined · fact
- P••• D•••••• Q•••••• (Chief Accounting Officer) no longer on Schedule A of Tricon (listed 2021-03-29, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Tricon reported RAUM $306.5M, down 35% from $473.2M (2020-07-08 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Tricon reported RAUM $588.8M, down 26% from $800.2M (2018-05-30 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/T•••••-LIVINGreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••••R•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 416-925-7228reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T••••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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