DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Marlin Equity Partners
Asset manager (funds and pooled vehicles)Hermosa Beach, CaliforniaCRD 160672SEC 801-74170websiteIAPD
Legal name Marlin Management Company, LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 29, 2012
RAUM
$9.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
53 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
31
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$9.0B as of Mar 30, 2026
Apr 1, 2013$956M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)70 as of Mar 30, 2026
Apr 1, 201348 then
Private funds31 as of Mar 30, 2026
Apr 1, 20135 then
RAUM +0.5% over the last fiscal year+1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $291MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.9B, 31 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$9.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.9B for 31 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Marlin Equity V, L.P. | Private Equity Fund | $2.2B | 75 | Mar 31, 2017 |
| Marlin Equity V-A, L.P. | Private Equity Fund | $1.3B | 60 | Mar 31, 2017 |
| Marlin Heritage Europe II, L.P. | Private Equity Fund | $947M | 49 | Mar 31, 2021 |
| Marlin Heritage II, L.P. | Private Equity Fund | $631M | 66 | Mar 31, 2017 |
| Marlin Heritage Europe, L.P. | Private Equity Fund | $570M | 34 | Mar 31, 2017 |
| Marlin Strategic Opportunities Fund I, L.P. | Private Equity Fund | $570M | 10 | Mar 31, 2023 |
| Marlin Equity IV, L.P. | Private Equity Fund | $490M | 108 | Dec 20, 2013 |
| Marlin Credit Opportunities Fund, L.P. | Private Equity Fund | $286M | 7 | Mar 31, 2022 |
| Marlin Heritage III, L.P. | Private Equity Fund | $279M | 17 | Mar 31, 2022 |
| Marlin Heritage II-A, L.P. | Private Equity Fund | $235M | 48 | Mar 31, 2017 |
| Marlin IV Cayman Aiv, L.P. | Private Equity Fund | $218M | 108 | Mar 31, 2015 |
| Marlin Heritage III-A, L.P. | Private Equity Fund | $113M | 12 | Mar 31, 2022 |
| Marlin Equity II, L.P. | Private Equity Fund | $99.3M | 24 | Feb 14, 2012 |
| Marlin Heritage, L.P. | Private Equity Fund | $88.1M | 60 | Mar 31, 2014 |
| Marlin Monarch Executive Fund V, L.P. | Private Equity Fund | $56.9M | 2 | Mar 30, 2020 |
| Marlin Heritage Cayman Aiv, L.P. | Private Equity Fund | $51.7M | 60 | Mar 31, 2015 |
| Marlin-Stark Partners, L.P. | Private Equity Fund | $51.1M | 1 | Mar 31, 2022 |
| Marlin Heritage Europe II Executive Fund, L.P. | Private Equity Fund | $34.5M | 35 | Mar 31, 2022 |
| Marlin Equity III, L.P. | Private Equity Fund | $17.8M | 73 | Feb 14, 2012 |
| Marlin Heritage Europe Executive Fund, L.P. | Private Equity Fund | $9.3M | 2 | Mar 30, 2020 |
| Marlin Monarch Heritage II Executive Fund, L.P. | Private Equity Fund | $8.8M | 2 | Mar 30, 2020 |
| Marlin Equity, L.P.no longer reported | Private Equity Fund | $6.4M | 7 | Feb 14, 2012 |
| Marlin Executive Fund V, L.P. | Private Equity Fund | $6.1M | 21 | Mar 31, 2017 |
| Marlin Executive Fund IV, L.P. | Private Equity Fund | $2.6M | 24 | Dec 20, 2013 |
| Marlin Heritage II Executive Fund, L.P. | Private Equity Fund | $2.1M | 21 | Mar 31, 2017 |
| Marlin Heritage Executive Fund, L.P. | Private Equity Fund | $789,483 | 0 | Mar 31, 2015 |
| Marlin Executive Fund II, L.P. | Private Equity Fund | $549,043 | 6 | Mar 29, 2012 |
| Marlin Equity IV Aiv, L.P. | Private Equity Fund | $120,547 | 71 | Mar 31, 2015 |
| Marlin Executive Fund III, L.P. | Private Equity Fund | $42,279 | 6 | Mar 29, 2012 |
| Marlin Heritage Aiv, L.P.no longer reported | Private Equity Fund | $25,000 | 49 | Mar 30, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Alberto David Correa · Chief Compliance Officer And Chief Financial Officercontrolsince 02/2021 · owns less than 5%
- Michael David Mcgovern · Managercontrolsince 06/2005 · owns less than 5%
- Corina Mcgovern · Trusteecontrolsince 04/2004 · owns F of Mcgovern Family Trust
- Michael David Mcgovern · Trusteecontrolsince 04/2004 · owns F of Mcgovern Family Trust
- Michael David Mcgovern · Managing Membercontrolsince 04/2019 · owns 50% to 75% of Marlin Holdings Gp, LLC
Entity owners
- Marlin Holdings, L.P. · Memberdirect · owns 75% or more
- Marlin Feeder, L.P. · Limited Partnerindirect · owns 75% or more of Marlin Holdings, L.P.
