DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• I••••••••
Legal name S••••••••• P••••••• L••
Latest filing May 28, 2026
First filing on the tape Feb 13, 2012 · 21 filings
SEC status approved since Mar 30, 2012
RAUM
$5.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$5.4B as of May 28, 2026
Apr 1, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 28, 2026
Apr 1, 20130 then
Employees (5.A)20 as of May 28, 2026
Apr 1, 201320 then
Private funds1 as of May 28, 2026
Apr 1, 20133 then
RAUM -7.0% over the last fiscal year+7.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.6B85%
- Charitable organizations$792M15%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.85 institutional_share=0.15 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• F•••• L••• | Hedge Fund | $5.0B | 115 | Feb 13, 2012 |
| S••••••••• M••••• F••• •••• L•••no longer reported | Hedge Fund | $174M | 9 | Feb 13, 2012 |
| S••••••••• F••• M• L•••no longer reported | Hedge Fund | $154M | 2 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• S•••••••• A•••• · Managing Directorcontrolsince 01/2016 · owns less than 5%
- A••••••• M••••••• C••• · Managing Directorcontrolsince 01/2007 · owns less than 5%
- B••••••• D••••• C••••• · Managing Directorcontrolsince 01/2015 · owns less than 5%
- B••••• K••••••• S•••• · Managing Director And Chief Financial Officercontrolsince 01/2013 · owns less than 5%
- C••••••••• K••••• T••••• · Managing Directorcontrolsince 12/2006 · owns less than 5%
- C•••••••• C••••••• M• · Managing Directorcontrolsince 01/2023 · owns less than 5%
- G••••• M••••••• B•••• · Managing Director, Business Developmentcontrolsince 01/2020 · owns less than 5%
- G••••••••• B••••• L••••• · Managing Directorcontrolsince 01/2018 · owns less than 5%
- H•••••• C••••••••• J••• · Managing Directorcontrolsince 12/2006 · owns less than 5%
- H•••••••• L•••••••• S•••• · Managing Directorcontrolsince 12/2006 · owns less than 5%
- H••••• S••• · Managing Directorcontrolsince 01/2020 · owns less than 5%
- H••••••• E••••••••• L•• · Managing Directorcontrolsince 01/2011 · owns less than 5%
- H•••• J•••••• G• · Managing Directorcontrolsince 01/2022 · owns less than 5%
- J••••••• M••••••• A•••• · Managing Directorcontrolsince 01/2013 · owns less than 5%
- J••••••• J•••••• B• · Managing Directorcontrolsince 01/2022 · owns less than 5%
- J••••• R•••• M••••••• · Managing Directorcontrolsince 12/2006 · owns less than 5%
- L•••• B•••••••• D•••• · Managing Directorcontrolsince 01/2020 · owns less than 5%
- L••••••• J•••••• A••• · Managing Directorcontrolsince 01/2010 · owns less than 5%
- M••••• J•••••••• J••••• · Managing Directorcontrolsince 01/2014 · owns less than 5%
- M••••••••• S••••••• C••••• · Managing Director And General Counselcontrolsince 01/2011 · owns less than 5%
- N••••• J•••••••• D• · Managing Directorcontrolsince 01/2022 · owns less than 5%
- O••••••••• N•• A••••• K•••••••• · Managing Director, Business Development And Investor Relationscontrolsince 01/2022 · owns less than 5%
- P•••••• G•••• J••••• · Managing Directorcontrolsince 01/2013 · owns less than 5%
- P••••• M••••• F•• · Managing Directorcontrolsince 01/2015 · owns less than 5%
- R••••••• H••••• E••••• · Managing Directorcontrolsince 01/2023 · owns less than 5%
- S••••••••• A•••• N•• · Managing Directorcontrolsince 01/2014 · owns less than 5%
- S••••••••• R••••••• A•••••••• · Managing Directorcontrolsince 01/2015 · owns less than 5%
- S••••• R•••••• J••••• · Managing Directorcontrolsince 12/2006 · owns less than 5%
- S••••• S•••••• W•••••• · Managing Directorcontrolsince 01/2018 · owns less than 5%
- T•••••••• T••••• H• · Managing Director And Chief Operating Officercontrolsince 01/2022 · owns less than 5%
Entity owners
- B•••• L••• · Managing Memberdirect · owns 75% or more
- B•••••••• P••••••• H••••••• L•• · General Partnerindirect · owns 75% or more of B•••• L•••
Related persons
Schedule D 7.A
- B•••••••• D• I• C•••••••• G•• L••investment adviserpooled vehicle sponsorn
- B•••••••• P••••••• L••investment adviserbanknRAUM $29B
- D• B•••••••• A••••••••• L•••investment adviserpooled vehicle sponsorn
- E••••• B•••••••• A••••••••• •••• L•••investment adviserpooled vehicle sponsorn
- E••••• B•••••••• A••••••••• G• •••• L•••investment adviserpooled vehicle sponsorn
- E••••• B•••••••• A••••••••• L••investment adviserpooled vehicle sponsorn
- E••••••• B•••••••• A••••••••• L•• S•• R•••investment adviserpooled vehicle sponsorn
- E••••••• B•••••••• A••••••••• L•••investment adviserpooled vehicle sponsorn
- N•••• B•••••••• A••••••••• ••• L••investment adviserpooled vehicle sponsorn
- N•••• B•••••••• A••••••••• L••investment adviserbankpooled vehicle sponsorn
- P•• A••••••••• L••investment adviserpooled vehicle sponsorn
- P••• A••••••••• L••investment adviserpooled vehicle sponsorn
- S•••••• B•••••••• A••••••••• •••• L•••investment adviserpooled vehicle sponsorn
- S•••••• B•••••••• A••••••••• G• •••• L•••investment adviserpooled vehicle sponsorn
- S•••••• B•••••••• A••••••••• L••investment adviserpooled vehicle sponsorn
- S•••• B•••••••• A••••••••• L••investment adviserpooled vehicle sponsorn
- S••••••••• A••••••••• L••investment adviserbankpooled vehicle sponsorn
- T•••• B•••••••• A••••••••• C••••••••• ••• L••pooled vehicle sponsorn
- T•••• B•••••••• A••••••••• C••••••••• L••pooled vehicle sponsorn
- T•••• B•••••••• A••••••••• G• ••• L••investment adviserpooled vehicle sponsorn
