DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 16, 2012 · 32 filings
SEC status approved since Mar 28, 2012
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
150
128 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
8
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$2.4B as of Mar 31, 2026
Mar 28, 2013$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)150 as of Mar 31, 2026
Mar 28, 201342 then
Private funds8 as of Mar 31, 2026
Mar 28, 201310 then
RAUM -32% over the last fiscal year-18% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $304MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.7B, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.7B for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
27 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• C••••• P••••••• V• L•• | Hedge Fund | $1.2B | 35 | Feb 26, 2020 |
| C•••••• C•••••• I•• L••• | Hedge Fund | $683M | 36 | Aug 15, 2016 |
| C•••••• C••••• P••••••• V• ••••••••• M••••• F•••• S••• | Private Equity Fund | $459M | 10 | Feb 26, 2020 |
| C•••••• I••••••••• P••••••• V• L••• | Private Equity Fund | $352M | 56 | Mar 31, 2015 |
| C•••••• I••••••••• P••••••• V••• L••• | Private Equity Fund | $294M | 33 | Mar 31, 2015 |
| C•••••• C••••• P••••••• V• I••••••••• L••• | Hedge Fund | $225M | 13 | Feb 26, 2020 |
| C•••••• I••••••••• P••••••• I•• L••• | Private Equity Fund | $210M | 63 | Feb 16, 2012 |
| C•••••• C•••••• I• I••••••••• L••• | Hedge Fund | $149M | 11 | Aug 15, 2016 |
| C•••••• S•••••••• G••••• F•••• L••• | Private Equity Fund | $106M | 36 | Mar 30, 2018 |
| C•••••• C•••••• I• ••••••••• M••••• F•••• S••• | Private Equity Fund | $93.1M | 3 | Mar 30, 2018 |
| C•••••• C•••••• I••• L••• | Private Equity Fund | $53.9M | 37 | Mar 28, 2014 |
| C•••••• C•••••• I•• L••• | Private Equity Fund | $32.7M | 45 | Feb 16, 2012 |
| C•••••• C•••••• I• I••••••••• •••••••• L•••no longer reported | Private Equity Fund | $29.3M | 11 | Feb 16, 2012 |
| K•• F•••••••• C••• • S••••••••• M•••••• A••••••no longer reported | Private Equity Fund | $24.2M | 1 | Feb 16, 2012 |
| N•••••• E••••• P•••• B••••• L•• • S•••••••• M•••••• A••••••no longer reported | Private Equity Fund | $17.3M | 1 | Feb 16, 2012 |
| C•••••• I••••••••• P••••••• I••• L•••no longer reported | Private Equity Fund | $17.3M | 75 | Feb 16, 2012 |
| C•••••• I••••••••• P••••••• I•••• L••• | Private Equity Fund | $16.4M | 17 | Feb 16, 2012 |
| C•••••• C•••••• I•• I••••••••• L••• | Private Equity Fund | $15.2M | 10 | Mar 28, 2014 |
| C••• I••••••••• L•• | Private Equity Fund | $14.8M | 43 | Feb 26, 2020 |
| C•••••• C•••••• I• I••••••••• L••• | Private Equity Fund | $7.2M | 10 | Mar 30, 2016 |
| C•• I• F•••••• F•••• L••• | Private Equity Fund | $3.0M | 2 | Feb 16, 2012 |
| C•••••• I• I• C••••••••• L••• | Private Equity Fund | $203,000 | 2 | Feb 16, 2012 |
| C•••••• C•••••• I••••••••• L••no longer reported | Private Equity Fund | $33,612 | 0 | Apr 12, 2013 |
| C•••••• I••••••••• P••••••• I••• A••• L•••no longer reported | Private Equity Fund | $31,205 | 16 | Mar 29, 2017 |
| C•••••• C••••••• L••no longer reported | Private Equity Fund | $27,282 | 0 | Feb 16, 2012 |
| C•••••• C•••••• S••• L•••no longer reported | Private Equity Fund | $0 | 0 | Feb 16, 2012 |
| C•••••• I••••••••• P••••••• I•• L••no longer reported | Private Equity Fund | $0 | 0 | Feb 16, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••••• M••••••• L•• · General Counselcontrolsince 11/2016 · owns less than 5%
- C•••••• M••••••• K•••• · Partnercontrolsince 01/2018 · owns less than 5%
- F•••• M••••••• S•••••• · Founder/Ceo/Managing Partnercontrolsince 05/2006 · owns less than 5%
- G••••••• J••••• P•••••• · Partnercontrolsince 05/2013 · owns less than 5%
- L••• D•••••• C•••••• · Partnercontrolsince 12/2011 · owns less than 5%
- M••••••• R••••• J••• · Managing Partnercontrolsince 02/2010 · owns less than 5%
- O••••••••• R•••••• A•••••• · Managing Partnercontrolsince 05/2006 · owns less than 5%
- R•••••••• G••••••• W••••• · Partnercontrolsince 04/2010 · owns less than 5%
- R••••••••• C••••••• M••••• · Chief Compliance Officer/Chief Financial Officercontrolsince 05/2006 · owns less than 5%
- F•••• M••••••• S•••••• · Limited Partnercontrolsince 02/2020 · owns 75% or more of C•••••• M••••••••• H••••••• L•
- F•••• M••••••• S•••••• · Managing Membercontrolsince 09/2009 · owns 75% or more of C•••••• G•••• G•• L••
Entity owners
- C•••••• G•••• H••••••• L• · Managing Memberdirect · owns 75% or more
