DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
T•• G•••• G••••• L••
Latest filing Mar 27, 2026
First filing on the tape Feb 14, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$287M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$287M as of Mar 27, 2026
Mar 26, 2013$3.6B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 26, 20130 then
Employees (5.A)10 as of Mar 27, 2026
Mar 26, 201351 then
Private funds2 as of Mar 27, 2026
Mar 26, 201315 then
RAUM -9.7% over the last fiscal year-13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $144MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$287M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••• C•••••• P••••••• I••• L••• | Private Equity Fund | $260M | 64 | Feb 14, 2012 |
| G•••• C•••••• P••••••• I•• L••• | Private Equity Fund | $86.4M | 60 | Feb 14, 2012 |
| G•••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $48.6M | 29 | Feb 14, 2012 |
| G•••• S•••• C••••••••• P•••••••• L••• | Private Equity Fund | $30.6M | 20 | Feb 14, 2012 |
| G•••• C•••••••• P••••••••• I••• L••• | Private Equity Fund | $18.7M | 23 | Feb 14, 2012 |
| G•••• S•••• C••••••••• P••••••• ••••••••• L•••no longer reported | Private Equity Fund | $17.6M | 20 | Mar 26, 2013 |
| G•••• C•••••••• P••••••••• L•••no longer reported | Private Equity Fund | $16.9M | 4 | Feb 14, 2012 |
| G•••• A••••••••• I••••••••• I• L•••no longer reported | Private Equity Fund | $16.3M | 11 | Feb 14, 2012 |
| G•••• C•••••••• P••••••••• I•• L••• | Private Equity Fund | $11.2M | 21 | Feb 14, 2012 |
| G•••• C•••••• P••••••• ••••••••• I••• L•••no longer reported | Private Equity Fund | $9.3M | 61 | Feb 14, 2012 |
| G•••• A••••••••• I••••••••• I•• L•••no longer reported | Private Equity Fund | $7.7M | 19 | Feb 14, 2012 |
| G•••• F• P•••••••• L•••no longer reported | Private Equity Fund | $2.0M | 30 | Feb 14, 2012 |
| G•••• S•••• C•• C•••••••• P••••••••• L••• | Private Equity Fund | $1.5M | 17 | Feb 14, 2012 |
| G•••• S•••• C•• C•••••••• P••••••••• ••••••••• L•••no longer reported | Private Equity Fund | $961,954 | 17 | Mar 26, 2013 |
| G•••• C•••••••• P••••••••• ••••••••• I••• L•••no longer reported | Private Equity Fund | $473,861 | 23 | Feb 14, 2012 |
| G•••• C•••••• P••••••• ••••••••• I•• L•••no longer reported | Private Equity Fund | $20,417 | 59 | Feb 14, 2012 |
| G•••• C•••••••• P••••••••• ••••••••• I•• L•••no longer reported | Private Equity Fund | $17,117 | 21 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••• J•••••••• K••• · Managing Directorcontrolsince 01/2016 · owns less than 5%
- G••••• A•••• E•••• · Chief Executive Officer And Chief Compliance Officercontrolsince 12/1993 · owns less than 5%
- J••••••• E•••••• A•••••• · Sr. Managing Directorcontrolsince 01/2016 · owns less than 5%
- S••••• M•••• R••••• · Senior Managing Directorcontrolsince 04/2005 · owns less than 5%
- G••••• A•••• E•••• · Managercontrolsince 01/2004 · owns 75% or more of A•• H•••••••• L••
Entity owners
- A•• H•••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G•••• C•••••• A••••••• I•• L••pooled vehicle sponsory
- G•••• C•••••• A••••••• I••• L•••pooled vehicle sponsory
- G•••• S•••• C•• A•••••••• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Boulder, CO2 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 2Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 4 to 2Mar 31, 2025 to Mar 27, 2026
- Employees · 11 to 10Mar 31, 2025 to Mar 27, 2026
