DFX Intelligence
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SEC-registered adviser
S••••• C•••••• M••••••••• L•••
Latest filing Sep 16, 2026
First filing on the tape Feb 14, 2012 · 40 filings
SEC status approved since Mar 30, 2012
RAUM
$937M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$937M as of Mar 13, 2026
Apr 1, 2013$855M then
HNW client RAUM$40.8M as of Mar 15, 2022
Mar 16, 2018$106M then
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Apr 1, 20130 then
Employees (5.A)15 as of Mar 13, 2026
Apr 1, 201318 then
Private funds3 as of Mar 13, 2026
Apr 1, 20135 then
RAUM +5.0% over the last fiscal year+1.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $187MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $691M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$937M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $691M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• C•••••• P••••••• I•• L••• | Hedge Fund | $306M | 13 | Feb 14, 2012 |
| S••••• O••••••• F•••• L••• | Hedge Fund | $176M | 4 | Feb 14, 2012 |
| S••••• C•••••• P•••••••• L••• | Hedge Fund | $65.2M | 13 | Feb 14, 2012 |
| S••••• F•••• P•••••••• L••• | Hedge Fund | $58.5M | 3 | Feb 14, 2012 |
| S••••• F•••• F•••• L•••no longer reported | Hedge Fund | $24.9M | 1 | Feb 14, 2012 |
| S••••• A••••••• R••••• F•••• L•••no longer reported | Hedge Fund | $10.9M | 1 | Mar 13, 2020 |
| S••••• L••••• A••••••••• F•••• L•••no longer reported | Hedge Fund | $7.3M | 1 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• J•••• F•••••• · Limited Partner And Managing Director Of S••••• C•••••• M••••••••• L•••controlsince 06/1999 · owns 75% or more
- F••••••••• R•••••• J••• · Chief Compliance Officercontrolsince 03/2014 · owns less than 5%
- S••••• A••••••• M• · Chief Financial Officercontrolsince 05/2018 · owns less than 5%
- B••••••• J•••• F•••••• · Sole Member Of S••••• A••••••••• L•••••, The General Partner Of S••••• C•••••• M••••••••• L•••controlsince 06/1999 · owns 75% or more of S••••• A••••••••• L•••••
Entity owners
- S••••• A••••••••• L••••• · General Partner Of S••••• C•••••• M••••••••• L•••direct · owns less than 5%
- E•••••• S• · Parentindirect · owns 75% or more of L••••••• H•••••• 3•
- I• S••••• P••••••• H•••••• · Holding Companyindirect · owns 75% or more of I• S••••• H•••••• 3• L••
- I• S••••• S•• · Parentindirect · owns 75% or more of I• S••••• P••••••• H••••••
- J• D••••• H•••••• S•• · Shareholderindirect · owns 25% to 50% of E•••••• S•
- L••••••• H•••••• 3• · Holding Companyindirect · owns 50% to 75% of I• S••••• S••
- I• S••••• H•••••• 3• L•• · Limited Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- S••••• C••••••• L•••••bankpooled vehicle sponsorn
- S••••• F••••• L•••••bankpooled vehicle sponsorn
- S••••• T•••••• L•••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 13, 2026 to Sep 16, 2026
- Private funds · 3 to unsetMar 13, 2026 to Sep 16, 2026
- Succession · false to unsetMar 13, 2026 to Sep 16, 2026
- Assets in custody · $683M to $691MMar 31, 2025 to Mar 13, 2026
- Discretionary RAUM · $892M to $937MMar 31, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $892M to $937MMar 31, 2025 to Mar 13, 2026
- RAUM · $892M to $937MMar 31, 2025 to Mar 13, 2026
- Accounts · 7 to 5Mar 28, 2024 to Mar 31, 2025
- Advisory activities · 2 to 1Mar 28, 2024 to Mar 31, 2025
- Assets in custody · $546M to $683MMar 28, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $765M to $892MMar 28, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $718M to $892MMar 28, 2024 to Mar 31, 2025
- RAUM · $765M to $892MMar 28, 2024 to Mar 31, 2025
- Accounts · 9 to 7Jul 18, 2023 to Mar 28, 2024
- Pooled vehicle clients · 6 to 5Jul 18, 2023 to Mar 28, 2024
- Assets in custody · $642M to $546MJul 18, 2023 to Mar 28, 2024
- Private funds · 4 to 3Jul 18, 2023 to Mar 28, 2024
- Discretionary RAUM · $894M to $765MJul 18, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $829M to $718MJul 18, 2023 to Mar 28, 2024
- RAUM · $894M to $765MJul 18, 2023 to Mar 28, 2024
- Accounts · 40 to 9Nov 7, 2022 to Mar 31, 2023
- Advisory activities · 4 to 2Nov 7, 2022 to Mar 31, 2023
- HNW clients · 29.0 to unsetNov 7, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 6Nov 7, 2022 to Mar 31, 2023
- Assets in custody · $756M to $642MNov 7, 2022 to Mar 31, 2023
- Employees · 16 to 15Nov 7, 2022 to Mar 31, 2023
- Private funds · 5 to 4Nov 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.2B to $894MNov 7, 2022 to Mar 31, 2023
- HNW RAUM · 40827970.0 to unsetNov 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $829MNov 7, 2022 to Mar 31, 2023
- RAUM · $1.2B to $894MNov 7, 2022 to Mar 31, 2023
- Wrap assets (manager) · 40827970.0 to unsetNov 7, 2022 to Mar 31, 2023
- Wrap assets (sponsor) · 0.0 to unsetNov 7, 2022 to Mar 31, 2023
- Accounts · 100 to 40Mar 15, 2021 to Mar 15, 2022
- Advisory employees · 13 to 10Mar 15, 2021 to Mar 15, 2022
- HNW clients · 88 to 29Mar 15, 2021 to Mar 15, 2022
- Pooled vehicle clients · 8 to 7Mar 15, 2021 to Mar 15, 2022
- Assets in custody · $796M to $756MMar 15, 2021 to Mar 15, 2022
- Employees · 20 to 16Mar 15, 2021 to Mar 15, 2022
Signals
1 dated events
- ••• LockedMar 31, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S•••••LP.COMreportedpublic record, Form ADV, Sep 16, 2026
- Principal office phone
- 617-598-5100reportedpublic record, Form ADV, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026