DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• P••••••• M••••••••• L••
Latest filing May 5, 2026
First filing on the tape Feb 14, 2012 · 21 filings
SEC status approved since May 23, 2016
RAUM
$402M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
6
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$402M as of May 5, 2026
Mar 16, 2017$191M then
HNW client RAUM$0 as of May 5, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 16, 20170 then
Employees (5.A)4 as of May 5, 2026
Mar 16, 20174 then
Private funds6 as of May 5, 2026
Mar 16, 201710 then
RAUM +24% over the last fiscal year-4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $66.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$402M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••••• P••••••• R••• E••••• L•• | Venture Capital Fund | $139M | 54 | Mar 29, 2022 |
| G••••••••• C•••••• P••••••• I• L• | Private Equity Fund | $70.8M | 36 | Feb 14, 2012 |
| G••••••••• C•••••• P••••••• C•••••••• L• | Private Equity Fund | $50.8M | 48 | Mar 19, 2014 |
| G••••••••• C•••••• P••••••• P••••••• L• | Venture Capital Fund | $50.3M | 44 | Mar 16, 2019 |
| G••••••••• C•••••• P••••••• H•• L• | Venture Capital Fund | $45.0M | 74 | Mar 29, 2022 |
| G•• C•••••••• S•••••••• L• | Venture Capital Fund | $43.8M | 75 | Mar 26, 2020 |
| G••••••••• C•••••• P••••••• P•••••• L••• L•no longer reported | Venture Capital Fund | $25.6M | 52 | Mar 30, 2021 |
| G••••••••• C•••••• P••••••• R••••• L• | Private Equity Fund | $7.1M | 44 | Feb 14, 2012 |
| G••••••••• M••••••• F••• I• L• | Private Equity Fund | $3.9M | 16 | Feb 14, 2012 |
| G••••••••• C•••••• P••••••• Z••••• L•no longer reported | Private Equity Fund | $2.1M | 59 | Mar 29, 2016 |
| G••••••••• C•••••• P••••••• L•••no longer reported | Private Equity Fund | $2.0M | 88 | Feb 14, 2012 |
| G••••••••• C•••••• P••••••• A•••••• L• | Private Equity Fund | $1.3M | 31 | Mar 19, 2015 |
| G••••••••• C•••••• P••••••• D••••• L• | Private Equity Fund | $210,803 | 37 | Feb 8, 2013 |
| G••••••••• P••••••• M••••••••• P••••••• L•••no longer reported | Private Equity Fund | $2,470 | 1 | Feb 14, 2012 |
| G••••••••• C•••••• P••••••• V••• L•no longer reported | Private Equity Fund | $0 | 24 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• J•••• A••••• · Managing Membercontrolsince 09/1995 · owns 50% to 75%
- H••••••••• A•••••• P••• · Partnercontrolsince 06/2004 · owns less than 5%
- J•••••••• M•••• E••••• · Managing Membercontrolsince 09/1996 · owns 50% to 75%
- M•••••• L••••• M•••••• · Chief Compliance Officer, Chief Financial Officer, Senior Vice Presidentcontrolsince 05/2003 · owns less than 5%
Related persons
Schedule D 7.A
- G•••••• L••pooled vehicle sponsorn
- G••••••••• M••••••• F••• G• L••pooled vehicle sponsorn
- G••••••••• P••••••• A•••••• L••pooled vehicle sponsorn
- G••••••••• P••••••• C•••••••• L••pooled vehicle sponsorn
- G••••••••• P••••••• C•••••••• S•••••••• L••pooled vehicle sponsorn
- G••••••••• P••••••• I• L••pooled vehicle sponsorn
- G••••••••• P••••••• P••••••• L••pooled vehicle sponsorn
- M••• J•••••••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Austin, TX1 employees
- , 1 employees
What changed
consecutive filings, newest first
- HQ city · GREENWICH to May 2, 2025 to Mar 31, 2026
- HQ state · CT to May 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $324M to $402MMay 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $324M to $402MMay 2, 2025 to Mar 31, 2026
- RAUM · $324M to $402MMay 2, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 2, 2025
- Accounts · 8 to 6Apr 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 8 to 6Apr 30, 2024 to Mar 31, 2025
- Private funds · 8 to 6Apr 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $405M to $324MApr 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $405M to $324MApr 30, 2024 to Mar 31, 2025
- RAUM · $405M to $324MApr 30, 2024 to Mar 31, 2025
- Accounts · 10 to 8May 4, 2023 to Mar 28, 2024
- Pooled vehicle clients · 10 to 8May 4, 2023 to Mar 28, 2024
- Private funds · 10 to 8May 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $463M to $405MMay 4, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $463M to $405MMay 4, 2023 to Mar 28, 2024
- RAUM · $463M to $405MMay 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $360M to $463MMay 2, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $360M to $463MMay 2, 2022 to Mar 31, 2023
- RAUM · $360M to $463MMay 2, 2022 to Mar 31, 2023
- Accounts · 9 to 10Oct 28, 2021 to Mar 29, 2022
- Advisory employees · 5 to 4Oct 28, 2021 to Mar 29, 2022
- Pooled vehicle clients · 9 to 10Oct 28, 2021 to Mar 29, 2022
- Employees · 5 to 4Oct 28, 2021 to Mar 29, 2022
- Private funds · 9 to 10Oct 28, 2021 to Mar 29, 2022
- Discretionary RAUM · $322M to $360MOct 28, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $322M to $360MOct 28, 2021 to Mar 29, 2022
- RAUM · $322M to $360MOct 28, 2021 to Mar 29, 2022
- Accounts · 8 to 9Apr 30, 2020 to Mar 30, 2021
- Pooled vehicle clients · 8 to 9Apr 30, 2020 to Mar 30, 2021
- Private funds · 8 to 9Apr 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $320M to $322MApr 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $320M to $322MApr 30, 2020 to Mar 30, 2021
- RAUM · $320M to $322MApr 30, 2020 to Mar 30, 2021
- Accounts · 10 to 8Apr 2, 2019 to Mar 26, 2020
- Pooled vehicle clients · 10 to 8Apr 2, 2019 to Mar 26, 2020
- Private funds · 10 to 8Apr 2, 2019 to Mar 26, 2020
- Discretionary RAUM · $177M to $320MApr 2, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $177M to $320MApr 2, 2019 to Mar 26, 2020
Signals
3 dated events
- G••••••••• P••••••• M••••••••• L•• reported RAUM $462.6M, up 29% from $359.7M (2022-05-02 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- G••••••••• P••••••• M••••••••• L•• reported RAUM $320.4M, up 81% from $177.1M (2019-04-02 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- G••••••••• P••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 18, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••••••• P••••••• M••••••••• L•• · Private Equityshared crd · organization
- G••••••••• P••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/generation-partners/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- G•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-422-8200reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026