DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• • C••••••
Legal name K••••••• • C••• L•••••
Latest filing May 22, 2026
First filing on the tape Feb 14, 2012 · 28 filings
SEC status approved since Mar 30, 2012
RAUM
$17B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
91
60 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
37
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$17B as of May 22, 2026
Apr 1, 2013$3.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 22, 2026
Apr 1, 20130 then
Employees (5.A)91 as of May 22, 2026
Apr 1, 201337 then
Private funds37 as of May 22, 2026
Apr 1, 201322 then
RAUM +0.7% over the last fiscal year+13% a year over threeIARs 0 to 0offices 4 to 3
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $429MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$17B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
48 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• T• I•••••••• I•• L••• | Private Equity Fund | $2.6B | 84 | Mar 27, 2020 |
| K••••••• T• I•••••••• V•••• L••• | Private Equity Fund | $1.5B | 59 | Mar 31, 2017 |
| K••••••• T• I•••••••• X• L••• | Private Equity Fund | $1.5B | 49 | Sep 7, 2022 |
| K••••••• I•••••••• I•• L••• | Private Equity Fund | $1.1B | 80 | Mar 27, 2020 |
| K••••••• I•••••••• V•• C•• L••• | Private Equity Fund | $783M | 18 | Mar 30, 2022 |
| K••••••• I•••••••• I•••• L••• | Private Equity Fund | $739M | 8 | Mar 27, 2020 |
| K••••••• S••• T••••••• L••• | Private Equity Fund | $729M | 2 | Mar 31, 2017 |
| K••••••• I•••••••• V•••••• L••• | Private Equity Fund | $678M | 10 | Mar 31, 2017 |
| K••••••• T• I•••••••• V•• C•• L••• | Private Equity Fund | $651M | 28 | Mar 30, 2022 |
| K••••••• I•••••••• V•••• L••• | Private Equity Fund | $637M | 42 | Mar 31, 2017 |
| K••••••• I•••••••• X• L••• | Private Equity Fund | $587M | 47 | Sep 7, 2022 |
| K••••••• I•••••••• X••• L••• | Private Equity Fund | $507M | 7 | Sep 7, 2022 |
| K••• N••• I••••• I• S••• L•• | Securitized Asset Fund | $486M | 3 | Mar 28, 2024 |
| K••••••• T• I•••••••• V••• L•••no longer reported | Private Equity Fund | $349M | 39 | Feb 14, 2012 |
| K••••••• T• I•••••••• V•••••• L••• | Private Equity Fund | $344M | 14 | Mar 31, 2017 |
| K••••••• T• I•••••••• V••••• L•••no longer reported | Private Equity Fund | $321M | 15 | Feb 14, 2012 |
| K••••••• T• I•••••••• I•••• L••• | Private Equity Fund | $276M | 8 | Mar 27, 2020 |
| K••••••• I•••••••• I•••• L••• | Private Equity Fund | $272M | 2 | Mar 27, 2020 |
| K••••••• I•••••••• V••• L•••no longer reported | Private Equity Fund | $214M | 25 | Feb 14, 2012 |
| K••••••• I•••••••• V•••••• L••• | Private Equity Fund | $195M | 3 | Mar 31, 2017 |
| K••••••• I•••••••• V••••• L•••no longer reported | Private Equity Fund | $127M | 8 | Feb 14, 2012 |
| K••••••• T• I•••••••• V•• L••• | Private Equity Fund | $115M | 58 | Feb 14, 2012 |
| K••••••• I•••••••• V•• L••• | Private Equity Fund | $102M | 44 | Feb 14, 2012 |
| K••••••• P••••••• I•• L••• | Private Equity Fund | $96.3M | 16 | Mar 27, 2020 |
| K••••••• T• I•••••••• X••• L••• | Private Equity Fund | $94.6M | 9 | Sep 7, 2022 |
| K••••••• I•••••••• V••••• L•••no longer reported | Private Equity Fund | $70.7M | 2 | Apr 1, 2013 |
| K••••••• P••••••• V•••• L••• | Private Equity Fund | $52.2M | 12 | Mar 31, 2017 |
| K••••••• P••••••• X• L••• | Private Equity Fund | $44.5M | 13 | Sep 7, 2022 |
| K••• I•••••••• X• L••• | Private Equity Fund | $36.6M | 54 | Sep 7, 2022 |
| K••••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $26.8M | 7 | Feb 14, 2012 |
| K••••••• I•••••••• V• L•••no longer reported | Private Equity Fund | $26.4M | 42 | Feb 14, 2012 |
| K••••••• B•••••• P•••••••• L••• | Private Equity Fund | $25.7M | 2 | Mar 28, 2024 |
| K••••••• P••••••• V••• L•••no longer reported | Private Equity Fund | $22.4M | 11 | Feb 14, 2012 |
