DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••• C•••••• P•••••••
Legal name W••• C•••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 25 filings
SEC status approved since Mar 29, 2012
RAUM
$4.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
59 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
24
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.6B as of Mar 31, 2026
Apr 1, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)65 as of Mar 31, 2026
Apr 1, 201316 then
Private funds24 as of Mar 31, 2026
Apr 1, 201313 then
RAUM -1.3% over the last fiscal year-0.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $175MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W••• C•••••• P••••••• Q• V• L••• | Private Equity Fund | $993M | 51 | Mar 30, 2020 |
| W••• C•••••• P••••••• Q• I•• L••• | Private Equity Fund | $879M | 73 | Mar 30, 2016 |
| W••• C•••••• P••••••• F•• V• L••• | Private Equity Fund | $542M | 21 | Mar 30, 2020 |
| W••• C•••••• P••••••• F•• I•• L••• | Private Equity Fund | $413M | 21 | Mar 30, 2016 |
| W••• C•••••• P••••••• Q• V•• L••• | Private Equity Fund | $336M | 40 | Mar 31, 2023 |
| W•• I••••••• Q• C•• L••• | Private Equity Fund | $325M | 29 | Mar 31, 2023 |
| W••• C•••••• A••••••••• I•• L•• | Private Equity Fund | $213M | 19 | Mar 30, 2016 |
| W•• I••••••• F•• C•• L••• | Private Equity Fund | $171M | 29 | Mar 31, 2023 |
| W••• C•••••• A••••••••• V•• L•• | Private Equity Fund | $166M | 17 | Mar 31, 2023 |
| W••• C•••••• A••••••••• V• L•• | Private Equity Fund | $125M | 25 | Mar 30, 2020 |
| W••• C•••••• P••••••• F•• V•• L••• | Private Equity Fund | $115M | 7 | Mar 31, 2023 |
| W•• I••••••• Q• C• 2• L••• | Private Equity Fund | $111M | 25 | Mar 31, 2023 |
| W••• C•••••• P••••••• Q• I••• L••• | Private Equity Fund | $63.0M | 61 | Feb 14, 2012 |
| W••• C•••••• I••• C••••••••• L•• | Private Equity Fund | $41.2M | 5 | Mar 29, 2024 |
| W••• C•••••• C••••••••• C••••••••• L•• | Private Equity Fund | $40.9M | 13 | Mar 31, 2015 |
| W••• C•••••• P••••••• F•• I••• L••• | Private Equity Fund | $29.8M | 9 | Feb 14, 2012 |
| W••• C•••••• A•••• C••••••••• L•• | Private Equity Fund | $26.0M | 15 | Mar 30, 2018 |
| W••• L••••••• L•••••• C••••••••• L•• | Private Equity Fund | $24.6M | 3 | Mar 30, 2020 |
| W••• C•••••• P••••••• I•• L••• | Private Equity Fund | $23.8M | 4 | Mar 30, 2016 |
| W••• C•••••• P••••••• I••• L••• | Private Equity Fund | $12.3M | 7 | Feb 14, 2012 |
| W••• C•••••• A••••••••• I••• L•• | Private Equity Fund | $10.4M | 7 | Feb 14, 2012 |
| W••• C•••••• M•••• C••••••••• I•• L••no longer reported | Private Equity Fund | $8.9M | 2 | Feb 14, 2012 |
| W••• C•••••• P••••••• Q• I•• L•••no longer reported | Private Equity Fund | $8.2M | 67 | Feb 14, 2012 |
| W••• C•••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $4.6M | 12 | Feb 14, 2012 |
| W••• C•••••• P•••••••• L•••no longer reported | Private Equity Fund | $2.4M | 84 | Feb 14, 2012 |
| W••• C•••••• A••••••••• I•• L••no longer reported | Private Equity Fund | $1.4M | 10 | Feb 14, 2012 |
| W••• C•••••• P••••••• F•• I•• L•••no longer reported | Private Equity Fund | $1.3M | 3 | Feb 14, 2012 |
| W••• C•••••• M•••• C••••••••• L••no longer reported | Private Equity Fund | $618,810 | 12 | Feb 14, 2012 |
| W••• C•••••• A••••••••• L••no longer reported | Private Equity Fund | $395,879 | 4 | Feb 14, 2012 |
| W••• C•••••• E•••••••• P•••••••• L••no longer reported | Private Equity Fund | $192,524 | 2 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C••••• M••••••• W•••••• · Partnercontrolsince 10/2004 · owns less than 5%
- F•••••• M•••• D••••• · Cco / Cfocontrolsince 02/2004 · owns less than 5%
- W•••• R••••• B•••• · Managing Partnercontrolsince 07/1998 · owns 75% or more
Entity owners
