DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•• C•••••• I•• I•••
Latest filing Mar 17, 2026
First filing on the tape Mar 18, 2014 · 18 filings
SEC status approved since Apr 9, 2014
RAUM
$516M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$516M as of Mar 17, 2026
Mar 26, 2015$237M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 26, 20150 then
Employees (5.A)12 as of Mar 17, 2026
Mar 26, 20158 then
Private funds5 as of Mar 17, 2026
Mar 26, 20152 then
RAUM -8.6% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -8.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$516M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• C•••••• O••••••••• F••• I••• L• | Private Equity Fund | $170M | 71 | Mar 8, 2022 |
| C•• C•••••• O••••••••• F••• I•••••• L• | Private Equity Fund | $60.0M | 4 | Mar 30, 2023 |
| C•• C•••••• O••••••••• F••• I•• L• | Private Equity Fund | $29.3M | 34 | Mar 18, 2014 |
| P•••••• P••••••• S•• I••• L•• | Private Equity Fund | $20.3M | 28 | May 21, 2021 |
| P•••••• P••••••• S•• I•• L•• | Private Equity Fund | $9.9M | 28 | Mar 8, 2022 |
| C•• C•••••• O••••••••• F•••• L•••no longer reported | Private Equity Fund | $4.7M | 28 | Jan 26, 2012 |
| P•••••• P••••••• I••• L•• | Private Equity Fund | $3.1M | 28 | Mar 30, 2023 |
| C•• M•••••••• C•••••• L•no longer reported | Private Equity Fund | $1.5M | 34 | Mar 18, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••• E•••• J• · Partnercontrolsince 04/2023 · owns 25% to 50%
- C•••• S••••• A• · President & Managing Partnercontrolsince 04/2023 · owns 25% to 50%
- D••••••••• E•••• B••••••• · Partnercontrolsince 08/2023 · owns 25% to 50%
- H•••• C•••• W• · Partnercontrolsince 08/2023 · owns 25% to 50%
- M•••••• D••••••• A••• · Chief Compliance Officer, Chief Financial Officercontrolsince 01/2007 · owns less than 5%
Related persons
Schedule D 7.A
- C•• C•••••• O••••••••• P••••••• I••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 5Mar 21, 2025 to Mar 17, 2026
- Advisory employees · 10 to 12Mar 21, 2025 to Mar 17, 2026
- Pooled vehicle clients · 9 to 5Mar 21, 2025 to Mar 17, 2026
- Employees · 10 to 12Mar 21, 2025 to Mar 17, 2026
- Private funds · 9 to 5Mar 21, 2025 to Mar 17, 2026
- Discretionary RAUM · $564M to $516MMar 21, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $564M to $516MMar 21, 2025 to Mar 17, 2026
- RAUM · $564M to $516MMar 21, 2025 to Mar 17, 2026
- Accounts · 6 to 9Mar 25, 2024 to Mar 21, 2025
- Advisory employees · 9 to 10Mar 25, 2024 to Mar 21, 2025
- Pooled vehicle clients · 6 to 9Mar 25, 2024 to Mar 21, 2025
- Employees · 9 to 10Mar 25, 2024 to Mar 21, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 21, 2025
- Private funds · 6 to 9Mar 25, 2024 to Mar 21, 2025
- Discretionary RAUM · $292M to $564MMar 25, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $292M to $564MMar 25, 2024 to Mar 21, 2025
- RAUM · $292M to $564MMar 25, 2024 to Mar 21, 2025
- Discretionary RAUM · $320M to $292MSep 14, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $320M to $292MSep 14, 2023 to Mar 25, 2024
- RAUM · $320M to $292MSep 14, 2023 to Mar 25, 2024
- Accounts · 3 to 6Mar 8, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 6Mar 8, 2022 to Mar 30, 2023
- Private funds · 4 to 6Mar 8, 2022 to Mar 30, 2023
- Discretionary RAUM · $256M to $320MMar 8, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $256M to $320MMar 8, 2022 to Mar 30, 2023
- RAUM · $256M to $320MMar 8, 2022 to Mar 30, 2023
- Accounts · 1 to 3May 21, 2021 to Mar 8, 2022
- Advisory employees · 8 to 9May 21, 2021 to Mar 8, 2022
- Pooled vehicle clients · 1 to 3May 21, 2021 to Mar 8, 2022
- Employees · 8 to 9May 21, 2021 to Mar 8, 2022
- Private funds · 2 to 4May 21, 2021 to Mar 8, 2022
- Discretionary RAUM · $217M to $256MMay 21, 2021 to Mar 8, 2022
- Pooled vehicle RAUM · $217M to $256MMay 21, 2021 to Mar 8, 2022
- RAUM · $217M to $256MMay 21, 2021 to Mar 8, 2022
- Private funds · 1 to 2Mar 15, 2021 to May 21, 2021
- Accounts · 2 to 1Mar 9, 2020 to Mar 15, 2021
- Pooled vehicle clients · 2 to 1Mar 9, 2020 to Mar 15, 2021
- HQ city · INDIANAPOLIS to CARMELMar 9, 2020 to Mar 15, 2021
- Private funds · 2 to 1Mar 9, 2020 to Mar 15, 2021
- Discretionary RAUM · $162M to $217MMar 9, 2020 to Mar 15, 2021
Signals
6 dated events
- C•• C•••••• I•• I••• reported RAUM $564.0M, up 93% from $292.4M (2024-03-25 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- E Scot Swenberg (Partner) no longer on Schedule A of C•• C•••••• I•• I••• (listed 2023-03-30, absent 2023-09-14)Sep 14, 2023 · Control person left · inference
- Benjamin Eric Derheimer (Partner) appeared on Schedule A of C•• C•••••• I•• I•••Sep 14, 2023 · Control person joined · fact
- W Cory Heck (Partner) appeared on Schedule A of C•• C•••••• I•• I•••Sep 14, 2023 · Control person joined · fact
- Charles John Aplin (Chairman And Managing Director, Shareholder) no longer on Schedule A of C•• C•••••• I•• I••• (listed 2019-03-25, absent 2020-03-09)Mar 9, 2020 · Control person left · inference
- C•• C•••••• I•• I••• filed its initial SEC registration (Form ADV)Mar 18, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•• C•••••• I•• I••• · Independent Sponsorsshared crd · capital_provider
- C•• C•••••• I•• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cid-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 317-818-5030reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026