DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

R•• C•••••• P•••••••

Former SEC-registered adviserNew York, New YorkCRD 160655SEC 801-73480IAPD
Legal name R•• C•••••• P•••••••• I••
Latest filing May 7, 2020
First filing on the tape Feb 13, 2012 · 34 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
24
$1.1B gross assets
History
34 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2020
Mar 28, 2013$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2020
Mar 28, 20130 then
Employees (5.A)13 as of Mar 30, 2020
Mar 28, 201329 then
Private funds24 as of Mar 30, 2020
Mar 28, 201325 then
RAUM +5.6% over the last fiscal year-0.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 7, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$45.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+5.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.1B, 24 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 24 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      28 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•• V••••••• V•• L•••Venture Capital Fund$424M73Feb 13, 2012
      R•• C••••• V••••••• I•• L•••Venture Capital Fund$96.0M5Mar 28, 2013
      R•• F••• I•••••••• 2•••• L•••Venture Capital Fund$93.4M22Feb 13, 2012
      R•• C•••••• P••••••• 1••• G••• • C•• B••••••••• K•Venture Capital Fund$63.0M23Feb 13, 2012
      R•• I••••••••• P••••••• ••••• L•••Venture Capital Fund$45.8M3Feb 13, 2012
      R•• I•••••••• L•••Venture Capital Fund$45.5M3Mar 30, 2020
      R•• C•••••• P••••••• 1•••• L•••Venture Capital Fund$35.7M27Feb 13, 2012
      R•• I••••••• I•• L•••Venture Capital Fund$30.6M3Mar 31, 2022
      R•• V•••••• P••••••• I•• L••Venture Capital Fund$25.9M4Feb 13, 2012
      R•• V••••••• V• L•••Venture Capital Fund$9.6M71Feb 13, 2012
      R•• I••••••••• P••••••• C••••• I•• L•••Venture Capital Fund$5.4M3Mar 28, 2013
      R•• I••••••••• P••••••• ••••• L•••no longer reportedVenture Capital Fund$4.8M3Feb 13, 2012
      R•• V••••••• I• G••• • C•• B••••••••• K•Venture Capital Fund$4.2M28Feb 13, 2012
      R•• V••••••• I• •••• L•••Venture Capital Fund$4.0M55Feb 13, 2012
      R•• I••••••••• P••••••• ••••• L•••Venture Capital Fund$3.7M3Feb 13, 2012
      R•• V•••••• P••••••• I• L•••no longer reportedVenture Capital Fund$3.6M4Feb 13, 2012
      R•• I••••••••• P••••••• •• L•••Venture Capital Fund$3.4M6Feb 13, 2012
      R•• I••••••••• P••••••• •••• L••••••••• T••••no longer reportedVenture Capital Fund$2.0M8Feb 13, 2012
      R•• V•••••• P••••••• V• L•••Venture Capital Fund$1.7M3Feb 13, 2012
      R•• I••••••••• P••••••• C•••••• L•••Venture Capital Fund$1.1M3Feb 13, 2012
      R•• V••••••• I•••• L•••Venture Capital Fund$946,5394Mar 31, 2014
      R•• V•••••• P••••••• I• L••Venture Capital Fund$821,2514Feb 13, 2012
      R•• V••••••• I•• L•••Venture Capital Fund$755,96321Feb 13, 2012
      R•• I••••••••• P••••••• •• L•••no longer reportedVenture Capital Fund$664,4743Feb 13, 2012
      R•• C••••• V•••••••• L•••Venture Capital Fund$372,7059Feb 13, 2012
      R•• V••••••• I• • A••••••••• F•••• L•••Venture Capital Fund$312,48625Feb 13, 2012
      R•• V••••••• V• A••••••••• L•••Venture Capital Fund$136,31911Feb 13, 2012
      R•• I••••••••• P••••••• ••• L•••no longer reportedVenture Capital Fund$74,2613Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••• H••••• B••••• · Managing Partner, Director, Shareholdercontrol
        since 11/1993 · owns 25% to 50%
      • L••••••• M••• · Managing Partner, Director, Shareholdercontrol
        since 07/1999 · owns 25% to 50%
      • R•••• J••••• · Ceo, Managing Partner, Director, Shareholdercontrol
        since 08/1981 · owns 25% to 50%
      • I••••• W••••••• F• · Director, Shareholder
        since 08/1981 · owns less than 5%
      • K•••••••• P•••• · Chief Financial Officer And Chief Compliance Officer
        since 10/1994 · owns less than 5%
      Related persons
      Schedule D 7.A
      • R••• L••
        pooled vehicle sponsorn
      • R•••• L•••
        pooled vehicle sponsorn
      • R•• P••••••• 2••• L••
        pooled vehicle sponsorn
