DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Goldman Sachs Realty Management, LLC
Latest filing Sep 7, 2016
First filing on the tape Feb 14, 2012 · 19 filings
RAUM
$11B
reported, Item 5.F
Discretionary
0.1%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
87
81 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$11B as of Mar 30, 2016
Apr 1, 2013$24B then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 30, 2016
Apr 1, 20130 then
Employees (5.A)87 as of Mar 30, 2016
Apr 1, 201385 then
Private funds: no history
RAUM -32% over the last fiscal year-23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Sep 7, 2016; every figure names its basis
- RAUM per advisor
- $5.5BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $71.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.1%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 43.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 152reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- fixed, hourly, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mcloone Thomas Dowling · Chief Executive Officercontrolsince 02/2012 · owns less than 5%
- Ly Kieu Frisby · Chief Compliance Officercontrolsince 08/2012 · owns less than 5%
- Patrick John Gajdica · Chief Financial Officer And Chief Administrative Officercontrolsince 09/2014 · owns less than 5%
- Neil Timothy Johnson · Chief Legal Officercontrolsince 08/2012 · owns less than 5%
- Paul Gregory Minson · Chief Operating Officercontrolsince 09/2014 · owns less than 5%
Entity owners
- The Goldman Sachs Group, Inc. · Managing Member (Previously Limited Partner)direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- Beijing Goldman Sachs Consulting Co., Ltd.investment advisern
- Bridge Street Opportunity Advisors, L.L.C.pooled vehicle sponsorn
- Exchange Place Advisors LLCpooled vehicle sponsorn
- Goldman Sachs (Singapore) Pte.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs Asset Management, L.P.investment adviserbankpooled vehicle sponsorLP sponsornRAUM $2649B
- Goldman Sachs Gestion, S.A.investment advisern
- Goldman Sachs Internationalbroker-dealerinvestment advisercustodiann
- Goldman Sachs Paris Inc. Et Ciebroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs Real Estate Advisors Germany Gmbhpooled vehicle sponsorn
- Goldman Sachs Real Estate Advisors, L.L.C.pooled vehicle sponsorn
- Goldman Sachs Realty Asia Pacific Pte. Ltdinvestment advisery
- Goldman Sachs Realty Japan Ltdinvestment advisery
- Goldman Sachs Realty Management Europe Gmbhinvestment advisery
- Goldman Sachs Realty Management Gmbhinvestment advisery
- Goldman Sachs & Co. LLCbroker-dealerinvestment adviserbanktrust companycustodiannRAUM $134B
- Gs Fund Holdings, L.L.C.pooled vehicle sponsorn
- Gs Lux Management Services S.A. R.L.pooled vehicle sponsorn
- Gs Real Estate Mezzanine Partners (Treaty) Gp, Ltd.pooled vehicle sponsorn
- Gs Real Estate Mezzanine Partners (U.S.) Gp, L.L.C.pooled vehicle sponsorn
- K.K. Minato Saiken Kaishuinvestment advisery
- U.S. Real Property Income Fund Advisors, LLCpooled vehicle sponsorn
- Wh Advisors, L.L.C. 2005pooled vehicle sponsorn
- Wh Advisors, L.L.C. 2007pooled vehicle sponsorn
- Wh International (Lux Investor) Advisors, L.L.C. 2008pooled vehicle sponsorn
- Wh International Advisors, L.L.C. 2008pooled vehicle sponsorn
- Wh Parallel Advisors, L.L.C. 2007pooled vehicle sponsorn
- Whitehall Street Employee Funds 2007 Gp, L.L.C.pooled vehicle sponsorn
Advisers that list Goldman Sachs Realty Management, LLC as a related person
- 282984 n
Offices
Schedule D 1.F, the 25 largest
- Washington, DC
What changed
consecutive filings, newest first
- Accounts · 157 to 152Mar 24, 2016 to Mar 30, 2016
- Advisory employees · 78 to 81Mar 24, 2016 to Mar 30, 2016
- Business name · GOLDMAN SACHS REALTY MANAGEMENT, L.L.C. to GOLDMAN SACHS REALTY MANAGEMENT, LLCMar 24, 2016 to Mar 30, 2016
- Employees · 83 to 87Mar 24, 2016 to Mar 30, 2016
- Legal name · GOLDMAN SACHS REALTY MANAGEMENT, L.L.C. to GOLDMAN SACHS REALTY MANAGEMENT, LLCMar 24, 2016 to Mar 30, 2016
- Discretionary RAUM · $469M to $7.3MMar 24, 2016 to Mar 30, 2016
- Non-discretionary RAUM · $16B to $11BMar 24, 2016 to Mar 30, 2016
- RAUM · $16B to $11BMar 24, 2016 to Mar 30, 2016
- Business name · GOLDMAN SACHS REALTY MANAGEMENT, L.P. to GOLDMAN SACHS REALTY MANAGEMENT, L.L.C.Feb 26, 2016 to Mar 24, 2016
- Legal name · GOLDMAN SACHS REALTY MANAGEMENT, L.P. to GOLDMAN SACHS REALTY MANAGEMENT, L.L.C.Feb 26, 2016 to Mar 24, 2016
- Organization form · Limited Partnership to Limited Liability CompanyMar 31, 2015 to Feb 26, 2016
- Accounts · 118 to 157Sep 19, 2014 to Mar 31, 2015
- Advisory employees · 80 to 78Sep 19, 2014 to Mar 31, 2015
- Employees · 85 to 83Sep 19, 2014 to Mar 31, 2015
- Discretionary RAUM · $888M to $469MSep 19, 2014 to Mar 31, 2015
- Non-discretionary RAUM · $24B to $16BSep 19, 2014 to Mar 31, 2015
- RAUM · $25B to $16BSep 19, 2014 to Mar 31, 2015
- Accounts · 131 to 118Feb 5, 2014 to Mar 31, 2014
- Advisory employees · 79 to 80Feb 5, 2014 to Mar 31, 2014
- BD registered reps · 1 to 0Feb 5, 2014 to Mar 31, 2014
- State-registered IARs · 1 to 2Feb 5, 2014 to Mar 31, 2014
- Discretionary RAUM · $1.3B to $888MFeb 5, 2014 to Mar 31, 2014
- Non-discretionary RAUM · $23B to $24BFeb 5, 2014 to Mar 31, 2014
- RAUM · $24B to $25BFeb 5, 2014 to Mar 31, 2014
- Business name · ARCHON GROUP, L.P. to GOLDMAN SACHS REALTY MANAGEMENT, L.P.Apr 1, 2013 to Apr 4, 2013
- State-registered IARs · 0 to 1Apr 1, 2013 to Apr 4, 2013
- Legal name · ARCHON GROUP, L.P. to GOLDMAN SACHS REALTY MANAGEMENT, L.P.Apr 1, 2013 to Apr 4, 2013
- Accounts · 20 to 131Aug 6, 2012 to Apr 1, 2013
- Advisory employees · unset to 79.0Aug 6, 2012 to Apr 1, 2013
- BD registered reps · unset to 1.0Aug 6, 2012 to Apr 1, 2013
- Employees · unset to 85.0Aug 6, 2012 to Apr 1, 2013
- State-registered IARs · unset to 0.0Aug 6, 2012 to Apr 1, 2013
- Discretionary RAUM · $1.8B to $1.3BAug 6, 2012 to Apr 1, 2013
- Non-discretionary RAUM · $8.2B to $23BAug 6, 2012 to Apr 1, 2013
- RAUM · $10.0B to $24BAug 6, 2012 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026