DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• M••••••••• A••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 35 filings
SEC status approved since Mar 30, 2012
RAUM
$2.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
37
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
48
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$2.5B as of Mar 31, 2026
Mar 28, 2013$241M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)37 as of Mar 31, 2026
Mar 28, 201311 then
Private funds48 as of Mar 31, 2026
Mar 28, 201311 then
RAUM +3.1% over the last fiscal year+2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $54.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.5B, 46 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 46reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.5B for 46 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
55 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• C•••••• P••••••• I••• L••• | Private Equity Fund | $386M | 74 | Mar 29, 2018 |
| T•• C•••••• P••••••• I•• L••• | Private Equity Fund | $322M | 84 | Mar 28, 2014 |
| T•• C•••••• P••••••• I•••• ••••••••• L••• | Private Equity Fund | $310M | 18 | Mar 29, 2018 |
| T•• S•••• C•• P••••••• I•• L••• | Private Equity Fund | $202M | 65 | Mar 29, 2019 |
| T•• C•••••• P••••••• I••• ••••••••• L••• | Private Equity Fund | $196M | 13 | Mar 28, 2014 |
| T•• G•••• H•••••••• L••• | Private Equity Fund | $172M | 2 | Jan 2, 2020 |
| T•• C•••••• P••••••• I•• L••• | Private Equity Fund | $132M | 37 | Mar 29, 2024 |
| T•• S•••• C•• P••••••• I• L••• | Private Equity Fund | $116M | 80 | Mar 31, 2015 |
| T•• R••••• A••••••••• L••• | Private Equity Fund | $106M | 9 | Mar 31, 2022 |
| T•• G•••• I••••••••• L••• | Private Equity Fund | $82.2M | 2 | Jan 2, 2020 |
| T•• C•••••• P••••••• I• S• ••••• L••• | Private Equity Fund | $64.5M | 83 | Mar 28, 2014 |
| S•••••••• C••••• A••••• L••• | Private Equity Fund | $42.5M | 79 | Mar 30, 2016 |
| P•••••• I••••••••• L•• | Private Equity Fund | $38.8M | 9 | Mar 30, 2017 |
| S•••••••• C••••• A••••• L••• | Private Equity Fund | $35.8M | 18 | Mar 30, 2016 |
| S••• I••••••••• H•••••••• L••• | Private Equity Fund | $29.4M | 12 | Mar 31, 2022 |
| T•• S•••• C•• P••••••• I•• ••••••••• L••• | Private Equity Fund | $27.1M | 7 | Mar 31, 2015 |
| S••••• P••• C••••••••• H•••••••• L•• | Private Equity Fund | $24.2M | 8 | Mar 30, 2023 |
| F•••• M••••••••• C••••••••• H•••••••• L•• | Private Equity Fund | $19.0M | 9 | Mar 31, 2022 |
| D•••• G•••• I••••••••• H•••••••• L••no longer reported | Private Equity Fund | $13.8M | 32 | Mar 28, 2013 |
| S• I••••••••• V••••••• L•• | Private Equity Fund | $12.0M | 6 | Mar 28, 2014 |
| S••• I••••••••• L•• | Private Equity Fund | $11.1M | 10 | Mar 28, 2014 |
| K•••••• B•••••• C••••••••• L•• | Private Equity Fund | $10.3M | 6 | Mar 31, 2022 |
| B••• B••• F•••••• L•• | Private Equity Fund | $9.9M | 7 | Mar 30, 2020 |
| F••••••••• C••••••••• H•••••••• L•• | Private Equity Fund | $9.3M | 7 | Mar 31, 2022 |
| T•• B••• H•••••••• L•• | Private Equity Fund | $7.4M | 3 | Mar 29, 2019 |
| T•• C•••••• P••••••• I• ••••• L•• | Private Equity Fund | $7.0M | 23 | Mar 31, 2021 |
| T• I••••••••• V••••••• L••no longer reported | Private Equity Fund | $5.2M | 7 | Mar 28, 2014 |
