DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C•••••• K••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 31 filings
SEC status approved since Mar 30, 2012
RAUM
$782M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
51%
$400M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$782M as of Mar 31, 2026
Mar 20, 2013$290M then
HNW client RAUM$352M as of Mar 31, 2026
Mar 29, 2018$209M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 20, 20130 then
Employees (5.A)18 as of Mar 31, 2026
Mar 20, 201310 then
Private funds: no history
RAUM +27% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.4MderivedHNW RAUM over HNW clients
- Average account
- $4.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$370M47%
- High-net-worth individuals$352M45%
- Individuals$48.5M6.2%
- Other investment advisers$11.1M1.4%
- Banks and thrifts$645,5960.1%
- Individual clients
- 71reported
- HNW clients
- 105reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 194reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.51 fund_share=0.01 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••• E••••••• Y••••• · Chief Investment Officer And A Member In The Investment Committeecontrolsince 12/2021 · owns less than 5%
- C•••••• L••••• M••••••• · Chief Executive Officercontrolsince 08/2022 · owns less than 5%
- M•••••• R••••• N•• · Director And Chief Financial Officercontrolsince 03/2023 · owns less than 5%
- P••••• E•••• N•• · Director, Shareholder And A Member In The Investment Committeecontrolsince 10/2007 · owns 10% to 25%
- T••••• E•••• N•• · Chief Compliance Officer And General Counselcontrolsince 10/2021 · owns less than 5%
- K••••••• J•••• E•••• A••••••• N•• · Shareholdercontrolsince 07/2010 · owns 75% or more of J•• C••••••••• L•••
- K•••••• T••• N•• · Member In The Investment Committeesince 10/2007 · owns less than 5%
- S••••••••• L•••••••• N•• · Member In The Investment Committeesince 11/2013 · owns less than 5%
- S••••• Y•••• N•• · Directorsince 08/2023 · owns less than 5%
- S••••••••• D••••• R••• · Member In The Investment Committeesince 02/2012 · owns less than 5%
Entity owners
- S••••••••• L••• · Shareholderdirect · owns 75% or more
- J•• C••••••••• L••• · Shareholderindirect · owns 50% to 75% of S••••••••• L•••
- K••• C•••••• C•••••• G•••• L••• · Shareholderindirect · owns 25% to 50% of S••••••••• L•••
Related persons
Schedule D 7.A
- A•••••• B••• A•••••• R•••• S•••y
- C•••••• C•••••• I••••••••• S••••••• L•••investment adviserpooled vehicle sponsoryRAUM $8.4M
- K••• C•••••• M••••••••• L•••investment adviserpooled vehicle sponsornRAUM $5.8M
- S•••• F•••••••• P••••••• P•••••• I•••••••• A••••• •••••• L•••investment adviserLP sponsorreal estaten
- S•••• M••••• F••••• L•••investment advisern
- S•••• P•••••••• M••••••••• L•••investment advisern
- S•••• P••••••• L•••investment advisern
Advisers that list C•••••• C•••••• K••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 173 to 194Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 12 to 16Mar 31, 2025 to Mar 31, 2026
- HNW clients · 93 to 105Mar 31, 2025 to Mar 31, 2026
- Individual clients · 66 to 71Mar 31, 2025 to Mar 31, 2026
- Employees · 20 to 18Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $604M to $771MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $289M to $352MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $38.5M to $48.5MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $11.2M to $11.5MMar 31, 2025 to Mar 31, 2026
- RAUM · $615M to $782MMar 31, 2025 to Mar 31, 2026
- Accounts · 161 to 173Jun 6, 2024 to Mar 31, 2025
- Advisory employees · 9 to 6Jun 6, 2024 to Mar 31, 2025
- BD registered reps · 1 to 0Jun 6, 2024 to Mar 31, 2025
- HNW clients · 81 to 93Jun 6, 2024 to Mar 31, 2025
- Employees · 21 to 20Jun 6, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jun 6, 2024 to Mar 31, 2025
- HQ state · unset to Jun 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $571M to $604MJun 6, 2024 to Mar 31, 2025
