DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
1••• L••• P•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 26 filings
SEC status approved since Feb 28, 2012
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
27 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
26
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$3.8B as of Mar 31, 2026
Mar 25, 2013$458M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 25, 20130 then
Employees (5.A)46 as of Mar 31, 2026
Mar 25, 201312 then
Private funds26 as of Mar 31, 2026
Mar 25, 20135 then
RAUM +1.3% over the last fiscal year+2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $144MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.8B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.8B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
40 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• L••• P••••••• V• L••• | Private Equity Fund | $833M | 87 | Mar 28, 2019 |
| C••••• L••• P••••••• I•• L••• | Private Equity Fund | $525M | 48 | Mar 30, 2016 |
| C••••• L••• C••••• P••••••• I••• L• | Private Equity Fund | $299M | 28 | Mar 31, 2022 |
| C•• W•• C••••••••• L••• | Private Equity Fund | $291M | 12 | Mar 31, 2022 |
| C••••• L••• P••••••• I••• L• | Private Equity Fund | $236M | 23 | Feb 14, 2012 |
| C••••• L••• C••••• P••••••• I•••• L••• | Private Equity Fund | $233M | 11 | Mar 30, 2020 |
| C•• C••••••••• O••••••• 2•••• L•• | Private Equity Fund | $233M | 17 | Mar 28, 2019 |
| C••••• L••• P••••••• M••••• C••••• F••• I•• L••• | Private Equity Fund | $222M | 37 | Mar 30, 2018 |
| C•• S••••• O••••••••• H•• L••• | Private Equity Fund | $209M | 14 | Mar 30, 2023 |
| C•• S••••• O••••••••• L• | Private Equity Fund | $143M | 12 | Mar 30, 2021 |
| C•• R••••• S••••••• C••••••••• L•• | Private Equity Fund | $137M | 12 | Mar 30, 2018 |
| C••••• L••• P••••••• M••••• C••••• F••• I•••• L••• | Private Equity Fund | $106M | 10 | Mar 28, 2019 |
| C••••• L••• S•••••••• P•••••••• L• | Private Equity Fund | $77.8M | 3 | Mar 31, 2022 |
| C••••• L••• P••••••• V••• L•• | Private Equity Fund | $77.2M | 19 | Mar 30, 2021 |
| C•• C•• L•• | Private Equity Fund | $49.6M | 4 | Mar 30, 2021 |
| C•• D••••• L• H•••••••• L• | Private Equity Fund | $42.1M | 2 | Mar 30, 2023 |
| C•• I• C••••••••• L•• | Private Equity Fund | $31.6M | 3 | Mar 28, 2019 |
| C•• 2•••• L• | Private Equity Fund | $30.3M | 6 | Mar 25, 2013 |
| C••••• L••• C••••• P••••••• I•• L•••no longer reported | Private Equity Fund | $25.0M | 37 | Mar 30, 2018 |
| C•• Z••••••• C••••••••• L••• | Private Equity Fund | $17.0M | 4 | Mar 31, 2022 |
| C•• M••••••• C•••••••• L• | Private Equity Fund | $10.5M | 6 | Mar 30, 2024 |
| Z• I• C•• I•• P•••••••• L•• | Private Equity Fund | $6.9M | 2 | Mar 31, 2022 |
| C•• S• C••••••••• I•• L•• | Private Equity Fund | $5.9M | 1 | Mar 31, 2017 |
| C•• S• C••••••••• I• L•• | Private Equity Fund | $5.9M | 1 | Mar 31, 2017 |
| C••••• L••• C••••• P••••••• I•••• L•••no longer reported | Private Equity Fund | $4.8M | 4 | Mar 28, 2019 |
| C•• P• C••••••••• P•••••••• L••no longer reported | Private Equity Fund | $632,392 | 14 | Mar 31, 2015 |
| Z• P•••••• E••••• F••• I• L• | Private Equity Fund | $433,560 | 11 | Feb 14, 2012 |