| T•• P••••••• H•••••••• L•• | Private Equity Fund | $4.9M | 2 | Mar 29, 2019 |
| T•• C•••••• P••••••• I• T• ••••• L•••no longer reported | Private Equity Fund | $4.9M | 83 | Mar 28, 2014 |
| I• I••••••••• H•••••••• L•• | Private Equity Fund | $3.9M | 6 | Mar 31, 2022 |
| T•• L•••• H•••••• L•• | Private Equity Fund | $3.9M | 4 | Mar 31, 2022 |
| Q• T•• B•••••• A••••••••• C•• L•• | Private Equity Fund | $3.7M | 6 | Mar 30, 2020 |
| T•• B••• I••••••••• L•• | Private Equity Fund | $3.4M | 3 | Mar 31, 2021 |
| T•• S•••• C•• P••••••• I••• ••••••••• L••• | Private Equity Fund | $3.3M | 6 | Mar 29, 2019 |
| T•• I••••••••• L••no longer reported | Private Equity Fund | $3.1M | 7 | Mar 28, 2013 |
| T•• C•••••• P••••••• I• D•• ••••• L•••no longer reported | Private Equity Fund | $2.7M | 83 | Feb 14, 2012 |
| T•• C•••••• P••••••• I• S• ••••••••• L••• | Private Equity Fund | $2.2M | 11 | Mar 28, 2014 |
| F•• I••••••••• H•••••••• L•• | Private Equity Fund | $1.9M | 11 | Mar 30, 2016 |
| T•• C•••••• P••••••• I• L••• | Private Equity Fund | $1.7M | 83 | Feb 14, 2012 |
| H•••• I••••••• H••••••• G••••• L•• | Private Equity Fund | $1.1M | 10 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- D••••• P•••• N••••••• · Member, T•• M••••••••• A••••••••• L••controlsince 01/2018 · owns less than 5%
- D••••••• E•••• T••••• · Chief Compliance Officercontrolsince 08/2022 · owns less than 5%
- G••••••• D•••••• H••••• · Member, T•• M••••••••• A••••••••• L••controlsince 01/2010 · owns less than 5%
- G••••• V•••••••• M•••••• · Member, T•• M••••••••• A••••••••• L••controlsince 07/2007 · owns less than 5%
- H••••••• J•••• · Chief Financial Officercontrolsince 05/2024 · owns less than 5%
- K•••• S•••••• L••• · Managing Member, T•• M••••••••• A••••••••• L••controlsince 03/2007 · owns 75% or more
Related persons
Schedule D 7.A
- S•••••••• C••••• G• ••••• L•••pooled vehicle sponsorn
- S•••••••• C••••• U•• ••••• L••pooled vehicle sponsorn
- T•• C•••••• P••••••• G• I• L••bankpooled vehicle sponsorn
- T•• C•••••• P••••••• G• I•• L•••bankpooled vehicle sponsorn
- T•• C•••••• P••••••• G• I••• L•••bankpooled vehicle sponsorn
- T•• C•••••• P••••••• G• I•• L•••bankpooled vehicle sponsorn
- T•• G•••• H••••••• G•• L••pooled vehicle sponsorn
- T•• G•••• I••••••••• G•• L•••pooled vehicle sponsorn
- T•• S•••• C•• P••••••• G• I• L•••bankpooled vehicle sponsorn
- T•• S•••• C•• P••••••• G• I•• L•••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 43 to 37Oct 15, 2025 to Mar 31, 2026
- Advisory employees · 43 to 28Oct 15, 2025 to Mar 31, 2026
- Assets in custody · $2.5B to $2.5BOct 15, 2025 to Mar 31, 2026
- Private funds · 46 to 48Oct 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.4B to $2.5BOct 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.4B to $2.5BOct 15, 2025 to Mar 31, 2026
- RAUM · $2.4B to $2.5BOct 15, 2025 to Mar 31, 2026
- Financial planning clients · unset to May 27, 2025 to Jun 23, 2025
- Accounts · 41 to 46Sep 13, 2024 to Apr 21, 2025
- Advisory employees · 50 to 43Sep 13, 2024 to Apr 21, 2025
- Pooled vehicle clients · 41 to 46Sep 13, 2024 to Apr 21, 2025
- Assets in custody · $2.1B to $2.5BSep 13, 2024 to Apr 21, 2025
- Employees · 50 to 43Sep 13, 2024 to Apr 21, 2025
- Private funds · 41 to 46Sep 13, 2024 to Apr 21, 2025
