DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
E•••••••• S••••••••• E••••• A•• M••••••••
Legal name S••• M••••••••• C••• L••
Latest filing Mar 31, 2017
First filing on the tape Feb 9, 2012 · 10 filings
RAUM
$31.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$165M gross assets
History
10 filings and snapshots on the tape
RAUM$31.0M as of Mar 31, 2017
Mar 28, 2013$120M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Mar 28, 20130 then
Employees (5.A)6 as of Mar 31, 2017
Mar 28, 20134 then
Private funds2 as of Mar 31, 2017
Mar 28, 20131 then
RAUM -72% over the last fiscal year-30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2017; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $31.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -72%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T••• W••• C•••••• P••••••• F••• I••• L• | Other Private Fund | $161M | 57 | Mar 26, 2021 |
| T••• W••• C•••••• P••••••• F••• I•• L• | Other Private Fund | $90.2M | 54 | Mar 30, 2016 |
| T••• W••• C•••••• P••••••• F••• I• L• | Private Equity Fund | $895,738 | 34 | Feb 9, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• I•••• G••••• · Elected Manager, Member And Management Committee Membercontrolsince 01/2012 · owns 25% to 50%
- H•••••• B••••• M• · Elected Manager, Member And Management Committee Membercontrolsince 01/2011 · owns 10% to 25%
- N••••• M•••• N•• · Elected Manager And Membercontrolsince 01/2012 · owns 10% to 25%
- W••••••• S•••••• R••••• · Elected Manager, Member, Management Committee Member And Chief Compliance Officercontrolsince 01/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
- E•••••••• C••••••investment advisernRAUM $1.9B
- T••• W••• C•••••• P••••••• G• I• L••pooled vehicle sponsorn
- T••• W••• C•••••• P••••••• G• I•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA
What changed
consecutive filings, newest first
- Accounts · 2 to 1Oct 10, 2016 to Mar 31, 2017
- Advisory employees · 4 to 6Oct 10, 2016 to Mar 31, 2017
- Employees · 4 to 6Oct 10, 2016 to Mar 31, 2017
- Discretionary RAUM · $110M to $31.0MOct 10, 2016 to Mar 31, 2017
- RAUM · $110M to $31.0MOct 10, 2016 to Mar 31, 2017
- Accounts · 1 to 2Mar 30, 2015 to Mar 30, 2016
- Private funds · 1 to 2Mar 30, 2015 to Mar 30, 2016
- Discretionary RAUM · $79.9M to $110MMar 30, 2015 to Mar 30, 2016
- RAUM · $79.9M to $110MMar 30, 2015 to Mar 30, 2016
- Discretionary RAUM · $91.8M to $79.9MMar 28, 2014 to Mar 30, 2015
- RAUM · $91.8M to $79.9MMar 28, 2014 to Mar 30, 2015
- Discretionary RAUM · $120M to $91.8MMar 28, 2013 to Mar 28, 2014
- RAUM · $120M to $91.8MMar 28, 2013 to Mar 28, 2014
- Advisory employees · unset to 4.0Feb 17, 2012 to Mar 28, 2013
- BD registered reps · unset to 0.0Feb 17, 2012 to Mar 28, 2013
- Assets in custody · unset to 0.0Feb 17, 2012 to Mar 28, 2013
- Employees · unset to 4.0Feb 17, 2012 to Mar 28, 2013
- State-registered IARs · unset to 0.0Feb 17, 2012 to Mar 28, 2013
- Discretionary RAUM · $115M to $120MFeb 17, 2012 to Mar 28, 2013
- RAUM · $115M to $120MFeb 17, 2012 to Mar 28, 2013
- Business name · E•••••••• S••• to E•••••••• S••••••••• E••••• A•• M••••••••Feb 9, 2012 to Feb 17, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- True West Management Company, LLC · Independent Sponsorsshared crd · capital_provider
- True West Management Company, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/T•••-W•••-CAPITAL-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- T•••W•••CP.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026