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Former SEC-registered adviser

E•••• R••••••• I••••••••• M•••••••••

Former SEC-registered adviserLondon, CRD 160756SEC 801-74240IAPD
Legal name E••• L••
Latest filing Jun 25, 2018
First filing on the tape Feb 15, 2012 · 10 filings
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$1.5B gross assets
History
10 filings and snapshots on the tape
RAUM$2.6B as of Jun 25, 2018
Jun 25, 2012$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 25, 2018
Jun 5, 20130 then
Employees (5.A)9 as of Jun 25, 2018
Jun 5, 20137 then
Private funds2 as of Jun 25, 2018
Jun 25, 20123 then
RAUM +19% over the last fiscal year+4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 25, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$438MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.7B66%
  • Pension and profit-sharing plans$885M34%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E••••••••• J•••• M••••• P•••••••• I• L••••••Hedge Fund$1.2B14Feb 15, 2012
      E••••••••• J•••• M••••• P•••••••• L••Hedge Fund$341M11Feb 15, 2012
      P• M•••••• F•••• S••••••••• P•••••••• 1•Hedge Fund$214M15Jun 25, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G••••••••• S•••• K•••••••• · Partnercontrol
        since 01/2012 · owns 10% to 25%
      • H••••••• K•••• W•••••• · Partnercontrol
        since 01/2012 · owns 10% to 25%
      • P•••••••• J••••• A•••••• J••• · Partnercontrol
        since 01/2012 · owns 50% to 75%
      • T••••••• I••• W•••••••• · Chief Compliance Officercontrol
        since 01/2012 · owns 5% to 10%
      • G••••••••• S•••• K•••••••• · Shareholdercontrol
        since 08/2011 · owns 25% to 50% of E••• L••••••
      • P•••••••• J••••• A•••••• J••• · Shareholdercontrol
        since 08/2011 · owns 50% to 75% of E••• L••••••
      Entity owners
      • E••• S••••••• L•••••• · Corporate Partner
        direct · owns 75% or more
      • E••• L•••••• · Shareholder
        indirect · owns 75% or more of E••• S••••••• L••••••
      Related persons
      Schedule D 7.A
      • E••• L••••••
        investment adviserbanky
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 6
        Jun 1, 2017 to Jun 25, 2018
      • Advisory activities · 2 to 3
        Jun 1, 2017 to Jun 25, 2018
      • Pooled vehicle clients · unset to 4.0
        Jun 1, 2017 to Jun 25, 2018
      • Employees · 8 to 9
        Jun 1, 2017 to Jun 25, 2018
      • Other offices · unset to 0.0
        Jun 1, 2017 to Jun 25, 2018
      • Private funds · 3 to 2
        Jun 1, 2017 to Jun 25, 2018
      • Discretionary RAUM · $2.2B to $2.6B
        Jun 1, 2017 to Jun 25, 2018
      • Pension RAUM · unset to 885434493.0
        Jun 1, 2017 to Jun 25, 2018
      • Pooled vehicle RAUM · unset to 1743341000.0
        Jun 1, 2017 to Jun 25, 2018
      • RAUM · $2.2B to $2.6B
        Jun 1, 2017 to Jun 25, 2018
      • Discretionary RAUM · $2.4B to $2.2B
        Jun 22, 2016 to Jun 1, 2017
      • RAUM · $2.4B to $2.2B
        Jun 22, 2016 to Jun 1, 2017
      • Discretionary RAUM · $2.3B to $2.4B
        Jun 1, 2015 to Jun 22, 2016
      • RAUM · $2.3B to $2.4B
        Jun 1, 2015 to Jun 22, 2016
      • Accounts · 5 to 6
        Jun 11, 2014 to Jun 1, 2015
      • Discretionary RAUM · $2.0B to $2.3B
        Jun 11, 2014 to Jun 1, 2015
      • RAUM · $2.0B to $2.3B
        Jun 11, 2014 to Jun 1, 2015
      • Advisory employees · 4 to 5
        Jun 12, 2013 to Jun 11, 2014
      • Assets in custody · 456194143.0 to unset
        Jun 12, 2013 to Jun 11, 2014
      • Custody of client assets · true to false
        Jun 12, 2013 to Jun 11, 2014
      • Employees · 7 to 8
        Jun 12, 2013 to Jun 11, 2014
      • Discretionary RAUM · $1.7B to $2.0B
        Jun 12, 2013 to Jun 11, 2014
      • RAUM · $1.7B to $2.0B
        Jun 12, 2013 to Jun 11, 2014
      • Discretionary RAUM · $1.2B to $1.7B
        Jun 5, 2013 to Jun 12, 2013
      • RAUM · $1.2B to $1.7B
        Jun 5, 2013 to Jun 12, 2013
      • Advisory activities · 3 to 2
        Feb 12, 2013 to Jun 5, 2013
      • Assets in custody · unset to 456194143.0
        Feb 12, 2013 to Jun 5, 2013
      • Custody of client assets · false to true
        Feb 12, 2013 to Jun 5, 2013
      • Employees · 5 to 7
        Feb 12, 2013 to Jun 5, 2013
      • Discretionary RAUM · $1.7B to $1.2B
        Feb 12, 2013 to Jun 5, 2013
      • RAUM · $1.7B to $1.2B
        Feb 12, 2013 to Jun 5, 2013
      • Related bank · false to true
        Feb 12, 2013 to Jun 5, 2013
      • Employees · unset to 5.0
        Jun 25, 2012 to Feb 12, 2013
      • Advisory employees · unset to 4.0
        Jun 25, 2012 to Feb 12, 2013
      • BD registered reps · unset to 0.0
        Jun 25, 2012 to Feb 12, 2013
      • State-registered IARs · unset to 0.0
        Jun 25, 2012 to Feb 12, 2013
      • Private funds · 2 to 3
        Feb 15, 2012 to Jun 25, 2012
      • Discretionary RAUM · $1.7B to $1.7B
        Feb 15, 2012 to Jun 25, 2012
      • RAUM · $1.7B to $1.7B
        Feb 15, 2012 to Jun 25, 2012
      • Related adviser · false to true
        Feb 15, 2012 to Jun 25, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026