DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

O•••••• A•••••••• L••

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 160851SEC 801-73661website IAPD

Latest filing Mar 30, 2026

First filing on the tape Feb 14, 2012 · 20 filings

SEC status approved since Mar 6, 2012

RAUM

$9.2B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

22 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

20 filings and snapshots on the tape

RAUM$9.2B as of Mar 30, 2026

Mar 21, 2013$2.2B then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 21, 20130 then

Employees (5.A)24 as of Mar 30, 2026

Mar 21, 201316 then

Private funds12 as of Mar 30, 2026

Mar 21, 20136 then

RAUM +27% over the last fiscal year+3.3% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $770MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +27%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $9.2B, 12 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$9.2B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 12reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $9.2B for 12 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

14 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
O•••••• G••••• F••• V••• L•••	Private Equity Fund	$4.4B	59	Mar 28, 2018
O•••••• G••••• F••• V•• L•••	Private Equity Fund	$1.7B	65	Mar 13, 2014
O•••••• G••••• F••• V•• P•••••••• L•••	Private Equity Fund	$1.7B	33	Mar 28, 2018
I• A••••••••• L••	Private Equity Fund	$146M	6	Mar 28, 2024
O•••••• G••••• F••• V• L•••	Private Equity Fund	$102M	46	Feb 14, 2012
M•• C••••••••• A••••••••• L••	Private Equity Fund	$94.6M	18	Mar 28, 2024
E••••••• C••••••••• F• A••••••••• L••	Private Equity Fund	$78.9M	9	Mar 29, 2023
H••••• A••••••••• L••	Private Equity Fund	$71.5M	4	Mar 29, 2023
O•••••• 1••• W••• C••••••••• F•••• L•••no longer reported	Private Equity Fund	$50.9M	2	Feb 14, 2012
E••••••• C••••••••• P••••••• L••	Private Equity Fund	$48.6M	4	Mar 29, 2023
O•••••• G••••• F••• I•• L•••no longer reported	Private Equity Fund	$10.7M	52	Feb 14, 2012
O•••••• G••••• F••• I••• L•••no longer reported	Private Equity Fund	$2.5M	35	Feb 14, 2012
O•••••• E•••••••• F••• I•• L•••no longer reported	Private Equity Fund	$2.2M	16	Feb 14, 2012
O•••••• E•••••••• F•••• L•••no longer reported	Private Equity Fund	$85,608	22	Feb 14, 2012

Owners and control persons

Schedule A and B, latest filing

B••••••••• M••• · Managing Partnercontrol
since 05/2021 · owns less than 5%
C•••••••• L•••• D•••• · Managing Partnercontrol
since 12/2022 · owns less than 5%
C•••••• J••••• A••• · Managing Partnercontrol
since 04/2016 · owns less than 5%
M••••••••• L••••• J••• · Managing Partnercontrol
since 12/2012 · owns less than 5%
M•••••• R•••••• S•••• · Managing Member & Managing Partnercontrol
since 09/2009 · owns less than 5%
V••••• J••••• D••••• · Chief Financial Officer, Chief Compliance Officercontrol
since 06/2016 · owns less than 5%
M•••••• R•••••• S•••• · Trusteecontrol
since 01/1996 · owns F of R••••• S• M••••• R•••••••• T•••• U•••• J•••••• 2• 1•••

Entity owners

R••••• S• M••••• R•••••••• T•••• U•••• J•••••• 2• 1••• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