- HNW RAUM · $252M to $289MJun 6, 2024 to Mar 31, 2025
- Individual RAUM · $39.6M to $38.5MJun 6, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $8.5M to $11.2MJun 6, 2024 to Mar 31, 2025
- RAUM · $580M to $615MJun 6, 2024 to Mar 31, 2025
- Related broker-dealer · false to trueJun 6, 2024 to Mar 31, 2025
- Accounts · 152 to 161Mar 31, 2023 to Mar 28, 2024
- Advisory employees · 12 to 9Mar 31, 2023 to Mar 28, 2024
- Charity clients · 1.0 to unsetMar 31, 2023 to Mar 28, 2024
- Corporate clients · 9 to 12Mar 31, 2023 to Mar 28, 2024
- HNW clients · 70 to 81Mar 31, 2023 to Mar 28, 2024
- Individual clients · 70 to 66Mar 31, 2023 to Mar 28, 2024
- Employees · 17 to 21Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $480M to $571MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $210M to $252MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $37.8M to $39.6MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $43.3M to $8.5MMar 31, 2023 to Mar 28, 2024
- RAUM · $524M to $580MMar 31, 2023 to Mar 28, 2024
- Accounts · 150 to 152Aug 2, 2022 to Mar 31, 2023
- Advisory employees · 11 to 12Aug 2, 2022 to Mar 31, 2023
- BD registered reps · 2 to 1Aug 2, 2022 to Mar 31, 2023
- Charity clients · 3 to 1Aug 2, 2022 to Mar 31, 2023
- Corporate clients · 10 to 9Aug 2, 2022 to Mar 31, 2023
Signals
14 dated events
- C•••••• C•••••• K••• L•• reported RAUM $782.3M, up 27% from $615.4M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Nmn Johan Errol Abraham Kadoche (Shareholder) appeared on Schedule A of C•••••• C•••••• K••• L••Jun 6, 2024 · Control person joined · fact
- Donadeu Dolors Castany (Shareholder) no longer on Schedule A of C•••••• C•••••• K••• L•• (listed 2024-03-28, absent 2024-06-06)Jun 6, 2024 · Control person left · inference
- Cerqueda Manel Donadeu (Shareholder) no longer on Schedule A of C•••••• C•••••• K••• L•• (listed 2024-03-28, absent 2024-06-06)Jun 6, 2024 · Control person left · inference
- Nmn Jay Pomrenze (Director) no longer on Schedule A of C•••••• C•••••• K••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Nmn Mengel Ronen (Chief Financial Officer) appeared on Schedule A of C•••••• C•••••• K••• L••Mar 31, 2023 · Control person joined · fact
- Donadeu Dolors Castany (Shareholder) appeared on Schedule A of C•••••• C•••••• K••• L••Mar 31, 2023 · Control person joined · fact
- Cerqueda Manel Donadeu (Shareholder) appeared on Schedule A of C•••••• C•••••• K••• L••Mar 31, 2023 · Control person joined · fact
- Nmn Amir Leybovitch (Chief Executive Officer) no longer on Schedule A of C•••••• C•••••• K••• L•• (listed 2022-06-01, absent 2022-08-02)Aug 2, 2022 · Control person left · inference
- Nmn Simona Cohen (Chief Financial Officer) no longer on Schedule A of C•••••• C•••••• K••• L•• (listed 2022-03-30, absent 2022-06-01)Jun 1, 2022 · Control person left · inference
- Emmanuel Yehuda David Botbol (Chief Investment Officer And A Member In The Investment Committee) appeared on Schedule A of C•••••• C•••••• K••• L••Dec 16, 2021 · Control person joined · fact
- Nmn Adi Birk (Chief Compliance Officer And General Counsel) no longer on Schedule A of C•••••• C•••••• K••• L•• (listed 2021-03-29, absent 2021-10-27)Oct 27, 2021 · Control person left · inference
- Eyal Tenne (Chief Compliance Officer And General Counsel) appeared on Schedule A of C•••••• C•••••• K••• L••Oct 27, 2021 · Control person joined · fact
- C•••••• C•••••• K••• L•• reported RAUM $443.8M, up 30% from $340.3M (2021-01-25 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-610-2104reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/kcps-clarityreportedpublic record, Form ADV, Sep 19, 2026
- Website
- C••••••CAP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 972-3-777-9000reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- sigmaclarity.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026