DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• C•••••• P••••••• L•
Legal name S•• C•••••• P•••••••• L•••
Latest filing Jul 20, 2026
First filing on the tape Mar 29, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$477M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$477M as of Jul 20, 2026
Apr 1, 2013$285M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 20, 2026
Apr 1, 20130 then
Employees (5.A)6 as of Jul 20, 2026
Apr 1, 201311 then
Private funds9 as of Jul 20, 2026
Apr 1, 20131 then
RAUM -5.0% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$477M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $387M | 59 | Mar 31, 2015 |
| G•••• C••••••••• L•• | Private Equity Fund | $200M | 18 | Mar 30, 2016 |
| S•• C•••••• P••••••• F••• I••••• L••• | Private Equity Fund | $70.0M | 23 | Mar 30, 2023 |
| S•• C•••••• P••••••• F••• I•••• L••• | Private Equity Fund | $63.1M | 6 | Mar 30, 2023 |
| P••••••• C••••••••• L••• | Private Equity Fund | $57.3M | 9 | Mar 30, 2020 |
| S•• C•••••• P••••••• F•••• L••• | Private Equity Fund | $49.2M | 64 | Mar 29, 2012 |
| S•• C•••••• P••••••• F••• I•••• L• | Private Equity Fund | $39.7M | 33 | Mar 31, 2021 |
| S•• C•••••• P••••••• C••••••••• I•• L••• | Private Equity Fund | $37.2M | 30 | Mar 31, 2015 |
| S•• C•••••• P••••••• C••••••••• I••• L••• | Private Equity Fund | $30.2M | 6 | Mar 30, 2023 |
| S•• P•••• I•••• H•••••••• L•• | Private Equity Fund | $21.7M | 4 | Mar 29, 2022 |
| S•• G•••• C•••••••• L• | Private Equity Fund | $17.6M | 7 | Mar 30, 2016 |
| S•• P••••••• C••••••••• L••• | Private Equity Fund | $15.9M | 11 | Mar 30, 2020 |
| G••••• C••••••••• L••• | Private Equity Fund | $9.9M | 9 | Aug 26, 2021 |
| S•• C•••••• P••••••• C••••••••• L••• | Private Equity Fund | $7.1M | 26 | Feb 19, 2015 |
| C•••••• C••••••••• L••• | Private Equity Fund | $4.8M | 8 | Aug 26, 2021 |
| S•• G••••• C••••••••• L••• | Private Equity Fund | $3.0M | 22 | Aug 26, 2021 |
| S•• C•••••• C••••••••• L••• | Private Equity Fund | $1.2M | 22 | Aug 26, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• R••••• C••• · Limited Partnercontrolsince 07/2005 · owns 25% to 50%
- S•••••• T•••••• P••••• · Limited Partnercontrolsince 07/2005 · owns 50% to 75%
- T••••••• J••••• · Chief Compliance Officer & Chief Financial Officercontrolsince 11/2014 · owns less than 5%
- F••••••• R••••• C••• · Membercontrolsince 01/2015 · owns 50% to 75% of S•• C•••••• P••••••• U••• L••
- S•••••• T•••••• P••••• · Membercontrolsince 01/2015 · owns 50% to 75% of S•• C•••••• P••••••• U••• L••
Entity owners
- S•• C•••••• P••••••• U••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••• C•••••••• H•••••••• L•pooled vehicle sponsorn
- G••••• C•••••••• H•••••••• L•pooled vehicle sponsorn
- G•••• C•••••••• H•••••••• L•pooled vehicle sponsorn
- P••••••• C•••••••• H•••••••• L•••pooled vehicle sponsorn
- S•• C•••••• P••••••• C••••••••• G• L••pooled vehicle sponsorn
- S•• C•••••• P••••••• H••••••• I•••• L•••pooled vehicle sponsorn
- S•• C•••••• P••••••• H••••••• I•• L•pooled vehicle sponsorn
- S•• C•••••• P••••••• H••••••• I••• L•••pooled vehicle sponsorn
- S•• C•••••• P••••••• H•••••••• L••pooled vehicle sponsorn
- S•• P•••• I•••• H••••••• M•• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Apr 24, 2026employees (Item 5.A) moved from 10.0 to 6.0 (-40.0%) between the annual amendments of 2025-04-21 and 2026-04-24; the peer median change was 0.0% (393 comparable advisers, 5.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 4.6% percentile
What changed
consecutive filings, newest first
- Discretionary RAUM · $930M to $477MMar 31, 2026 to Apr 24, 2026