O•• V• L••
pooled vehicle sponsorn
O•• V•• L••
pooled vehicle sponsorn
O•• V••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 11 to 12
Mar 28, 2025 to Mar 30, 2026
Advisory employees · 20 to 22
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle clients · 11 to 12
Mar 28, 2025 to Mar 30, 2026
Assets in custody · $7.3B to $9.2B
Mar 28, 2025 to Mar 30, 2026
Employees · 22 to 24
Mar 28, 2025 to Mar 30, 2026
Private funds · 11 to 12
Mar 28, 2025 to Mar 30, 2026
Discretionary RAUM · $7.3B to $9.2B
Mar 28, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $7.3B to $9.2B
Mar 28, 2025 to Mar 30, 2026
RAUM · $7.3B to $9.2B
Mar 28, 2025 to Mar 30, 2026
Accounts · 9 to 11
Apr 30, 2024 to Mar 28, 2025
Pooled vehicle clients · 9 to 11
Apr 30, 2024 to Mar 28, 2025
Assets in custody · $8.3B to $7.3B
Apr 30, 2024 to Mar 28, 2025
Employees · 23 to 22
Apr 30, 2024 to Mar 28, 2025
Financial planning clients · unset to
Apr 30, 2024 to Mar 28, 2025
Private funds · 9 to 11
Apr 30, 2024 to Mar 28, 2025
Discretionary RAUM · $8.3B to $7.3B
Apr 30, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $8.3B to $7.3B
Apr 30, 2024 to Mar 28, 2025
RAUM · $8.3B to $7.3B
Apr 30, 2024 to Mar 28, 2025
Accounts · 7 to 9
Apr 28, 2023 to Mar 28, 2024
Pooled vehicle clients · 7 to 9
Apr 28, 2023 to Mar 28, 2024
Assets in custody · $6.9B to $8.3B
Apr 28, 2023 to Mar 28, 2024
Employees · 20 to 23
Apr 28, 2023 to Mar 28, 2024
Private funds · 7 to 9
Apr 28, 2023 to Mar 28, 2024
Discretionary RAUM · $8.4B to $8.3B
Apr 28, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $8.4B to $8.3B
Apr 28, 2023 to Mar 28, 2024
RAUM · $8.4B to $8.3B
Apr 28, 2023 to Mar 28, 2024
Assets in custody · $6.9B to $6.9B
Mar 29, 2023 to Apr 28, 2023
Discretionary RAUM · $8.4B to $8.4B
Mar 29, 2023 to Apr 28, 2023
Pooled vehicle RAUM · $8.4B to $8.4B
Mar 29, 2023 to Apr 28, 2023
RAUM · $8.4B to $8.4B
Mar 29, 2023 to Apr 28, 2023
Accounts · 4 to 7
Mar 31, 2022 to Mar 29, 2023
Advisory employees · 18 to 20
Mar 31, 2022 to Mar 29, 2023
Pooled vehicle clients · 4 to 7
Mar 31, 2022 to Mar 29, 2023
Assets in custody · $4.5B to $6.9B
Mar 31, 2022 to Mar 29, 2023
Employees · 19 to 20
Mar 31, 2022 to Mar 29, 2023
Private funds · 4 to 7
Mar 31, 2022 to Mar 29, 2023
Discretionary RAUM · $6.5B to $8.4B
Mar 31, 2022 to Mar 29, 2023
Pooled vehicle RAUM · $6.5B to $8.4B
Mar 31, 2022 to Mar 29, 2023
RAUM · $6.5B to $8.4B
Mar 31, 2022 to Mar 29, 2023
Advisory employees · 17 to 18
Mar 29, 2021 to Mar 31, 2022

Signals

6 dated events

O•••••• A•••••••• L•• reported RAUM $9.2B, up 27% from $7.3B (2025-03-28 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
O•••••• A•••••••• L•• reported RAUM $8.4B, up 28% from $6.5B (2022-03-31 to 2023-03-29)
Mar 29, 2023 · RAUM change · derived
David Luis Cardenas (Managing Partner) appeared on Schedule A of O•••••• A•••••••• L••
Mar 29, 2023 · Control person joined · fact
Manu Bettegowda (Managing Partner) appeared on Schedule A of O•••••• A•••••••• L••
Mar 31, 2022 · Control person joined · fact
S Robert Morris (Trustee) no longer on Schedule A of O•••••• A•••••••• L•• (listed 2018-03-28, absent 2019-03-26)
Mar 26, 2019 · Control person left · inference
O•••••• A•••••••• L•• reported RAUM $7.3B, up 64% from $4.5B (2017-03-31 to 2018-03-28)
Mar 28, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

O•••••• A•••••••• L•• · Independent Sponsors
shared crd · capital_provider
O•••••• A•••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Firm profile: LINKEDIN.COM/COMPANY/O••••••-PARTNERSreportedpublic record, Form ADV, Sep 18, 2026
Website: O••••••PARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 203-353-5900reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026