- Discretionary RAUM · $2.4B to $2.4BSep 13, 2024 to Apr 21, 2025
- Pooled vehicle RAUM · $2.4B to $2.4BSep 13, 2024 to Apr 21, 2025
- RAUM · $2.4B to $2.4BSep 13, 2024 to Apr 21, 2025
- Accounts · 40 to 41Sep 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 40 to 41Sep 28, 2023 to Mar 29, 2024
- Assets in custody · $2.1B to $2.1BSep 28, 2023 to Mar 29, 2024
- Private funds · 40 to 41Sep 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $2.3B to $2.4BSep 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $2.3B to $2.4BSep 28, 2023 to Mar 29, 2024
- RAUM · $2.3B to $2.4BSep 28, 2023 to Mar 29, 2024
- Accounts · 44 to 40Sep 9, 2022 to Mar 30, 2023
- Advisory employees · 43 to 50Sep 9, 2022 to Mar 30, 2023
- Pooled vehicle clients · 44 to 40Sep 9, 2022 to Mar 30, 2023
- Assets in custody · $2.1B to $2.1BSep 9, 2022 to Mar 30, 2023
- Employees · 49 to 50Sep 9, 2022 to Mar 30, 2023
- Private funds · 44 to 40Sep 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $2.4B to $2.3BSep 9, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $2.4B to $2.3BSep 9, 2022 to Mar 30, 2023
- RAUM · $2.4B to $2.3BSep 9, 2022 to Mar 30, 2023
- Accounts · 37 to 44Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 39 to 43Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 37 to 44Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $1.4B to $2.1BMar 31, 2021 to Mar 31, 2022
- Employees · 43 to 49Mar 31, 2021 to Mar 31, 2022
- Private funds · 37 to 44Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.1B to $2.4BMar 31, 2021 to Mar 31, 2022
Signals
8 dated events
- Lynn Heather Fraser (Chief Financial Officer, Managing Director) no longer on Schedule A of T•• M••••••••• A••••••••• L•• (listed 2024-03-29, absent 2024-05-06)May 6, 2024 · Control person left · inference
- James Hoffman (Chief Financial Officer) appeared on Schedule A of T•• M••••••••• A••••••••• L••May 6, 2024 · Control person joined · fact
- Thomas Eric Difiore (Chief Compliance Officer) appeared on Schedule A of T•• M••••••••• A••••••••• L••Sep 9, 2022 · Control person joined · fact
- Rachel Sheera Michael (Chief Financial Officer, Chief Administrative Officer) no longer on Schedule A of T•• M••••••••• A••••••••• L•• (listed 2022-03-31, absent 2022-08-03)Aug 3, 2022 · Control person left · inference
- Rebecca Tiffany Shatzkes (Chief Compliance Officer) no longer on Schedule A of T•• M••••••••• A••••••••• L•• (listed 2022-03-31, absent 2022-08-03)Aug 3, 2022 · Control person left · inference
- Lynn Heather Fraser (Chief Financial Officer, Chief Compliance Officer, Managing Director) appeared on Schedule A of T•• M••••••••• A••••••••• L••Aug 3, 2022 · Control person joined · fact
- Nicholas Paul Davis (Member) appeared on Schedule A of T•• M••••••••• A••••••••• L••Mar 29, 2019 · Control person joined · fact
- T•• M••••••••• A••••••••• L•• reported RAUM $1.5B, up 65% from $917.2M (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- T•• M••••••••• A••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•• M••••••••• A••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/tzp-group/mycompanyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- tzpgroup.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-398-0300reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026