| K••• I•••••••• I•• L••• | Private Equity Fund | $20.1M | 40 | Mar 27, 2020 |
| K••••••• T• I•••••••• V• L•••no longer reported | Private Equity Fund | $19.2M | 31 | Feb 14, 2012 |
| K••• I•••••••• V••• L••• | Private Equity Fund | $19.0M | 62 | Feb 14, 2012 |
| K••••••• T• I•••••••• I•• L•••no longer reported | Private Equity Fund | $18.3M | 27 | Feb 14, 2012 |
| K••••••• I•••••••• I•• L•••no longer reported | Private Equity Fund | $15.3M | 30 | Feb 14, 2012 |
| K••• I•••••••• V•••• L••• | Private Equity Fund | $14.6M | 69 | Mar 30, 2018 |
| K••••••• P••••••• V•• L••• | Private Equity Fund | $13.7M | 12 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• C••••••••• W•••••• · Partnercontrolsince 01/2006 · owns less than 5%
- B•••••• E•••• M•••••• · Partner, Credit & Structured Equitycontrolsince 04/2022 · owns less than 5%
- B••••••• A•••••• P••• · Partnercontrolsince 01/2016 · owns less than 5%
- B••••••• J••••••• H•••••• · Partner, Head Of Strategy & Investor Relationscontrolsince 10/2022 · owns less than 5%
- F•••••• J•••• A• · Partnercontrolsince 01/2024 · owns less than 5%
- F••••••• S•••••• P••••• · Managing Partnercontrolsince 01/2006 · owns less than 5%
- G•••••••• D•••••• S•••••• · General Counsel & Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- H••••••• B••••••• · Partnercontrolsince 01/2024 · owns less than 5%
- H••••••••• S••• · Partnercontrolsince 01/2009 · owns less than 5%
- K•••••••• J••••• A••••• · Chairmancontrolsince 01/2007 · owns less than 5%
- M••• B•••••••• J•••• · Partnercontrolsince 01/2011 · owns less than 5%
- M••••••••• S••••• Z•••• · Chief Operating Officercontrolsince 01/2000 · owns less than 5%
- O•••••••• M••••• A•• · Chief Technology Officercontrolsince 01/2023 · owns less than 5%
- R•••••• J••••••••• · Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- R••••••• J•••• E•••••••• · Partnercontrolsince 01/2019 · owns less than 5%
- S•••••• A•••••• E••••• · Partnercontrolsince 01/2024 · owns less than 5%
- W••••• A••••• I• · Partnercontrolsince 01/2014 · owns less than 5%
- W••••••••• E•••• D••••• · Partnercontrolsince 01/2000 · owns less than 5%
- W•••••••• G••••• · Chief Investment Officercontrolsince 08/2010 · owns less than 5%
- Y•• B••••••• · Partnercontrolsince 01/2024 · owns less than 5%
- F••••••• S•••••• P••••• · Membercontrolsince 01/2017 · owns 75% or more of K••••••• M••••••••• G•• L•••••
- F••••••• S•••••• P••••• · Partnercontrolsince 01/2017 · owns 25% to 50% of K••••••• • C••• L•••
Entity owners
- K••••••• • C••• L••• · Memberdirect · owns 75% or more
- K••••••• M••••••••• G•• L••••• · Partnerindirect · owns F of K••••••• • C••• L•••
Related persons
Schedule D 7.A
- K••••••• B•••••• G•• L•••••investment adviserbankpooled vehicle sponsorn
- K••••••• K•• G•• L•••••investment adviserbankpooled vehicle sponsorn
- K••••••• M••••••••• I•• L•••investment adviserbankpooled vehicle sponsorn
- K••••••• M••••••••• V•• C•• L•••••investment adviserpooled vehicle sponsorn
- K••••••• M••••••••• V•••• L•••••investment adviserbankpooled vehicle sponsorn
- K••••••• M••••••••• X• L•••••investment adviserbankpooled vehicle sponsorn
- K••••••• S•• M••••••••• V•••• L•••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Concord, MA2 employees
- Portola Valley, CA1 employees
- Mount Kisco, NY
- New York, NY
What changed
consecutive filings, newest first
- Private funds · 36 to 37Apr 23, 2026 to May 22, 2026
- Accounts · 34 to 40Apr 3, 2025 to Mar 31, 2026
- Advisory employees · 58 to 60Apr 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 34 to 40Apr 3, 2025 to Mar 31, 2026
- Employees · 84 to 91Apr 3, 2025 to Mar 31, 2026
- Other offices · 4 to 3Apr 3, 2025 to Mar 31, 2026
