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Former SEC-registered adviser

V•••••• C•••••• P•••••••• L••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 160652SEC 801-73903websiteIAPD
Latest filing Mar 28, 2025
First filing on the tape Feb 14, 2012 · 18 filings
SEC status approved since Mar 29, 2012
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$134M as of Mar 28, 2025
Mar 28, 2013$199M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Mar 28, 20130 then
Employees (5.A)5 as of Mar 28, 2025
Mar 28, 20138 then
Private funds2 as of Mar 28, 2025
Mar 28, 20132 then
RAUM -22% over the last fiscal year-7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$67.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$134M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$134M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$134M for 2 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V•••••• C•••••• L•••••••• A••••••••• F•••• L•••Private Equity Fund$170M10Mar 30, 2020
      V•••••• C•••••• P••••••• F••••••• F•••• L•••Private Equity Fund$2.4M19Feb 14, 2012
      V•••••• C•••••• P••••••• G••••• E••••• F•••• L•••no longer reportedPrivate Equity Fund$2.1M20Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • F•••••••• J•••••• E•••• · Member And Chief Compliance Officercontrol
        since 08/2005 · owns 50% to 75%
      • K•••• K••••• E• · Membercontrol
        since 08/2005 · owns 10% to 25%
      • M••••• N•••••••• C• · Membercontrol
        since 08/2005 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • G••••• E••••• A•••••••• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $173M to $134M
        Mar 28, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · $173M to $134M
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $173M to $134M
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $173M to $134M
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 5 to 4
        Mar 24, 2023 to Mar 28, 2024
      • Assets in custody · $180M to $173M
        Mar 24, 2023 to Mar 28, 2024
      • Employees · 6 to 5
        Mar 24, 2023 to Mar 28, 2024
      • Discretionary RAUM · $180M to $173M
        Mar 24, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $180M to $173M
        Mar 24, 2023 to Mar 28, 2024
      • RAUM · $180M to $173M
        Mar 24, 2023 to Mar 28, 2024
      • Assets in custody · $171M to $180M
        Mar 29, 2022 to Mar 24, 2023
      • Discretionary RAUM · $171M to $180M
        Mar 29, 2022 to Mar 24, 2023
      • Pooled vehicle RAUM · $171M to $180M
        Mar 29, 2022 to Mar 24, 2023
      • RAUM · $171M to $180M
        Mar 29, 2022 to Mar 24, 2023
      • Accounts · 3 to 2
        Mar 30, 2021 to Mar 29, 2022
      • Advisory employees · 6 to 5
        Mar 30, 2021 to Mar 29, 2022
      • Pooled vehicle clients · 3 to 2
        Mar 30, 2021 to Mar 29, 2022
      • Assets in custody · $166M to $171M
        Mar 30, 2021 to Mar 29, 2022
      • Employees · 7 to 6
        Mar 30, 2021 to Mar 29, 2022
      • Private funds · 3 to 2
        Mar 30, 2021 to Mar 29, 2022
      • Discretionary RAUM · $166M to $171M
        Mar 30, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $166M to $171M
        Mar 30, 2021 to Mar 29, 2022
      • RAUM · $166M to $171M
        Mar 30, 2021 to Mar 29, 2022
      • RAUM · $116M to $166M
        Mar 30, 2020 to Mar 30, 2021
      • Accounts · 2 to 3
        Mar 30, 2020 to Mar 30, 2021
      • Advisory employees · 5 to 6
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle clients · 2 to 3
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · $114M to $166M
        Mar 30, 2020 to Mar 30, 2021
      • Employees · 6 to 7
        Mar 30, 2020 to Mar 30, 2021
      • Discretionary RAUM · $116M to $166M
        Mar 30, 2020 to Mar 30, 2021
      • Pooled vehicle RAUM · $116M to $166M
        Mar 30, 2020 to Mar 30, 2021
      • Assets in custody · $155M to $114M
        Mar 28, 2019 to Mar 30, 2020
      • Other offices · 1 to 0
        Mar 28, 2019 to Mar 30, 2020
      • Private funds · 2 to 3
        Mar 28, 2019 to Mar 30, 2020
      • Discretionary RAUM · $155M to $116M
        Mar 28, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $155M to $116M
        Mar 28, 2019 to Mar 30, 2020
      • RAUM · $155M to $116M
        Mar 28, 2019 to Mar 30, 2020
      • Assets in custody · $156M to $155M
        Mar 30, 2018 to Mar 28, 2019
      • Employees · 7 to 6
        Mar 30, 2018 to Mar 28, 2019
      Signals
      1 dated events
      • V•••••• C•••••• P•••••••• L•• no longer on the SEC adviser roster (last listed 2026-01-02, RAUM $134.3M)
        Feb 2, 2026 · Left the SEC roster · derived
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      V••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026