- Private funds · 4 to 2Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $318M to $287MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $318M to $287MMar 31, 2025 to Mar 27, 2026
- RAUM · $318M to $287MMar 31, 2025 to Mar 27, 2026
- Advisory employees · 8 to 7Jul 16, 2024 to Mar 31, 2025
- Employees · 18 to 11Jul 16, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $311M to $318MJul 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $311M to $318MJul 16, 2024 to Mar 31, 2025
- RAUM · $311M to $318MJul 16, 2024 to Mar 31, 2025
- Accounts · 6 to 4Dec 14, 2023 to Mar 21, 2024
- Advisory employees · 11 to 8Dec 14, 2023 to Mar 21, 2024
- Pooled vehicle clients · 6 to 4Dec 14, 2023 to Mar 21, 2024
- Employees · 19 to 18Dec 14, 2023 to Mar 21, 2024
- Private funds · 6 to 4Dec 14, 2023 to Mar 21, 2024
- Discretionary RAUM · $436M to $311MDec 14, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $436M to $311MDec 14, 2023 to Mar 21, 2024
- RAUM · $436M to $311MDec 14, 2023 to Mar 21, 2024
- Assets in custody · unset to 0.0Nov 21, 2022 to Mar 30, 2023
- Employees · 22 to 19Nov 21, 2022 to Mar 30, 2023
- Discretionary RAUM · $580M to $436MNov 21, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $580M to $436MNov 21, 2022 to Mar 30, 2023
- RAUM · $580M to $436MNov 21, 2022 to Mar 30, 2023
- Accounts · 10 to 6Mar 19, 2021 to Mar 29, 2022
- Advisory employees · 9 to 11Mar 19, 2021 to Mar 29, 2022
- Pooled vehicle clients · 10 to 6Mar 19, 2021 to Mar 29, 2022
- Employees · 24 to 22Mar 19, 2021 to Mar 29, 2022
- Private funds · 10 to 6Mar 19, 2021 to Mar 29, 2022
- Discretionary RAUM · $574M to $580MMar 19, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $574M to $580MMar 19, 2021 to Mar 29, 2022
- RAUM · $574M to $580MMar 19, 2021 to Mar 29, 2022
- Advisory employees · 8 to 9Mar 26, 2020 to Mar 19, 2021
- Employees · 26 to 24Mar 26, 2020 to Mar 19, 2021
- Other offices · 2 to 1Mar 26, 2020 to Mar 19, 2021
- Discretionary RAUM · $632M to $574MMar 26, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $632M to $574MMar 26, 2020 to Mar 19, 2021
- RAUM · $632M to $574MMar 26, 2020 to Mar 19, 2021
Signals
7 dated events
- Joan Catherine Pollard (Chief Financial Officer) no longer on Schedule A of T•• G•••• G••••• L•• (listed 2024-03-21, absent 2024-07-16)Jul 16, 2024 · Control person left · inference
- T•• G•••• G••••• L•• reported RAUM $311.0M, down 29% from $436.0M (2023-12-14 to 2024-03-21)Mar 21, 2024 · RAUM change · derived
- Ray Amanda Calender (Senior Vice President/Chief Compliance Officer) no longer on Schedule A of T•• G•••• G••••• L•• (listed 2023-03-30, absent 2023-12-14)Dec 14, 2023 · Control person left · inference
- Ray Amanda Calender (Senior Vice President/Chief Compliance Officer) appeared on Schedule A of T•• G•••• G••••• L••Nov 21, 2022 · Control person joined · fact
- T•• G•••• G••••• L•• reported RAUM $632.1M, down 28% from $882.2M (2019-03-25 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Craig Steven Yager (Senior Managing Director) no longer on Schedule A of T•• G•••• G••••• L•• (listed 2019-03-25, absent 2020-03-26)Mar 26, 2020 · Control person left · inference
- T•• G•••• G••••• L•• reported RAUM $882.2M, down 38% from $1.4B (2018-03-27 to 2019-03-25)Mar 25, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T•• G•••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•• G•••• G••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/the-gores-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-209-3010reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026