- Private funds · 32 to 36Apr 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $16BApr 3, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $792M to $895MApr 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17B to $17BApr 3, 2025 to Mar 31, 2026
- RAUM · $17B to $17BApr 3, 2025 to Mar 31, 2026
- Accounts · 26 to 34Mar 28, 2024 to Apr 3, 2025
- Advisory employees · 50 to 58Mar 28, 2024 to Apr 3, 2025
- Pooled vehicle clients · 26 to 34Mar 28, 2024 to Apr 3, 2025
- Employees · 85 to 84Mar 28, 2024 to Apr 3, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 3, 2025
- Private funds · 26 to 32Mar 28, 2024 to Apr 3, 2025
- Discretionary RAUM · $13B to $16BMar 28, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $729M to $792MMar 28, 2024 to Apr 3, 2025
- Pooled vehicle RAUM · $14B to $17BMar 28, 2024 to Apr 3, 2025
- RAUM · $14B to $17BMar 28, 2024 to Apr 3, 2025
- Accounts · 30 to 26Apr 24, 2023 to Mar 28, 2024
- Advisory employees · 47 to 50Apr 24, 2023 to Mar 28, 2024
- Pooled vehicle clients · 30 to 26Apr 24, 2023 to Mar 28, 2024
- Employees · 76 to 85Apr 24, 2023 to Mar 28, 2024
- Private funds · 28 to 26Apr 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $11B to $13BApr 24, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $668M to $729MApr 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $12B to $14BApr 24, 2023 to Mar 28, 2024
- RAUM · $12B to $14BApr 24, 2023 to Mar 28, 2024
- Accounts · 32 to 30Sep 7, 2022 to Mar 27, 2023
- Advisory employees · 41 to 47Sep 7, 2022 to Mar 27, 2023
- Advisory activities · 1 to 2Sep 7, 2022 to Mar 27, 2023
- Pooled vehicle clients · 32 to 30Sep 7, 2022 to Mar 27, 2023
- Employees · 62 to 76Sep 7, 2022 to Mar 27, 2023
- Other offices · 3 to 4Sep 7, 2022 to Mar 27, 2023
- Private funds · 34 to 28Sep 7, 2022 to Mar 27, 2023
- Discretionary RAUM · $8.2B to $11BSep 7, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $373M to $668MSep 7, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $8.6B to $12BSep 7, 2022 to Mar 27, 2023
Signals
12 dated events
- A J••• F••••• (Partner) appeared on Schedule A of K••••••• • C••••••Mar 28, 2024 · Control person joined · fact
- B••••••• H•••••• (Partner) appeared on Schedule A of K••••••• • C••••••Mar 28, 2024 · Control person joined · fact
- B••••••• Yu (Partner) appeared on Schedule A of K••••••• • C••••••Mar 28, 2024 · Control person joined · fact
- Ann M•••• O••••••• (Chief Technology Officer) appeared on Schedule A of K••••••• • C••••••Mar 28, 2024 · Control person joined · fact
- E••••• A••••• S••••• (Partner) appeared on Schedule A of K••••••• • C••••••Mar 28, 2024 · Control person joined · fact
- K••••••• • C•••••• reported RAUM $11.8B, up 37% from $8.6B (2022-09-07 to 2023-03-27)Mar 27, 2023 · RAUM change · derived
- H•••••• J•••••• B•••••• (Partner, Head Of Strategy & Investor Relations) appeared on Schedule A of K••••••• • C••••••Mar 27, 2023 · Control person joined · fact
- M•••••• E••• B••••• (Partner, Credit & Structured Equity) appeared on Schedule A of K••••••• • C••••••Mar 27, 2023 · Control person joined · fact
- J••••••••• R••••• (Chief Financial Officer) appeared on Schedule A of K••••••• • C••••••Mar 30, 2022 · Control person joined · fact
- P M••• N•••• (Chief Financial Officer) no longer on Schedule A of K••••••• • C•••••• (listed 2021-08-18, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- E•••••••• J••• R•••••• (Partner) appeared on Schedule A of K••••••• • C••••••Mar 27, 2020 · Control person joined · fact
- K••••••• • C•••••• reported RAUM $6.4B, up 28% from $5.0B (2019-03-28 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- K••••••• • C•••••• · Independent Sponsorsshared crd · capital_provider
- K••••••• • C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kohlberg-&-company/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 914-241-7430reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026