DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Platte River Equity
Legal name Prv Management, L.P.
Latest filing Mar 27, 2026
First filing on the tape Feb 10, 2012 · 22 filings
SEC status approved since Feb 16, 2012
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.5B as of Mar 27, 2026
Mar 23, 2013$642M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 23, 20130 then
Employees (5.A)22 as of Mar 27, 2026
Mar 23, 201314 then
Private funds15 as of Mar 27, 2026
Mar 23, 20138 then
RAUM +10% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $100MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
21 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Platte River Equity IV, L.P. | Private Equity Fund | $731M | 91 | Mar 30, 2018 |
| Platte River Equity V, L.P. | Private Equity Fund | $242M | 75 | Mar 31, 2023 |
| Platte River Equity III, L.P. | Private Equity Fund | $184M | 91 | Mar 23, 2013 |
| Platte River Equity V-B, L.P. | Private Equity Fund | $65.0M | 4 | Mar 31, 2023 |
| Wm Co-Invest, L.P. | Private Equity Fund | $49.5M | 8 | Mar 29, 2024 |
| Mes Institutional Holdings I, LLC | Private Equity Fund | $45.9M | 15 | Mar 30, 2022 |
| Platte River Equity IV-B, L.P.no longer reported | Private Equity Fund | $31.0M | 5 | Mar 30, 2018 |
| Platte River Ventures II, L.P.no longer reported | Private Equity Fund | $27.0M | 85 | Feb 10, 2012 |
| Platte River Equity III-B, L.P. | Private Equity Fund | $18.5M | 9 | Mar 23, 2013 |
| Platte River Ventures II-A, L.P.no longer reported | Private Equity Fund | $11.2M | 79 | Feb 10, 2012 |
| Platte River Equity IV-A, L.P. | Private Equity Fund | $10.7M | 30 | Mar 30, 2018 |
| Tiger-Sul Co-Investor Holdings II, LLC | Private Equity Fund | $7.9M | 8 | Mar 30, 2018 |
| Platte River Equity IV-Affiliates, L.P. | Private Equity Fund | $6.0M | 40 | Mar 30, 2018 |
| Platte River Equity V-A, L.P. | Private Equity Fund | $5.4M | 16 | Mar 31, 2023 |
| Platte River Ventures I, L.P.no longer reported | Private Equity Fund | $5.0M | 89 | Feb 10, 2012 |
| Platte River Equity III-Affiliates, L.P. | Private Equity Fund | $2.3M | 39 | Mar 23, 2013 |
| Platte River Equity V-Affiliates, L.P. | Private Equity Fund | $2.2M | 14 | Mar 31, 2023 |
| Platte River Equity III-A, L.P. | Private Equity Fund | $2.0M | 24 | Mar 23, 2013 |
| Ccf/Prv Co-Investment Holdings, L.P.no longer reported | Private Equity Fund | $1.8M | 1 | Feb 10, 2012 |
| Platte River Employees, LLC | Private Equity Fund | $227,720 | 23 | Mar 31, 2015 |
| Profile Products Institutional Co-Investor Holdings, LLCno longer reported | Private Equity Fund | $100,829 | 3 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- Adam Mark Brown · Managing Director; Limited Partnercontrolsince 01/2023 · owns 10% to 25%
- William Peter Calamari · Managing Director; Limited Partnercontrolsince 12/2012 · owns 25% to 50%
- Hannah Elizabeth Maldin · Chief Compliance Officer & Vice President Of Firm Operationscontrolsince 03/2024 · owns less than 5%
- Allen Gregory Sissel · President And Managing Director; Limited Partnercontrolsince 08/2006 · owns 25% to 50%
- Michael Kristian Whalen · Managing Director; Limited Partnercontrolsince 01/2018 · owns 10% to 25%
- Allen Gregory Sissel · Membercontrolsince 01/2023 · owns 75% or more of Pre Mgtco Gp, LLC
Entity owners
- Pre Mgtco Gp, LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Platte River Investors III, LLCpooled vehicle sponsorn
- Platte River Investors IV, LLCpooled vehicle sponsorn
- Platte River Investors V, LLCpooled vehicle sponsorn
- Wm Co-Invest Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 23 to 20Mar 27, 2025 to Mar 27, 2026
- Employees · 25 to 22Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.4B to $1.5BMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.4B to $1.5BMar 27, 2025 to Mar 27, 2026
- RAUM · $1.4B to $1.5BMar 27, 2025 to Mar 27, 2026