- T•••• B•••••••• A••••••••• L••investment adviserbankpooled vehicle sponsorn
Advisers that list S••••••••• I•••••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA3 employees
What changed
consecutive filings, newest first
- Employees · 19 to 20Jun 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $5.8B to $5.4BJun 4, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $5.0B to $4.6BJun 4, 2025 to Mar 30, 2026
- RAUM · $5.8B to $5.4BJun 4, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 4, 2025
- Advisory employees · 20 to 18Mar 29, 2024 to Mar 28, 2025
- Employees · 21 to 19Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.9B to $5.8BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.0B to $5.0BMar 29, 2024 to Mar 28, 2025
- RAUM · $5.9B to $5.8BMar 29, 2024 to Mar 28, 2025
- Advisory employees · 21 to 20Mar 31, 2023 to Mar 29, 2024
- Employees · 22 to 21Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.4B to $5.9BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $3.7B to $5.0BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.4B to $5.9BMar 31, 2023 to Mar 29, 2024
- Advisory employees · 19 to 21Mar 31, 2022 to Mar 31, 2023
- Employees · 20 to 22Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.9B to $4.4BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.2B to $3.7BMar 31, 2022 to Mar 31, 2023
- RAUM · $5.9B to $4.4BMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.3B to $5.9BMar 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $4.7B to $5.2BMar 30, 2021 to Mar 31, 2022
- RAUM · $5.3B to $5.9BMar 30, 2021 to Mar 31, 2022
- Advisory employees · 20 to 19Mar 27, 2020 to Mar 30, 2021
- Employees · 21 to 20Mar 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $3.6B to $5.3BMar 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $3.2B to $4.7BMar 27, 2020 to Mar 30, 2021
- RAUM · $3.6B to $5.3BMar 27, 2020 to Mar 30, 2021
- Employees · 22 to 21Mar 29, 2019 to Mar 27, 2020
- Discretionary RAUM · $2.5B to $3.6BMar 29, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $2.1B to $3.2BMar 29, 2019 to Mar 27, 2020
- RAUM · $2.5B to $3.6BMar 29, 2019 to Mar 27, 2020
- Advisory employees · 17 to 20Mar 30, 2018 to Mar 29, 2019
- Discretionary RAUM · $2.6B to $2.5BMar 30, 2018 to Mar 29, 2019
- Pooled vehicle RAUM · $2.1B to $2.1BMar 30, 2018 to Mar 29, 2019
- RAUM · $2.6B to $2.5BMar 30, 2018 to Mar 29, 2019
- Accounts · 4 to 3Mar 30, 2017 to Mar 30, 2018
- Advisory employees · 16 to 17Mar 30, 2017 to Mar 30, 2018
- Pooled vehicle clients · unset to 2.0Mar 30, 2017 to Mar 30, 2018
- Other offices · unset to 1.0Mar 30, 2017 to Mar 30, 2018
Signals
20 dated events
- S••••••••• I•••••••• reported RAUM $5.9B, up 34% from $4.4B (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- S••••••••• I•••••••• reported RAUM $4.4B, down 25% from $5.9B (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- John Matthew Berner (Managing Director) no longer on Schedule A of S••••••••• I•••••••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- M Candice Corvetti (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2023 · Control person joined · fact
- Christopher Andrew Walker (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2023 · Control person joined · fact
- E••••• H•••• R•••••• (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2023 · Control person joined · fact
- G Justin Hupp (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2022 · Control person joined · fact
- B. Joshua Johnson (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2022 · Control person joined · fact
- D Jonathan Nuger (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2022 · Control person joined · fact
- Koranteng Nii Amaah Ofosu-Amaah (Managing Director, Business Development And Investor Relations) appeared on Schedule A of S••••••••• I••••••••Mar 31, 2022 · Control person joined · fact
- S••••••••• I•••••••• reported RAUM $5.3B, up 47% from $3.6B (2020-03-27 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- John Matthew Berner (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 30, 2021 · Control person joined · fact
- Ying Thomas Kuo (Managing Director) no longer on Schedule A of S••••••••• I•••••••• (listed 2020-03-27, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- S••••••••• I•••••••• reported RAUM $3.6B, up 41% from $2.5B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- David Benjamin Levy (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 27, 2020 · Control person joined · fact
- Saad Hasan (Managing Director) appeared on Schedule A of S••••••••• I••••••••Mar 27, 2020 · Control person joined · fact
- Brian Matthew Gooch (Managing Director, Business Development) appeared on Schedule A of S••••••••• I••••••••Mar 27, 2020 · Control person joined · fact
- Mark Bradley Bloom (Managing Director) no longer on Schedule A of S••••••••• I•••••••• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Keith Richard Lubin (Managing Director) no longer on Schedule A of S••••••••• I•••••••• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Randolph David Peeler (Managing Director) no longer on Schedule A of S••••••••• I•••••••• (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/berkshire-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- berkshirepartners.com/stockbridgereportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (617) 227-0050reportedpublic record, Form ADV, May 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026