DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A•••••• C•••••• L••

Former SEC-registered adviserLondon, CRD 160895SEC 801-76797IAPD
Latest filing Jan 4, 2022
First filing on the tape Jun 8, 2012 · 15 filings
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$1.5B gross assets
History
15 filings and snapshots on the tape
RAUM$4.8B as of Jun 21, 2021
Jun 7, 2013$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 21, 2021
Jun 7, 20130 then
Employees (5.A)21 as of Jun 21, 2021
Jun 7, 201320 then
Private funds2 as of Jun 21, 2021
Jun 7, 20133 then
RAUM +41% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 4, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$432MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
48%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+41%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.5B52%
  • State and municipal entities$1.6B34%
  • Sovereign wealth funds$680M14%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
11reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••••• E••••• M••••• F•••Hedge Fund$1.2B113Jun 7, 2013
      T•• A•••••• E••••• F•••no longer reportedHedge Fund$590M99Mar 22, 2012
      A•••••• E••••• L••• O••• M••••• F••• L••••••Hedge Fund$318M34May 19, 2014
      A•••••• E••••••• E••••• F•••no longer reportedHedge Fund$159M15Mar 22, 2012
      A•••••• E••••• P•••••••• L•••no longer reportedHedge Fund$96.0M18Mar 22, 2012
      A•••••• E••••••• E••••• P•••••••• L•••no longer reportedHedge Fund$20.7M4Mar 22, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• D••••••• J••••••• · Chief Financial Officer & Chief Compliance Officercontrol
        since 05/2015 · owns less than 5%
      • J•••• R•••••••• D••••• · Chief Executivecontrol
        since 09/2004 · owns less than 5%
      • J•••••• M•••••• J••••••• · Chief Executivecontrol
        since 09/2004 · owns less than 5%
      • T••••• N•••••••• R•••••• · Chief Operating Officercontrol
        since 03/2015 · owns less than 5%
      • J•••• R•••••••• D••••• · Shareholdercontrol
        since 09/1997 · owns 50% to 75% of A•••••• C•••••• M••••••••• L••
      Entity owners
      • A•••••• C•••••• M••••••••• L•• · Corporate Partner / L•••••• Partner
        direct · owns 75% or more
      • A••••••• T••••••• L•••••• · Trustee
        indirect · owns F of T•• J••••• T••••
      • T•• J••••• T•••• · Shareholder
        indirect · owns 50% to 75% of A•••••• C•••••• M••••••••• L••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 10 to 11
        Jun 26, 2020 to Jun 21, 2021
      • Advisory employees · 10 to 11
        Jun 26, 2020 to Jun 21, 2021
      • Pooled vehicle clients · 6 to 7
        Jun 26, 2020 to Jun 21, 2021
      • Employees · 20 to 21
        Jun 26, 2020 to Jun 21, 2021
      • Discretionary RAUM · $3.4B to $4.8B
        Jun 26, 2020 to Jun 21, 2021
      • Pooled vehicle RAUM · $1.9B to $2.5B
        Jun 26, 2020 to Jun 21, 2021
      • RAUM · $3.4B to $4.8B
        Jun 26, 2020 to Jun 21, 2021
      • Accounts · 8 to 10
        Jun 26, 2019 to Jun 26, 2020
      • Advisory employees · 11 to 10
        Jun 26, 2019 to Jun 26, 2020
      • Employees · 21 to 20
        Jun 26, 2019 to Jun 26, 2020
      • Discretionary RAUM · $3.3B to $3.4B
        Jun 26, 2019 to Jun 26, 2020
      • Pooled vehicle RAUM · $2.1B to $1.9B
        Jun 26, 2019 to Jun 26, 2020
      • RAUM · $3.3B to $3.4B
        Jun 26, 2019 to Jun 26, 2020
      • Advisory employees · 10 to 11
        Jun 28, 2018 to Jun 26, 2019
      • Pooled vehicle clients · 5 to 6
        Jun 28, 2018 to Jun 26, 2019
      • Discretionary RAUM · $3.4B to $3.3B
        Jun 28, 2018 to Jun 26, 2019
      • Pooled vehicle RAUM · $2.3B to $2.1B
        Jun 28, 2018 to Jun 26, 2019
      • RAUM · $3.4B to $3.3B
        Jun 28, 2018 to Jun 26, 2019
      • Advisory employees · 11 to 10
        Jun 26, 2017 to Jun 28, 2018
      • Pooled vehicle clients · unset to 5.0
        Jun 26, 2017 to Jun 28, 2018
      • Other offices · unset to 0.0
        Jun 26, 2017 to Jun 28, 2018
      • Discretionary RAUM · $3.9B to $3.4B
        Jun 26, 2017 to Jun 28, 2018
      • Pooled vehicle RAUM · unset to 2286343670.0
        Jun 26, 2017 to Jun 28, 2018
      • RAUM · $3.9B to $3.4B
        Jun 26, 2017 to Jun 28, 2018
      • Discretionary RAUM · $4.6B to $3.9B
        Jun 28, 2016 to Jun 26, 2017
      • RAUM · $4.6B to $3.9B
        Jun 28, 2016 to Jun 26, 2017
      • Accounts · 7 to 8
        Sep 25, 2015 to Jun 28, 2016
      • Advisory activities · 1 to 2
        Sep 25, 2015 to Jun 28, 2016
      • Discretionary RAUM · $4.1B to $4.6B
        Sep 25, 2015 to Jun 28, 2016
      • RAUM · $4.1B to $4.6B
        Sep 25, 2015 to Jun 28, 2016
      • Accounts · 6 to 7
        Jul 28, 2014 to May 27, 2015
      • Employees · 20 to 21
        Jul 28, 2014 to May 27, 2015
      • Private funds · 4 to 2
        Jul 28, 2014 to May 27, 2015
      • Discretionary RAUM · $2.6B to $4.1B
        Jul 28, 2014 to May 27, 2015
      • RAUM · $2.6B to $4.1B
        Jul 28, 2014 to May 27, 2015
      • Advisory activities · 2 to 1
        May 19, 2014 to Jul 3, 2014
      • Discretionary RAUM · $1.7B to $2.6B
        May 19, 2014 to Jul 3, 2014
      • RAUM · $1.7B to $2.6B
        May 19, 2014 to Jul 3, 2014
      • Private funds · 3 to 4
        Jun 7, 2013 to May 19, 2014
      • Advisory employees · unset to 11.0
        Jun 12, 2012 to Jun 7, 2013
      Signals
      2 dated events
      • A•••••• C•••••• L•• reported RAUM $4.8B, up 41% from $3.4B (2020-06-26 to 2021-06-21)
        Jun 21, 2021 · RAUM change · derived
      • A•••••• C•••••• L•• filed its initial SEC registration (Form ADV)
        Jun 8, 2012 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026