| Z• P•••••• E••••• F••• I•• L• | Private Equity Fund | $375,110 | 11 | Feb 14, 2012 |
| C•• 2••••• L•no longer reported | Private Equity Fund | $299,700 | 32 | Mar 31, 2015 |
| C••••• L••• T•••• C••••••••• P•••••••• L••no longer reported | Private Equity Fund | $159,800 | 9 | Mar 31, 2017 |
| 1••• L••• F•••••• C•• L••no longer reported | Private Equity Fund | $81,500 | 10 | Feb 14, 2012 |
| C•• 2••••••• L•• •••• C•••••no longer reported | Private Equity Fund | $33,000 | 43 | Mar 31, 2015 |
| C•• 2•••••• L•• •••••• C•••••no longer reported | Private Equity Fund | $14,400 | 15 | Mar 31, 2015 |
| C•• 2•••••• L•• ••••• C•••••no longer reported | Private Equity Fund | $8,700 | 16 | Mar 31, 2015 |
| C•• 2••••• L• •••• C•••••no longer reported | Private Equity Fund | $1,100 | 39 | Mar 31, 2015 |
| C•• 2••••••• L•• ••••• C•••••no longer reported | Private Equity Fund | $0 | 18 | Mar 31, 2015 |
| C•• 2••••••• L•• •••• C•••••no longer reported | Private Equity Fund | $0 | 43 | Mar 31, 2015 |
| Z• E•• L••no longer reported | Private Equity Fund | $0 | 5 | Mar 31, 2017 |
| C•• 2••••••• L•• •••••• C•••••no longer reported | Private Equity Fund | $0 | 16 | Mar 31, 2015 |
| C•• 2••••••• L•• •••• C•••••no longer reported | Private Equity Fund | $0 | 4 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- E••••• K••••••• S•••• · Chief Financial Offciercontrolsince 03/2023 · owns less than 5%
- H••••• M••••••• F•••••• · Chief Compliance Officercontrolsince 02/2019 · owns less than 5%
- M•••••••• U••••••• T•••••• · Limited Partnercontrolsince 12/2016 · owns 50% to 75%
- M•••••• Q••••• D••••••••• · Limited Partnercontrolsince 12/2016 · owns 25% to 50%
Related persons
Schedule D 7.A
- C••••• L••• C••••• P••••••• I• G•• L••pooled vehicle sponsory
- C••••• L••• C••••• P••••••• I••• G•• L••pooled vehicle sponsory
- C••••• L••• C••••• P••••••• I••• G•• L••pooled vehicle sponsory
- C••••• L••• C••••• P••••••• I•• G•• L••pooled vehicle sponsory
- C••••• L••• P••••••• I•• G•• L••pooled vehicle sponsory
- C••••• L••• P••••••• I• G•• L••pooled vehicle sponsory
- C••••• L••• P••••••• V• G•• L••pooled vehicle sponsory
- C••••• L••• P•••••••• L••pooled vehicle sponsory
- C••••• L••• S•••••••• P••••••• G•• L••pooled vehicle sponsory
- C•• 2••• G•• L••pooled vehicle sponsory
- C•• M••••••• C•••••••• G•• L••pooled vehicle sponsory
- C•• S••••• O••••••••• G•• L••pooled vehicle sponsory
- C•• S••••• O••••••••• I• G•• L••pooled vehicle sponsory
- C•• W•• C•••••••• G•• L••pooled vehicle sponsory
- Q•• P••••••• L••pooled vehicle sponsory
- Z• P•••••• E••••• F••• I• G•• L••pooled vehicle sponsory
- Z• P•••••• E••••• F••• I• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 21 to 27Feb 6, 2026 to Mar 31, 2026
- Assets in custody · $3.7B to $3.8BFeb 6, 2026 to Mar 31, 2026
- Employees · 44 to 46Feb 6, 2026 to Mar 31, 2026
- Private funds · 24 to 26Feb 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $3.7B to $3.8BFeb 6, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $3.7B to $3.8BFeb 6, 2026 to Mar 31, 2026
- RAUM · $3.7B to $3.8BFeb 6, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 30, 2025 to May 27, 2025
- Accounts · 27 to 26Mar 30, 2024 to Mar 30, 2025
- Advisory employees · 23 to 21Mar 30, 2024 to Mar 30, 2025