- Advisory employees · 21 to 23Mar 29, 2024 to Mar 27, 2025
- Advisory activities · 2 to 1Mar 29, 2024 to Mar 27, 2025
- Employees · 23 to 25Mar 29, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.4B to $1.4BMar 29, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.4B to $1.4BMar 29, 2024 to Mar 27, 2025
- RAUM · $1.4B to $1.4BMar 29, 2024 to Mar 27, 2025
- Accounts · 14 to 15Sep 27, 2023 to Mar 29, 2024
- Advisory employees · 22 to 21Sep 27, 2023 to Mar 29, 2024
- Pooled vehicle clients · 14 to 15Sep 27, 2023 to Mar 29, 2024
- Employees · 25 to 23Sep 27, 2023 to Mar 29, 2024
- Private funds · 14 to 15Sep 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $985M to $1.4BSep 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $985M to $1.4BSep 27, 2023 to Mar 29, 2024
- RAUM · $985M to $1.4BSep 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $985M to $985MMar 31, 2023 to May 31, 2023
- Pooled vehicle RAUM · $985M to $985MMar 31, 2023 to May 31, 2023
- RAUM · $985M to $985MMar 31, 2023 to May 31, 2023
- Accounts · 10 to 14Aug 11, 2022 to Mar 31, 2023
- Advisory employees · 14 to 22Aug 11, 2022 to Mar 31, 2023
- Pooled vehicle clients · 10 to 14Aug 11, 2022 to Mar 31, 2023
- Private funds · 10 to 14Aug 11, 2022 to Mar 31, 2023
- Discretionary RAUM · $980M to $985MAug 11, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $980M to $985MAug 11, 2022 to Mar 31, 2023
- RAUM · $980M to $985MAug 11, 2022 to Mar 31, 2023
- Accounts · 11 to 10Mar 23, 2021 to Mar 30, 2022
- Pooled vehicle clients · 11 to 10Mar 23, 2021 to Mar 30, 2022
- Employees · 24 to 25Mar 23, 2021 to Mar 30, 2022
- Private funds · 11 to 10Mar 23, 2021 to Mar 30, 2022
- Discretionary RAUM · $839M to $980MMar 23, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $839M to $980MMar 23, 2021 to Mar 30, 2022
- RAUM · $839M to $980MMar 23, 2021 to Mar 30, 2022
- Accounts · 12 to 11Mar 25, 2020 to Mar 23, 2021
- Advisory employees · 15 to 14Mar 25, 2020 to Mar 23, 2021
- Pooled vehicle clients · 12 to 11Mar 25, 2020 to Mar 23, 2021
Signals
9 dated events
- Platte River Equity reported RAUM $1.4B, up 39% from $984.6M (2023-09-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Anthony Steven Emanuelson (Chief Compliance Officer & Vice President Of Finance) no longer on Schedule A of Platte River Equity (listed 2023-09-27, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Hannah Elizabeth Maldin (Chief Compliance Officer & Vice President Of Firm Operations) appeared on Schedule A of Platte River EquityMar 29, 2024 · Control person joined · fact
- Landis James Martin (Chairman) no longer on Schedule A of Platte River Equity (listed 2023-05-31, absent 2023-09-27)Sep 27, 2023 · Control person left · inference
- Adam Mark Brown (Managing Director; Limited Partner) appeared on Schedule A of Platte River EquityMay 31, 2023 · Control person joined · fact
- Anthony Steven Emanuelson (Chief Compliance Officer & Vice President Of Finance) appeared on Schedule A of Platte River EquityAug 11, 2022 · Control person joined · fact
- D'Lynne Derria Banta (Chief Financial Officer, Chief Compliance Officer, Managing Director) no longer on Schedule A of Platte River Equity (listed 2022-03-30, absent 2022-06-21)Jun 21, 2022 · Control person left · inference
- Michael Kristian Whalen (Managing Director; Limited Partner) appeared on Schedule A of Platte River EquityMar 26, 2019 · Control person joined · fact
- Platte River Equity reported RAUM $1.1B, up 48% from $769.2M (2017-04-28 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Platte River Equity · Independent Sponsorsshared crd · capital_provider
- Platte River Equity · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/platte-river-equityreportedpublic record, Form ADV, Sep 17, 2026
- Website
- platteriverequity.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-292-7300reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026