- Pooled vehicle RAUM · $930M to $477MMar 31, 2026 to Apr 24, 2026
- RAUM · $930M to $477MMar 31, 2026 to Apr 24, 2026
- Accounts · 13 to 9May 8, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 9May 8, 2025 to Mar 31, 2026
- Employees · 10 to 6May 8, 2025 to Mar 31, 2026
- Private funds · 13 to 9May 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $502M to $930MMay 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $502M to $930MMay 8, 2025 to Mar 31, 2026
- RAUM · $502M to $930MMay 8, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 21, 2025 to May 8, 2025
- Accounts · 15 to 13Mar 29, 2024 to Apr 21, 2025
- Advisory employees · 7 to 6Mar 29, 2024 to Apr 21, 2025
- Business name · S•• C•••••• P••••••• to S•• C•••••• P••••••• L•Mar 29, 2024 to Apr 21, 2025
- Pooled vehicle clients · 15 to 13Mar 29, 2024 to Apr 21, 2025
- Private funds · 15 to 13Mar 29, 2024 to Apr 21, 2025
- Discretionary RAUM · $967M to $502MMar 29, 2024 to Apr 21, 2025
- Pooled vehicle RAUM · $967M to $502MMar 29, 2024 to Apr 21, 2025
- RAUM · $967M to $502MMar 29, 2024 to Apr 21, 2025
- Accounts · 17 to 15Jun 1, 2023 to Mar 29, 2024
- Advisory employees · 12 to 7Jun 1, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 15Jun 1, 2023 to Mar 29, 2024
- Employees · 15 to 10Jun 1, 2023 to Mar 29, 2024
- Private funds · 17 to 15Jun 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.2B to $967MJun 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.2B to $967MJun 1, 2023 to Mar 29, 2024
- RAUM · $1.2B to $967MJun 1, 2023 to Mar 29, 2024
- Accounts · 14 to 17May 26, 2022 to Mar 30, 2023
- Advisory employees · 9 to 12May 26, 2022 to Mar 30, 2023
- Pooled vehicle clients · 14 to 17May 26, 2022 to Mar 30, 2023
- Employees · 14 to 15May 26, 2022 to Mar 30, 2023
- Private funds · 14 to 17May 26, 2022 to Mar 30, 2023
- Discretionary RAUM · $1.2B to $1.2BMay 26, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $1.2B to $1.2BMay 26, 2022 to Mar 30, 2023
- RAUM · $1.2B to $1.2BMay 26, 2022 to Mar 30, 2023
- Accounts · 9 to 14Aug 26, 2021 to Mar 29, 2022
- Advisory employees · 12 to 9Aug 26, 2021 to Mar 29, 2022
- Pooled vehicle clients · 9 to 14Aug 26, 2021 to Mar 29, 2022
- Employees · 18 to 14Aug 26, 2021 to Mar 29, 2022
- Private funds · 13 to 14Aug 26, 2021 to Mar 29, 2022
Signals
7 dated events
- S•• C•••••• P••••••• L• reported RAUM $476.8M, down 49% from $929.7M (2026-03-31 to 2026-04-24)Apr 24, 2026 · RAUM change · derived
- S•• C•••••• P••••••• L• reported RAUM $929.7M, up 85% from $502.0M (2025-05-08 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- S•• C•••••• P••••••• L• reported RAUM $502.0M, down 48% from $967.5M (2024-03-29 to 2025-04-21)Apr 21, 2025 · RAUM change · derived
- S•• C•••••• P••••••• L• reported RAUM $1.2B, up 49% from $814.4M (2021-08-26 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- S•• C•••••• P••••••• L• reported RAUM $814.4M, up 33% from $613.5M (2021-02-01 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Newton David Webb (Member) no longer on Schedule A of S•• C•••••• P••••••• L• (listed 2018-06-25, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- S•• C•••••• P••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 30, 2016 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- S•• C•••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- S•• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••://WWW.LINKEDIN.COM/COMPANY/SFW-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 914-510-8910reportedpublic record, Form ADV, Jul 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026