DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fenway Partners, LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Aug 1, 2023
RAUM
$307M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$307M as of Mar 31, 2026
Apr 2, 2013$491M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 2, 20130 then
Employees (5.A)3 as of Mar 31, 2026
Apr 2, 201310 then
Private funds2 as of Mar 31, 2026
Apr 2, 20133 then
RAUM +39% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $102MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$307M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Fenway Partners Capital Fund III, L.P.no longer reported | Private Equity Fund | $621M | 60 | Feb 14, 2012 |
| Nf III, L.P. | Private Equity Fund | $273M | 22 | Mar 4, 2020 |
| Fenway Partners Capital Fund II, L.P. | Private Equity Fund | $141M | 11 | Feb 14, 2012 |
| Aac Iconic Holdings, LLCno longer reported | Private Equity Fund | $37.0M | 6 | Mar 31, 2019 |
| Fenway Htm Partners, LLCno longer reported | Private Equity Fund | $11.3M | 30 | Mar 28, 2014 |
| Fenway Partners Capital Fund, L.P.no longer reported | Private Equity Fund | $200,000 | 29 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- David Peter Lamm · Managing Director, Membercontrolsince 01/2008 · owns 50% to 75%
- Gregory William Smart · Managing Director, Membercontrolsince 01/2008 · owns 25% to 50%
- John Walter Wiacek · Vice President, Chief Financial Officer, Chief Compliance Officersince 01/2008 · owns less than 5%
Related persons
Schedule D 7.A
- Fenway Partners II, LLCinvestment adviserpooled vehicle sponsorn
- Nf II Gp, LLCinvestment adviserpooled vehicle sponsorn
- Nf III Gp, LLCinvestment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $220M to $307MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $220M to $307MMar 28, 2025 to Mar 31, 2026
- RAUM · $220M to $307MMar 28, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $414M to $220MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $414M to $220MMar 28, 2024 to Mar 28, 2025
- RAUM · $414M to $220MMar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $219M to $414MJun 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $219M to $414MJun 29, 2023 to Mar 28, 2024
- RAUM · $219M to $414MJun 29, 2023 to Mar 28, 2024
- Accounts · 4 to 3Mar 31, 2019 to Jun 29, 2023
- Advisory employees · 3 to 2Mar 31, 2019 to Jun 29, 2023
- Pooled vehicle clients · 4 to 3Mar 31, 2019 to Jun 29, 2023
- Employees · 5 to 3Mar 31, 2019 to Jun 29, 2023
- HQ city · NEW YORK to WESTERLYMar 31, 2019 to Jun 29, 2023
- HQ state · NY to RIMar 31, 2019 to Jun 29, 2023
- Private funds · 3 to 4Mar 31, 2019 to Jun 29, 2023
- Discretionary RAUM · $701M to $219MMar 31, 2019 to Jun 29, 2023
- Pooled vehicle RAUM · $701M to $219MMar 31, 2019 to Jun 29, 2023
- RAUM · $701M to $219MMar 31, 2019 to Jun 29, 2023
- Private funds · 4 to 2Jun 29, 2023 to Jun 29, 2023
- Private funds · 2 to 3Mar 30, 2018 to Mar 31, 2019
- Accounts · 2 to 4Mar 30, 2018 to Mar 31, 2019
- Advisory employees · 5 to 3Mar 30, 2018 to Mar 31, 2019
- Pooled vehicle clients · 2 to 4Mar 30, 2018 to Mar 31, 2019
- Discretionary RAUM · $428M to $701MMar 30, 2018 to Mar 31, 2019
- Pooled vehicle RAUM · $428M to $701MMar 30, 2018 to Mar 31, 2019
- RAUM · $428M to $701MMar 30, 2018 to Mar 31, 2019
- Pooled vehicle clients · unset to 2.0Jun 8, 2017 to Mar 30, 2018
- Other offices · unset to 0.0Jun 8, 2017 to Mar 30, 2018
- Discretionary RAUM · $406M to $428MJun 8, 2017 to Mar 30, 2018
- Pooled vehicle RAUM · unset to 428000000.0Jun 8, 2017 to Mar 30, 2018
- RAUM · $406M to $428MJun 8, 2017 to Mar 30, 2018
- Advisory employees · 6 to 5May 5, 2016 to Mar 31, 2017
- Employees · 6 to 5May 5, 2016 to Mar 31, 2017
- Discretionary RAUM · $428M to $406MMay 5, 2016 to Mar 31, 2017
- RAUM · $428M to $406MMay 5, 2016 to Mar 31, 2017
- Advisory employees · 8 to 6Dec 4, 2015 to Mar 30, 2016
- Employees · 8 to 6Dec 4, 2015 to Mar 30, 2016
- Discretionary RAUM · $445M to $428MDec 4, 2015 to Mar 30, 2016
Signals
6 dated events
- Fenway Partners, Llc reported RAUM $220.0M, down 47% from $414.0M (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Fenway Partners, Llc reported RAUM $414.0M, up 89% from $219.0M (2023-06-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Fenway Partners, Llc reported RAUM $219.0M, down 69% from $701.0M (2019-03-31 to 2023-06-29)Jun 29, 2023 · RAUM change · derived
- Conrad Richard Dresdale (Managing Director, Member) no longer on Schedule A of Fenway Partners, Llc (listed 2019-03-31, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Fenway Partners, Llc filed its initial SEC registration (Form ADV)Jun 29, 2023 · First SEC registration · fact
- Fenway Partners, Llc reported RAUM $701.0M, up 64% from $428.0M (2018-03-30 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Fenway Partners, LLC · Independent Sponsorsshared crd · capital_provider
- Fenway Partners, LLC · Private Equityshared crd · organization
- Fenway Partners, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- FENWAYPARTNERS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-698-9400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026