- B•••• H••• M••••••••• L•• · Trusteeindirect · owns F of C••••• R• M• W••• E•••••••• T••••
- B•••• H••• M••••••••• L•• · Trusteeindirect · owns F of R•••• B• W•••• J•• E•••••••• T••••
- C••••• R• M• W••• E•••••••• T•••• · Memberdirect · owns 5% to 10%
- R•••• B• W•••• J•• E•••••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- W••• C•••••• P••••••• M••••••••• I••• L•••pooled vehicle sponsory
- W••• C•••••• P••••••• M••••••••• I•• L•••pooled vehicle sponsory
- W••• C•••••• P••••••• M••••••••• V• L•••pooled vehicle sponsory
- W••• C•••••• P••••••• M••••••••• V•• L•••pooled vehicle sponsory
- W•• I••••••• C• G•• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 64 to 59Mar 31, 2025 to Mar 31, 2026
- Employees · 68 to 65Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.6B to $4.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.6B to $4.6BMar 31, 2025 to Mar 31, 2026
- RAUM · $4.6B to $4.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 23 to 26Apr 16, 2024 to Mar 31, 2025
- Advisory employees · 65 to 64Apr 16, 2024 to Mar 31, 2025
- Pooled vehicle clients · 21 to 24Apr 16, 2024 to Mar 31, 2025
- Employees · 70 to 68Apr 16, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 16, 2024 to Mar 31, 2025
- Private funds · 21 to 24Apr 16, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.6B to $4.6BApr 16, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $4.6B to $4.6BApr 16, 2024 to Mar 31, 2025
- RAUM · $4.6B to $4.6BApr 16, 2024 to Mar 31, 2025
- Accounts · 20 to 23Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 67 to 65Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 20 to 21Mar 31, 2023 to Mar 29, 2024
- Employees · 72 to 70Mar 31, 2023 to Mar 29, 2024
- Private funds · 20 to 21Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.6B to $4.6BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.6B to $4.6BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.6B to $4.6BMar 31, 2023 to Mar 29, 2024
- Accounts · 14 to 20Dec 15, 2022 to Mar 31, 2023
- Advisory employees · 65 to 67Dec 15, 2022 to Mar 31, 2023
- Pooled vehicle clients · 14 to 20Dec 15, 2022 to Mar 31, 2023
- Employees · 71 to 72Dec 15, 2022 to Mar 31, 2023
- Private funds · 14 to 20Dec 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.1B to $4.6BDec 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.1B to $4.6BDec 15, 2022 to Mar 31, 2023
- RAUM · $4.1B to $4.6BDec 15, 2022 to Mar 31, 2023
- Accounts · 15 to 14Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 62 to 65Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 15 to 14Mar 31, 2021 to Mar 31, 2022
- Employees · 67 to 71Mar 31, 2021 to Mar 31, 2022
- Private funds · 15 to 14Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.3B to $4.1BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.3B to $4.1BMar 31, 2021 to Mar 31, 2022
- RAUM · $3.3B to $4.1BMar 31, 2021 to Mar 31, 2022
- Accounts · 23 to 15Apr 29, 2020 to Mar 31, 2021
- Advisory employees · 57 to 62Apr 29, 2020 to Mar 31, 2021
Signals
4 dated events
- Byron Cornelius Waud (Trustee) no longer on Schedule A of W••• C•••••• P••••••• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Owen David Neighbours (Partner) no longer on Schedule A of W••• C•••••• P••••••• (listed 2022-12-15, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- W••• C•••••• P••••••• reported RAUM $4.1B, up 25% from $3.3B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- W••• C•••••• P••••••• reported RAUM $3.2B, up 71% from $1.9B (2019-04-26 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- W••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- W••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/waudcapitalpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-676-8400reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026