DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J• A•••• M••••••••• L••
Latest filing Mar 20, 2026
First filing on the tape Jun 27, 2013 · 23 filings
SEC status approved since Jul 5, 2013
RAUM
$477M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$477M as of Mar 20, 2026
Mar 25, 2014$372M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2026
Mar 25, 20140 then
Employees (5.A)6 as of Mar 20, 2026
Mar 25, 20143 then
Private funds4 as of Mar 20, 2026
Mar 25, 20145 then
RAUM +21% over the last fiscal year-5.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $119MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$477M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J• P•••••••• L• | Hedge Fund | $299M | 86 | Feb 13, 2012 |
| J• O••••••••• M••••• F••• L•• | Hedge Fund | $120M | 236 | Mar 29, 2016 |
| J• O••••••••• F••• L••no longer reported | Hedge Fund | $31.2M | 50 | Mar 25, 2014 |
| J• S••••• I••••••••• L• | Hedge Fund | $21.3M | 82 | Feb 13, 2012 |
| J• D••••••• I• L•no longer reported | Private Equity Fund | $15.4M | 36 | Feb 13, 2012 |
| J• G••••• F•••• L•• | Hedge Fund | $8.0M | 47 | Mar 25, 2020 |
| J• D••••••• I• L•no longer reported | Private Equity Fund | $4.6M | 58 | Mar 25, 2014 |
| I•••••• W••••••• F•••• L•• | Hedge Fund | $2.0M | 23 | Mar 25, 2020 |
Owners and control persons
Schedule A and B, latest filing
- W•••• J••••• G•••••• · Managing Membercontrolsince 01/2003 · owns 75% or more
- K••••••••• J••••• E••• · Cfosince 01/2006 · owns less than 5%
- P•••••• B•••••••• D••• · Controller, Chief Compliance Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
- J• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 24, 2025 to Mar 20, 2026
- Pooled vehicle clients · 5 to 4Mar 24, 2025 to Mar 20, 2026
- Employees · 7 to 6Mar 24, 2025 to Mar 20, 2026
- Private funds · 5 to 4Mar 24, 2025 to Mar 20, 2026
- Discretionary RAUM · $394M to $477MMar 24, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $394M to $477MMar 24, 2025 to Mar 20, 2026
- RAUM · $394M to $477MMar 24, 2025 to Mar 20, 2026
- Accounts · 7 to 5Mar 22, 2024 to Mar 24, 2025
- Pooled vehicle clients · 7 to 5Mar 22, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Mar 22, 2024 to Mar 24, 2025
- HQ city · unset to Mar 22, 2024 to Mar 24, 2025
- HQ state · unset to Mar 22, 2024 to Mar 24, 2025
- Discretionary RAUM · $450M to $394MMar 22, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $450M to $394MMar 22, 2024 to Mar 24, 2025
- RAUM · $450M to $394MMar 22, 2024 to Mar 24, 2025
- Advisory employees · 4 to 3Mar 28, 2023 to Mar 22, 2024
- Employees · 8 to 7Mar 28, 2023 to Mar 22, 2024
- Discretionary RAUM · $568M to $450MMar 28, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $568M to $450MMar 28, 2023 to Mar 22, 2024
- RAUM · $568M to $450MMar 28, 2023 to Mar 22, 2024
- Employees · 9 to 8Mar 30, 2022 to Mar 28, 2023
- Discretionary RAUM · $1.2B to $568MMar 30, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $1.2B to $568MMar 30, 2022 to Mar 28, 2023
- RAUM · $1.2B to $568MMar 30, 2022 to Mar 28, 2023
- Accounts · 9 to 7Mar 31, 2021 to Mar 30, 2022
- Pooled vehicle clients · 9 to 7Mar 31, 2021 to Mar 30, 2022
- Employees · 6 to 9Mar 31, 2021 to Mar 30, 2022
- Private funds · 7 to 5Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.6B to $1.2BMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $1.6B to $1.2BMar 31, 2021 to Mar 30, 2022
- RAUM · $1.6B to $1.2BMar 31, 2021 to Mar 30, 2022
- HQ city · NEW YORK to unsetMay 7, 2020 to Mar 31, 2021
- HQ state · NY to unsetMay 7, 2020 to Mar 31, 2021
- Discretionary RAUM · $817M to $1.6BMay 7, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $817M to $1.6BMay 7, 2020 to Mar 31, 2021
- RAUM · $817M to $1.6BMay 7, 2020 to Mar 31, 2021
- Discretionary RAUM · $811M to $817MMar 25, 2020 to May 7, 2020
- Pooled vehicle RAUM · $811M to $817MMar 25, 2020 to May 7, 2020
- RAUM · $811M to $817MMar 25, 2020 to May 7, 2020
- Accounts · 7 to 9Jun 10, 2019 to Mar 25, 2020
Signals
5 dated events
- J• A•••• M••••••••• L•• reported RAUM $568.4M, down 51% from $1.2B (2022-03-30 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- J• A•••• M••••••••• L•• reported RAUM $1.2B, down 29% from $1.6B (2021-03-31 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- J• A•••• M••••••••• L•• reported RAUM $1.6B, up 101% from $817.0M (2020-05-07 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- J• A•••• M••••••••• L•• reported RAUM $860.8M, up 26% from $682.7M (2017-09-29 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
- J• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J• A•••• M••••••••• L•• · Private Equityshared crd · organization
- J• A•••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- j••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-446-5362reportedpublic record, Form ADV, Mar 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026