- Marlin Holdings Gp, LLC · General Partnerindirect · owns F of Marlin Feeder, L.P.
- Marlin Holdings Gp, LLC · General Partnerindirect · owns F of Marlin Holdings, L.P.
- Mcgovern Family Trust · Memberindirect · owns 50% to 75% of Marlin Holdings Gp, LLC
- Mcgovern Family Trust · Limited Partnerindirect · owns 25% to 50% of Marlin Feeder, L.P.
Related persons
Schedule D 7.A
- Marlin Credit Opportunities Gp, L.P.pooled vehicle sponsorn
- Marlin Equity Partners II, L.P.pooled vehicle sponsorn
- Marlin Equity Partners III, L.P.pooled vehicle sponsorn
- Marlin Equity Partners IV, L.P.pooled vehicle sponsorn
- Marlin Equity Partners Limitedinvestment advisern
- Marlin Equity Partners Sasinvestment advisern
- Marlin Equity Partners V, L.P.pooled vehicle sponsorn
- Marlin Heritage Cayman Aiv Gp, L.P.pooled vehicle sponsorn
- Marlin Heritage Europe III Gp, S.Ar.L.pooled vehicle sponsorn
- Marlin Heritage Europe Partners II, L.P.pooled vehicle sponsorn
- Marlin Heritage Europe Partners, L.P.pooled vehicle sponsorn
- Marlin Heritage Partners II, L.P.pooled vehicle sponsorn
- Marlin Heritage Partners III, L.P.pooled vehicle sponsorn
- Marlin Heritage Partners, L.P.pooled vehicle sponsorn
- Marlin IV Cayman Aiv Gp, L.P.pooled vehicle sponsorn
- Marlin Strategic Opportunities Partners I, L.P.pooled vehicle sponsorn
- Marlin Ultimate Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom22 employees
- Paris, France3 employees
What changed
consecutive filings, newest first
- Accounts · 30 to 31Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 60 to 53Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 30 to 31Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $7.8B to $7.9BMar 28, 2025 to Mar 30, 2026
- Employees · 83 to 70Mar 28, 2025 to Mar 30, 2026
- Private funds · 30 to 31Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $9.0B to $9.0BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $9.0B to $9.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $9.0B to $9.0BMar 28, 2025 to Mar 30, 2026
- Accounts · 28 to 30Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 61 to 60Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 29 to 30Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $7.8B to $7.8BMar 29, 2024 to Mar 28, 2025
- Employees · 75 to 83Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 28, 2025
- Private funds · 28 to 30Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $8.6B to $9.0BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.6B to $9.0BMar 29, 2024 to Mar 28, 2025
- RAUM · $8.6B to $9.0BMar 29, 2024 to Mar 28, 2025
- Advisory employees · 65 to 61Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 28 to 29Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $7.8B to $7.8BMar 31, 2023 to Mar 29, 2024
- Employees · 78 to 75Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $8.7B to $8.6BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $8.7B to $8.6BMar 31, 2023 to Mar 29, 2024
- RAUM · $8.7B to $8.6BMar 31, 2023 to Mar 29, 2024
- Advisory employees · 70 to 65May 11, 2022 to Mar 31, 2023
- Assets in custody · $7.6B to $7.8BMay 11, 2022 to Mar 31, 2023
- Employees · 84 to 78May 11, 2022 to Mar 31, 2023
- Discretionary RAUM · $9.0B to $8.7BMay 11, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $9.0B to $8.7BMay 11, 2022 to Mar 31, 2023
- RAUM · $9.0B to $8.7BMay 11, 2022 to Mar 31, 2023
- Accounts · 24 to 28Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 68 to 70Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 24 to 28Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $5.5B to $7.6BMar 31, 2021 to Mar 31, 2022
- Employees · 83 to 84Mar 31, 2021 to Mar 31, 2022
- Other offices · 1 to 2Mar 31, 2021 to Mar 31, 2022
- Private funds · 24 to 28Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $7.8B to $9.0BMar 31, 2021 to Mar 31, 2022
Signals
4 dated events
- Marlin Equity Partners reported RAUM $7.8B, up 25% from $6.2B (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Alberto David Correa (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of Marlin Equity PartnersMar 31, 2021 · Control person joined · fact
- Friedman Barbara Luzzatto (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of Marlin Equity Partners (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Marlin Equity Partners reported RAUM $6.5B, up 93% from $3.4B (2017-03-31 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Marlin Equity Partners · Independent Sponsorsshared crd · capital_provider
- Marlin Equity Partners · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/MARLIN-EQUITY-PARTNERSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- MARLINEQUITY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-364-0100reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026