DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

E•• P•••••••• L••

Former SEC-registered adviserDallas, TexasCRD 160778SEC 801-73484IAPD
Latest filing Mar 18, 2019
First filing on the tape Feb 13, 2012 · 13 filings
RAUM
$193M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$136M gross assets
History
13 filings and snapshots on the tape
RAUM$193M as of Mar 13, 2019
Mar 22, 2013$489M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2019
Mar 22, 20130 then
Employees (5.A)7 as of Mar 13, 2019
Mar 22, 201319 then
Private funds8 as of Mar 13, 2019
Mar 22, 20138 then
RAUM -18% over the last fiscal year-15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$21.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-18%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$54.2M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$193M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$54.2M for 2 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      10 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E•• F••• I• H•••••• L•Real Estate Fund$90.6M14Feb 13, 2012
      E•• S•••••••• F••• •••• A•• L•Real Estate Fund$17.9M8Feb 13, 2012
      S•• P••••••• I• L••Private Equity Fund$10.4M19Feb 13, 2012
      E•• G•••••••• I•• L••Real Estate Fund$9.3M12Mar 31, 2016
      E•• V••••• A• R••• L••Real Estate Fund$5.9M3Mar 30, 2017
      E•• V•••• A•••• F•••• L•Real Estate Fund$962,00067Feb 13, 2012
      E•• S•••••••• F••• •••• C•• L•Real Estate Fund$416,0005Feb 13, 2012
      E•••• F••• I• L•••Real Estate Fund$170,00013Feb 13, 2012
      E•• V•••• A•••• F••• ••• E••••••• L•Real Estate Fund$98,0006Feb 13, 2012
      E•• S•••••••• F••• •••• B•• L•no longer reportedReal Estate Fund$01Feb 13, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D••••• W••••••• P•••••• · President And Chief Executive Officer And Chief Compliance Officercontrol
        since 09/2011 · owns less than 5%
      • R•••••• P•••• E••••• · Chairmancontrol
        since 09/2011 · owns less than 5%
      • V•• K•••• M•••• D• L• R•••• · Vice President And G•••••• Counselcontrol
        since 02/2012 · owns less than 5%
      • D••••• W••••••• P•••••• · Board Membercontrol
        since 02/2010 · owns F of E•• H•••••••• L••
      • K••••••• H••••••• L••• · Board Membercontrol
        since 02/2010 · owns F of E•• H•••••••• L••
      • M•••••••• M•••••• H•••••• · Membercontrol
        since 02/2010 · owns F of E•• H•••••••• L••
      • R•••••• P•••• E••••• · Board Membercontrol
        since 02/2010 · owns F of E•• H•••••••• L••
      • V•• K•••• M•••• D• L• R•••• · Board Membercontrol
        since 12/2013 · owns F of E•• H•••••••• L••
      Entity owners
      • E•• H•••••••• L•• · Member
        direct · owns 75% or more
      • C••••••••• C••••••• I••• · Member
        indirect · owns 25% to 50% of E•• H•••••••• L••
      • C••••••••• I••••••••• S•••••••• I••• · Shareholder
        indirect · owns 75% or more of S•••••• E••••• A•••••••• I•••
      • S•••••• E••••••••• I••• · Shareholder
        indirect · owns 75% or more of C••••••••• I••••••••• S•••••••• I•••
      • S•••••• E••••••••• I••• E••• · Shareholder
        indirect · owns 75% or more of S•••••• E••••••••• I•••
      • S•••••• E••••• A•••••••• I••• · Shareholder
        indirect · owns 75% or more of C••••••••• Capital Inc.
      Related persons
      Schedule D 7.A
      • E•• G•••••• P•••••• I•• L••
        pooled vehicle sponsory
      • E•• G•••••• P•••••• I••• L••
        pooled vehicle sponsory
      • E•• G•••••• P••••••• L•
        pooled vehicle sponsory
      • E•••••• G•••••••• I• H•••••••• L••
        pooled vehicle sponsory
      • E•••••• V••••• A• R•• H•••••••• L••
        pooled vehicle sponsory
      Advisers that list E•• P•••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 9
        Mar 29, 2018 to Mar 13, 2019
      • Advisory employees · 7 to 6
        Mar 29, 2018 to Mar 13, 2019
      • Pooled vehicle clients · 10 to 9
        Mar 29, 2018 to Mar 13, 2019
      • Assets in custody · $54.2M to $54.2M
        Mar 29, 2018 to Mar 13, 2019
      • Employees · 9 to 7
        Mar 29, 2018 to Mar 13, 2019
      • Private funds · 9 to 8
        Mar 29, 2018 to Mar 13, 2019
      • Discretionary RAUM · $235M to $193M
        Mar 29, 2018 to Mar 13, 2019
      • Pooled vehicle RAUM · $235M to $193M
        Mar 29, 2018 to Mar 13, 2019
      • RAUM · $235M to $193M
        Mar 29, 2018 to Mar 13, 2019
      • Advisory employees · 8 to 7
        Mar 30, 2017 to Mar 29, 2018
      • Charity clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Corporate clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • HNW clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Individual clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle clients · unset to 10.0
        Mar 30, 2017 to Mar 29, 2018
      • Assets in custody · $54.7M to $54.2M
        Mar 30, 2017 to Mar 29, 2018
      • Employees · 10 to 9
        Mar 30, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 30, 2017 to Mar 29, 2018
      • Discretionary RAUM · $275M to $235M
        Mar 30, 2017 to Mar 29, 2018
      • Pooled vehicle RAUM · unset to 234650000.0
        Mar 30, 2017 to Mar 29, 2018
      • RAUM · $275M to $235M
        Mar 30, 2017 to Mar 29, 2018
      • Accounts · 9 to 10
        Jan 3, 2017 to Mar 30, 2017
      • Advisory employees · 9 to 8
        Jan 3, 2017 to Mar 30, 2017
      • Assets in custody · $55.6M to $54.7M
        Jan 3, 2017 to Mar 30, 2017
      • Employees · 11 to 10
        Jan 3, 2017 to Mar 30, 2017
      • Private funds · 8 to 9
        Jan 3, 2017 to Mar 30, 2017
      • Discretionary RAUM · $311M to $275M
        Jan 3, 2017 to Mar 30, 2017
      • RAUM · $311M to $275M
        Jan 3, 2017 to Mar 30, 2017
      • Accounts · 8 to 9
        Mar 31, 2015 to Mar 31, 2016
      • Advisory employees · 12 to 9
        Mar 31, 2015 to Mar 31, 2016
      • Assets in custody · $56.6M to $55.6M
        Mar 31, 2015 to Mar 31, 2016
      • Employees · 14 to 11
        Mar 31, 2015 to Mar 31, 2016
      • Private funds · 7 to 8
        Mar 31, 2015 to Mar 31, 2016
      • Discretionary RAUM · $393M to $311M
        Mar 31, 2015 to Mar 31, 2016
      • RAUM · $393M to $311M
        Mar 31, 2015 to Mar 31, 2016
      • Advisory employees · 13 to 12
        Mar 31, 2014 to Mar 31, 2015
      • Assets in custody · $61.7M to $56.6M
        Mar 31, 2014 to Mar 31, 2015
      • Employees · 15 to 14
        Mar 31, 2014 to Mar 31, 2015
      • Private funds · 8 to 7
        Mar 31, 2014 to Mar 31, 2015
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      E•• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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