- Pooled vehicle clients · 27 to 26Mar 30, 2024 to Mar 30, 2025
- Assets in custody · $0 to $3.7BMar 30, 2024 to Mar 30, 2025
- Employees · 48 to 44Mar 30, 2024 to Mar 30, 2025
- Private funds · 25 to 24Mar 30, 2024 to Mar 30, 2025
- Discretionary RAUM · $3.6B to $3.7BMar 30, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · $3.6B to $3.7BMar 30, 2024 to Mar 30, 2025
- RAUM · $3.6B to $3.7BMar 30, 2024 to Mar 30, 2025
- Accounts · 26 to 27Mar 30, 2023 to Mar 30, 2024
- Advisory employees · 26 to 23Mar 30, 2023 to Mar 30, 2024
- Pooled vehicle clients · 26 to 27Mar 30, 2023 to Mar 30, 2024
- Employees · 36 to 48Mar 30, 2023 to Mar 30, 2024
- Private funds · 24 to 25Mar 30, 2023 to Mar 30, 2024
- Discretionary RAUM · $3.5B to $3.6BMar 30, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $3.5B to $3.6BMar 30, 2023 to Mar 30, 2024
- RAUM · $3.5B to $3.6BMar 30, 2023 to Mar 30, 2024
- Accounts · 24 to 26Apr 29, 2022 to Mar 30, 2023
- Advisory employees · 27 to 26Apr 29, 2022 to Mar 30, 2023
- Pooled vehicle clients · 24 to 26Apr 29, 2022 to Mar 30, 2023
- Employees · 35 to 36Apr 29, 2022 to Mar 30, 2023
- Private funds · 22 to 24Apr 29, 2022 to Mar 30, 2023
- Discretionary RAUM · $3.0B to $3.5BApr 29, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $3.0B to $3.5BApr 29, 2022 to Mar 30, 2023
- RAUM · $3.0B to $3.5BApr 29, 2022 to Mar 30, 2023
- Accounts · 19 to 24Apr 23, 2021 to Mar 31, 2022
- Advisory employees · 24 to 27Apr 23, 2021 to Mar 31, 2022
- Pooled vehicle clients · 19 to 24Apr 23, 2021 to Mar 31, 2022
- Employees · 29 to 35Apr 23, 2021 to Mar 31, 2022
- Private funds · 17 to 22Apr 23, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.4B to $3.0BApr 23, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $2.4B to $3.0BApr 23, 2021 to Mar 31, 2022
Signals
8 dated events
- Scott Kenneth Eagle (Chief Financial Offcier) appeared on Schedule A of 1••• L••• P•••••••• L•Mar 30, 2024 · Control person joined · fact
- Rui Gao (Chief Financial Officer) no longer on Schedule A of 1••• L••• P•••••••• L• (listed 2023-03-30, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- 1••• L••• P•••••••• L• reported RAUM $3.0B, up 25% from $2.4B (2021-04-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Rui Gao (Chief Financial Officer) appeared on Schedule A of 1••• L••• P•••••••• L•Mar 30, 2020 · Control person joined · fact
- 1••• L••• P•••••••• L• reported RAUM $2.2B, up 52% from $1.5B (2019-11-25 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Nmi Suzette Del Giudice (Chief Compliance Officer) no longer on Schedule A of 1••• L••• P•••••••• L• (listed 2018-03-31, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- 1••• L••• P•••••••• L• reported RAUM $1.5B, up 61% from $899.5M (2018-03-31 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- Francis Michael Hogan (Chief Compliance Officer) appeared on Schedule A of 1••• L••• P•••••••• L•Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- 1••• L••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- 1••• L••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C•••••L•••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-843-0710reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026