- C•••••• G•••• G•• L•• · General Partnerindirect · owns F of C•••••• M••••••••• H••••••• L•
- C•••••• M••••••••• H••••••• L• · Limited Partnerindirect · owns 75% or more of C•••••• G•••• H••••••• L•
Related persons
Schedule D 7.A
- C••••••••• C••••• A•••••••• L••investment advisernRAUM $1.7B
- C•••••• C•••••• I• P•••••••• L•••pooled vehicle sponsorn
- C•••••• C•••••• I•• P•••••••• L•••pooled vehicle sponsorn
- C•••••• C•••••• I• P••••••• G•• S•••bankpooled vehicle sponsorn
- C•••••• C•••••• I• P•••••••• L•••bankpooled vehicle sponsorn
- C•••••• C••••• A••••••• ••••••••• L••investment advisern
- C•••••• C••••• A•••••••• L••investment advisernRAUM $9.3B
- C•••••• C••••• M•••••••• L••investment advisernRAUM $957M
- C•••••• C••••• V• G•• L•••bankpooled vehicle sponsorn
- C•••••• C••••• V• P••••••• G•• S•••bankpooled vehicle sponsorn
- C•••••• E••••• A•••••••• L••investment advisern
- C•••••• I• P•••••••• L•••pooled vehicle sponsorn
- C•••••• S• P•••••••• L•••pooled vehicle sponsorn
- C•••••• V• P•••••••• L•••bankpooled vehicle sponsorn
Advisers that list C•••••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL14 employees
- New York, NY3 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $3,576,436,976 to $2,429,529,950 (-32.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 2.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 2.5% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 8Dec 10, 2025 to Mar 31, 2026
- Advisory employees · 101 to 128Dec 10, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 8Dec 10, 2025 to Mar 31, 2026
- Employees · 120 to 150Dec 10, 2025 to Mar 31, 2026
- Other offices · 2 to 3Dec 10, 2025 to Mar 31, 2026
- Private funds · 10 to 8Dec 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.7B to $2.4BDec 10, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.7B to $2.4BDec 10, 2025 to Mar 31, 2026
- RAUM · $2.7B to $2.4BDec 10, 2025 to Mar 31, 2026
- Accounts · 18 to 10Mar 28, 2025 to Dec 10, 2025
- BD registered reps · 0 to 2Mar 28, 2025 to Dec 10, 2025
- Pooled vehicle clients · 18 to 10Mar 28, 2025 to Dec 10, 2025
- Assets in custody · $3.6B to $2.7BMar 28, 2025 to Dec 10, 2025
- Employees · 136 to 120Mar 28, 2025 to Dec 10, 2025
- Private funds · 18 to 10Mar 28, 2025 to Dec 10, 2025
- Discretionary RAUM · $3.6B to $2.7BMar 28, 2025 to Dec 10, 2025
- Pooled vehicle RAUM · $3.6B to $2.7BMar 28, 2025 to Dec 10, 2025
- RAUM · $3.6B to $2.7BMar 28, 2025 to Dec 10, 2025
- Accounts · 19 to 18Oct 25, 2024 to Mar 28, 2025
- Advisory employees · 80 to 101Oct 25, 2024 to Mar 28, 2025
- BD registered reps · 1 to 0Oct 25, 2024 to Mar 28, 2025
- Pooled vehicle clients · 19 to 18Oct 25, 2024 to Mar 28, 2025
- Assets in custody · $4.3B to $3.6BOct 25, 2024 to Mar 28, 2025
- Employees · 111 to 136Oct 25, 2024 to Mar 28, 2025
- Financial planning clients · unset to Oct 25, 2024 to Mar 28, 2025
- Discretionary RAUM · $4.3B to $3.6BOct 25, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $4.3B to $3.6BOct 25, 2024 to Mar 28, 2025
- RAUM · $4.3B to $3.6BOct 25, 2024 to Mar 28, 2025
- Accounts · 18 to 19Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 70 to 80Mar 31, 2023 to Mar 29, 2024
- BD registered reps · 0 to 1Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 18 to 19Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $4.4B to $4.3BMar 31, 2023 to Mar 29, 2024
- Employees · 95 to 111Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.3B to $4.3BMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $4.3B to $4.3BMar 31, 2023 to Mar 29, 2024
- RAUM · $4.3B to $4.3BMar 31, 2023 to Mar 29, 2024
- Accounts · 20 to 18Jan 12, 2023 to Mar 31, 2023
- Advisory employees · 77 to 70Jan 12, 2023 to Mar 31, 2023
- Pooled vehicle clients · 20 to 18Jan 12, 2023 to Mar 31, 2023
Signals
3 dated events
- Lee Russell Bryan (Partner) no longer on Schedule A of C•••••• A••••••• L•• (listed 2023-03-31, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- Brian Thomas Clark (Partner) no longer on Schedule A of C•••••• A••••••• L•• (listed 2022-03-31, absent 2023-01-12)Jan 12, 2023 · Control person left · inference
- David Matthew Gullen (Partner) no longer on Schedule A of C•••••• A••••••• L•• (listed 2021-03-30, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C•••••• A••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••• A••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/manulife-comvest-credit-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 561-727-2000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026