      • R•• C•••••• P••••••• V••••••••• G•••
        pooled vehicle sponsorn
      • R•• M••••••••• V••••••• I•• L•••••
        pooled vehicle sponsorn
      • R•• M••••••••• V••••••• I•••• L•••••
        pooled vehicle sponsorn
      • R•• M••••••••• V••••••• I•••• L•••••
        pooled vehicle sponsorn
      • R•• M••••••••• V••••••• I•• L•••••
        pooled vehicle sponsorn
      • R•• M••••••••• V••••••• L••
        pooled vehicle sponsorn
      • R•• 2••• L••
        pooled vehicle sponsorn
      • R•• V• L•••••
        pooled vehicle sponsorn
      • R•• V•• L•••••
        pooled vehicle sponsorn
      • R••• I•• L•••
        pooled vehicle sponsorn
      • R••• U•• L•••
        pooled vehicle sponsorn
      • R•••• L•••
        pooled vehicle sponsorn
      Advisers that list R•• C•••••• P••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Palo Alto, CA1 employees
      What changed
      consecutive filings, newest first
      • Assets in custody · $1.1B to $1.1B
        Apr 30, 2020 to May 7, 2020
      • Discretionary RAUM · $1.1B to $1.1B
        Apr 30, 2020 to May 7, 2020
      • Pooled vehicle RAUM · $1.1B to $1.1B
        Apr 30, 2020 to May 7, 2020
      • RAUM · $1.1B to $1.1B
        Apr 30, 2020 to May 7, 2020
      • Accounts · 22 to 24
        Jun 4, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 22 to 24
        Jun 4, 2019 to Mar 30, 2020
      • Assets in custody · $1.0B to $1.1B
        Jun 4, 2019 to Mar 30, 2020
      • Private funds · 22 to 24
        Jun 4, 2019 to Mar 30, 2020
      • Discretionary RAUM · $1.0B to $1.1B
        Jun 4, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $1.0B to $1.1B
        Jun 4, 2019 to Mar 30, 2020
      • RAUM · $1.0B to $1.1B
        Jun 4, 2019 to Mar 30, 2020
      • Assets in custody · $1.0B to $1.0B
        May 6, 2019 to Jun 4, 2019
      • Discretionary RAUM · $1.0B to $1.0B
        May 6, 2019 to Jun 4, 2019
      • Pooled vehicle RAUM · $1.0B to $1.0B
        May 6, 2019 to Jun 4, 2019
      • RAUM · $1.0B to $1.0B
        May 6, 2019 to Jun 4, 2019
      • Assets in custody · $1.0B to $1.0B
        Mar 29, 2019 to May 6, 2019
      • Discretionary RAUM · $1.0B to $1.0B
        Mar 29, 2019 to May 6, 2019
      • Pooled vehicle RAUM · $1.0B to $1.0B
        Mar 29, 2019 to May 6, 2019
      • RAUM · $1.0B to $1.0B
        Mar 29, 2019 to May 6, 2019
      • Accounts · 23 to 22
        May 25, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 23 to 22
        May 25, 2018 to Mar 29, 2019
      • Assets in custody · $1.1B to $1.0B
        May 25, 2018 to Mar 29, 2019
      • Employees · 14 to 13
        May 25, 2018 to Mar 29, 2019
      • Private funds · 23 to 22
        May 25, 2018 to Mar 29, 2019
      • Discretionary RAUM · $1.1B to $1.0B
        May 25, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $1.1B to $1.0B
        May 25, 2018 to Mar 29, 2019
      • RAUM · $1.1B to $1.0B
        May 25, 2018 to Mar 29, 2019
      • Advisory employees · 14 to 12
        Jan 11, 2018 to Mar 30, 2018
      • Pooled vehicle clients · unset to 23.0
        Jan 11, 2018 to Mar 30, 2018
      • Assets in custody · $1.1B to $1.1B
        Jan 11, 2018 to Mar 30, 2018
      • Employees · 18 to 14
        Jan 11, 2018 to Mar 30, 2018
      • Discretionary RAUM · $1.1B to $1.1B
        Jan 11, 2018 to Mar 30, 2018
      • Pooled vehicle RAUM · unset to 1105689685.0
        Jan 11, 2018 to Mar 30, 2018
      • RAUM · $1.1B to $1.1B
        Jan 11, 2018 to Mar 30, 2018
      • Other offices · unset to 1.0
        Apr 18, 2017 to Jan 11, 2018
      • Advisory employees · 15 to 14
        May 23, 2016 to Mar 31, 2017
      • Assets in custody · $1.4B to $1.1B
        May 23, 2016 to Mar 31, 2017
      • Employees · 19 to 18
        May 23, 2016 to Mar 31, 2017
      • Discretionary RAUM · $1.4B to $1.1B
        May 23, 2016 to Mar 31, 2017
      • RAUM · $1.4B to $1.1B
        May 23, 2016 to Mar 31, 2017
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      RHO.COMreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026